Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities due June 8, 2028 linked to the common stock of Rigetti Computing, Inc. Each security has a stated principal amount of $1,000 and an issue price of $1,000; the estimated value on the pricing date is Approximately $932.80. The securities pay a contingent coupon (annual rate determined on the pricing date, indicated at 41.00% to 42.25%) only if the underlier’s closing level on each observation date meets or exceeds the coupon barrier level (set at 50% of the initial level). The notes are subject to automatic early redemption if the underlier meets the call threshold (100% of initial level) on any redemption determination date beginning June 3, 2027. At maturity, if the final level is below the downside threshold (set at 50% of initial level), payment is reduced pro rata (performance factor = final level/initial level), which could result in a total loss of principal. All payments are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley and are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities linked to Cognizant Technology Solutions Corporation class A common stock, with a stated principal amount of $1,000 per security. The securities pay a contingent coupon of 15.50% per annum on specified observation dates if the underlier meets the coupon barrier (60% of the initial level). The estimated value on the pricing date was approximately $955.60. The securities may be automatically redeemed early if the closing level meets the call threshold (100% of the initial level) on a redemption determination date; at maturity investors receive principal only if the final level is at or above the downside threshold (60% of the initial level), otherwise principal is reduced proportionally. All payments are subject to the issuer's and guarantor's credit risk and the offering includes issuance, distribution and hedging costs embedded in the issue price.
Morgan Stanley Finance LLC issues a preliminary pricing supplement for principal-at-risk, auto-callable notes due June 12, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000 per security. The estimated value on the pricing date is approximately $958.50 per security. The notes pay no regular interest, can be automatically redeemed on specified determination dates for preset early redemption payments (targeting about 11.75% per annum), and return at maturity either a fixed positive payment, the stated principal, or an amount tied to the worst-performing underlier (EURO STOXX 50® and Russell 2000®), with a downside threshold of 75% of initial levels. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS notes due June 2, 2031 linked to the worst performing of the S&P 500 Equal Weight Index and the S&P 500 Index. Each note has a stated principal amount of $1,000 and pays no interest. At maturity investors receive principal plus a 170% leverage of the appreciation of the worst performing underlier, capped at a $1,802.50 maximum payment. A 10% buffer applies: if the worst performing underlier declines below 90% of its initial level, investors lose 1% of principal for each 1% decline beyond the buffer, with a 10% minimum payment at maturity. The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley; all payments are subject to the issuer and guarantor credit risk. The pricing date was May 29, 2026 and the observation date is May 28, 2031. The estimated value on the pricing date was approximately $974.90 per security.
Morgan Stanley Finance LLC offers structured Buffered Jump Securities linked to the S&P 500® Index with a $1,000 stated principal amount per security. The securities have a 20% buffer, a 134.75% participation rate, a downside factor of 1.25% and an early redemption payment of $1,085 if the first determination date condition is met.
Key dates include strike/pricing on May 29, 2026, first determination date on March 30, 2027, original issue date on June 3, 2026 and maturity on June 3, 2030. The estimated value on the pricing date is approximately $988.60 per security. Payments are subject to issuer credit risk; principal can be lost if the final level is below the buffer at maturity.
Morgan Stanley Finance LLC is offering structured notes called Dual Directional Trigger PLUS due July 5, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 per security and an estimated value on the pricing date of approximately $960.30 per security.
The payout at maturity depends on the worst performing of the Nasdaq-100® Technology Sector Index and the Russell 2000® Index. Upside is leveraged (leverage factor 138%) for positive performance; a capped absolute-return feature applies if the worst underlier declines but remains above its 70% downside threshold (with a 50% participation rate). If the worst underlier closes below its downside threshold, investors suffer full downside exposure on a 1%-for-1% basis and could lose their entire principal. All payments are subject to the issuer’s and guarantor’s credit risk and other terms in the accompanying supplements.
Morgan Stanley Finance LLC offers market-linked, auto-callable principal-at-risk securities with a face amount of $1,000 per security and an estimated value of $954.20 on the pricing date. These securities are linked to the lowest performing common stock of Microsoft and NVIDIA, carry a 200% participation rate for positive returns if not called, and include a call feature that can redeem the securities on June 22, 2027 for a call payment of at least $1,352.50. The securities expose investors to full downside risk if the lowest performing stock falls below a threshold equal to 50% of its starting price, and are fully guaranteed by Morgan Stanley. Terms, pricing date (June 16, 2026), original issue date (June 22, 2026) and estimated value will be set in the final pricing supplement.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes due September 30, 2027, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000. The notes pay a contingent coupon of 9.75% per annum on each coupon payment date only if the closing level of both underlying indices meet or exceed their coupon barrier levels on the related observation dates. The notes reference the Nasdaq-100® Technology Sector Index (NDXT) and the Russell 2000® Index (RTY), are automatically redeemed if both underliers meet call thresholds on any redemption determination date, and at maturity expose investors to loss equal to the percentage decline of the worst performing underlier if that underlier is below its downside threshold. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced contingent income auto-callable securities linked to MongoDB, Inc. common stock with a $1,000 stated principal per security and an original issue price of $1,000. The securities pay a contingent quarterly coupon at an annual rate of 21.25% (about $53.125 per quarter) only when the determination closing price is at or above a downside threshold equal to 50% of the initial share price. If any of the first eleven determination dates has a closing price at or above the initial share price, the notes will be automatically redeemed at the stated principal plus accrued contingent coupons. If the securities are not called and the final share price is below the downside threshold at maturity, holders suffer 1-to-1 downside exposure and may lose a significant portion or all of their principal. Estimated value on the pricing date was approximately $966.10. Payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; all payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC is offering unsecured, auto-callable Structured Jump Notes due June 21, 2033, fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $904.50. The notes pay no interest, carry a 100% participation rate in upside at maturity if the final level exceeds the initial level, and may be automatically redeemed beginning on the first determination date, June 15, 2027, for fixed early redemption payments that compound to specified minimum cash amounts per note on each early redemption date.
The notes are linked to the Morgan Stanley Amplitude Index, which applies volatility-targeting, a risk-mitigation multiplier-adjustment mechanism and index fees (including a 0.65% per annum daily fee). All payments are subject to issuer and guarantor credit risk; the notes are not exchange-listed and secondary liquidity may be limited.