Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC launched preliminary terms for Enhanced Buffered Jump Securities tied to the S&P 500 Index, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk notes pay no interest and are designed for investors seeking equity-linked exposure with a capped upside and partial downside buffer through maturity on October 28, 2026.
At maturity, if the S&P 500 final level is at or above the buffer level of 5,897.259 (90% of the 6,552.51 initial level), each $1,000 security returns principal plus a fixed upside payment of $85.50 (8.55%). If the final level is below the buffer, repayment is reduced by 1.1111% for each 1% decline beyond the 10% buffer, with no minimum—principal could be lost in full.
The price to public is $1,000 per security, with up to $10 in placement fees and $990 in proceeds to the issuer per security. The estimated value on the pricing date is approximately $986.40 per security. The notes are unsecured obligations of MSFL, subject to Morgan Stanley credit risk, are not listed on any exchange, and feature key dates: strike October 10, 2025, pricing October 16, 2025, issue October 21, 2025, and observation October 23, 2026.
Morgan Stanley Finance LLC filed a 424(b)(2) preliminary pricing supplement for Contingent Income Auto-Callable Securities linked to Robinhood Markets, Inc. Class A stock, fully and unconditionally guaranteed by Morgan Stanley.
The notes offer a 19.25% per annum contingent coupon, paid only if the Robinhood closing level is at or above the coupon barrier (50% of the initial level) on each observation date. The notes may be automatically redeemed if the underlier is at or above the call threshold (100% of the initial level) on a redemption determination date, starting April 17, 2026, for principal plus the contingent coupon. If held to maturity on October 22, 2029 and the final level is below the downside threshold (50% of initial), investors lose 1% of principal for each 1% decline; repayment of principal is not guaranteed.
The issue price is $1,000 per security; the estimated value on the pricing date is approximately $943.40 per security. The notes are unsecured, subject to the issuer’s and guarantor’s credit risk, and will not be listed. Tax treatment is uncertain; non‑U.S. holders may be subject to 30% withholding on coupons.
Morgan Stanley Finance LLC is offering Enhanced Trigger Jump Securities linked to Robinhood Markets, Inc. Class A common stock. These are principal-at-risk notes that pay no interest and are fully and unconditionally guaranteed by Morgan Stanley.
At maturity on October 30, 2026, investors receive $1,000 plus a fixed upside payment if the final stock level is at or above the downside threshold; otherwise, they lose 1% of principal for each 1% decline. The upside payment is $217 per security (21.70% of principal), and the downside threshold is 50% of the initial level. Key dates include a strike/pricing date of October 24, 2025 and an observation date of October 27, 2026.
The issue price is $1,000 per security; the estimated value on the pricing date is approximately $974.60 per security. The securities will not be listed on any exchange. Sales are to fee‑based advisory accounts; selected dealers may receive a structuring fee of up to $6.25 per security. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Jump Securities with auto-call features linked to Oracle Corporation common stock. The notes are issued at $1,000 per security for an aggregate principal amount of $780,000 and are fully and unconditionally guaranteed by Morgan Stanley. Net proceeds to the issuer are $760,500, after $19,500 in selling commissions.
The notes may be automatically redeemed on scheduled dates if Oracle’s closing level is at or above the call threshold. Early redemption payments step up, targeting ~12.93% per annum, culminating at $1,355.575 per security before maturity. If held to maturity and the final level is at or above the call threshold, the payment is $1,387.90 per security. If the final level is below the call threshold but at or above the downside threshold, investors receive principal plus the absolute decline (100% participation) capped at a 50% positive return. Below the downside threshold, losses match the percentage decline, up to total loss.
Key terms include initial level $296.96, call threshold $296.96 (100%), downside threshold $148.48 (50%), first determination date April 9, 2026, maturity October 12, 2028, and estimated value $944.60 per security. Payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC launched a preliminary pricing supplement for market-linked, principal-at-risk notes linked to the lowest-performing of the Dow Jones Industrial Average and the S&P 500 Index, due October 27, 2028 and fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 security is offered with agent commissions of $25.75 and expected proceeds to the issuer of $974.25 per security; the current estimated value is approximately $959.80 per security (or within $45.00 of that estimate). The notes pay no interest and will not be listed.
The notes are auto-callable on October 29, 2026 if each index closes at or above its starting level, paying at least $1,100 per $1,000 (a call premium of at least 10.00%). If not called, at maturity investors receive: 100% upside participation in the lowest-performing index up to a maximum return of 24% ($1,240 cap); or, if the lowest-performing index is down but not below its 90% threshold, a contingent absolute return up to 10%; or, if it finishes below the threshold, a loss beyond a 10% buffer, down to 10% of face value. Key dates include pricing on October 24, 2025 and original issue on October 29, 2025. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, announced Contingent Income Auto-Callable Securities due October 28, 2027 linked to Hewlett Packard Enterprise common stock. Each security is priced at $1,000 and pays a contingent coupon at an annual rate of 13.45% on scheduled dates only if the underlier closes at or above the coupon barrier on the related observation date.
The notes are principal at risk. If not called and the final level is below the downside threshold, investors lose 1% of principal for every 1% decline of the underlier; repayment of principal occurs only if the final level is at or above the downside threshold. The coupon barrier and downside threshold are each 60% of the initial level; the call threshold is 100% of the initial level. The first potential call date is April 24, 2026. The estimated value on the pricing date is approximately $960.10 per security (subject to final confirmation). The securities will not be listed, and all payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley (MS), is offering Buffered Performance Leveraged Upside Securities linked to the S&P 500 Index, maturing on May 3, 2028. These notes pay no coupon and are principal-at-risk.
At maturity, investors receive $1,000 plus 200% of any index gain, capped at a maximum payment of at least $1,207.20 per note. If the index is down by up to the 10% buffer, repayment is $1,000. Losses resume 1-for-1 beyond the buffer, with a minimum payment of $100 per note.
The issue price is $1,000 per note; the preliminary estimated value on the pricing date is about $963.20. Sales commissions are $25 per note, plus a $5 structuring fee. The valuation date is April 28, 2028. The notes will not be listed, and all payments are subject to the issuer’s and guarantor’s credit risk. Proceeds are for general corporate purposes; the issuer expects to receive $1,000 per note issued.
Morgan Stanley Finance LLC filed a preliminary pricing supplement for Contingent Income Auto-Callable Securities linked to EQT Corporation common stock, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk notes offer a contingent coupon at 9.60% per annum when EQT’s closing level is at or above the coupon barrier on observation dates and may be automatically called if EQT is at or above the call threshold on specified redemption determination dates.
Each security has a $1,000 issue price, with an estimated value on the pricing date of approximately $964.10 per security (within $35 of that estimate). The coupon barrier and downside threshold are each 60% of the initial level, and the call threshold is 100% of the initial level. If not called and EQT finishes below the downside threshold at maturity, investors lose 1% of principal for every 1% decline; gains above the initial level are not participated in. Key dates include a strike/pricing date of October 24, 2025 and a maturity date of October 28, 2027. The notes will not be listed and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC filed a preliminary pricing supplement for Contingent Income Auto‑Callable Securities linked to Oracle Corporation common stock, due November 3, 2027, fully and unconditionally guaranteed by Morgan Stanley.
The notes are issued at $1,000 per security with an estimated value on the pricing date of approximately $954.60 per security. A 14.00%–15.00% annual contingent coupon is payable only when the underlier closes at or above the coupon barrier (set at 60% of the initial level) on the relevant observation date. The notes auto‑call for principal plus the coupon if the underlier is at or above the 100% call threshold on any redemption determination date, beginning April 29, 2026.
If not called, at maturity investors receive principal only if the final level is at or above the 60% downside threshold; otherwise, the payoff declines 1% for every 1% drop in the underlier and can be zero. The securities are unsecured, principal at risk, not listed on any exchange, and all payments are subject to the issuers’ credit risk.
Morgan Stanley Finance LLC filed a preliminary pricing supplement for Contingent Income Auto‑Callable Securities due November 2, 2028, fully and unconditionally guaranteed by Morgan Stanley. These principal‑at‑risk notes are linked to the worst performing of the Dow Jones Industrial Average, Nasdaq‑100 Index and Russell 2000 Index.
The notes pay a contingent coupon at 8.00% per annum only if, on each observation date, the closing level of each index is at or above its 75% coupon barrier. They are auto‑callable on scheduled determination dates if all indices are at or above 100% of initial, returning principal plus the coupon for that period. If not called, at maturity investors receive principal only if all indices are at or above the 70% downside threshold; otherwise, repayment is reduced one‑for‑one with the decline of the worst index and could be zero.
The securities are unsecured obligations of MSFL, subject to Morgan Stanley’s guarantee and credit risk. The estimated value on the pricing date is approximately $962.70 per $1,000, reflecting issuance, selling, structuring and hedging costs and an internal funding rate. Key dates include strike and pricing on October 30, 2025 and maturity on November 2, 2028.