Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced contingent-income, principal-at-risk notes guaranteed by Morgan Stanley. The offering totals $441,000 aggregate principal at an issue price of $1,000 per security with a stated principal of $1,000, an estimated value of $937.60 on the pricing date and a maturity date of May 23, 2031. The notes pay a contingent coupon of 13.75% per annum on observation dates when the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index closes at or above the coupon barrier (approximately 75% of initial level). The securities feature automatic early redemption if the index equals or exceeds the call threshold (initial level 1,434.85) on a redemption determination date, a 15% buffer (buffer level ≈ 85% of initial level) at maturity, and a minimum payment at maturity of 15% of principal. All payments are subject to MSFL credit risk and are fully and unconditionally guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering Principal-at-Risk Structured Investments — Enhanced Trigger Jump Securities linked to the worst performing of the Dow Jones Industrial, Russell 2000 and S&P 500. Each security has a $1,000 stated principal amount and matures on July 13, 2027. If, on the observation date (July 8, 2027), the final level of every underlier is at or above its downside threshold (75% of its initial level), holders receive the stated principal plus a fixed $100 upside payment. If any underlier is below its downside threshold, payment is the stated principal multiplied by the performance factor of the worst performing underlier; there is no minimum payment and investors could lose their entire principal. The estimated value on the pricing date was approximately $972.00 per security. All payments are subject to the issuer’s and guarantor’s credit risk; the securities are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes linked to the S&P 500® Futures Excess Return Index with automatic early redemption and a final maturity of June 2, 2031. Each security has a $1,000 stated principal amount and an original issue price of $1,000.
The notes pay no interest, carry principal-at-risk and are fully and unconditionally guaranteed by Morgan Stanley. They will auto-redeem on the first determination date (June 4, 2027) if the underlier is at or above the call threshold (107% of the initial level) for a fixed early redemption payment of $1,217.50 per security. If not redeemed, maturity payoffs depend on the final level versus the initial level and a participation rate of 265%; losses occur if the final level falls below the downside threshold (75% of the initial level).
Morgan Stanley Finance LLC priced market-linked notes linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index with a $1,000 stated principal amount per note. The notes pay no interest, have a 100% participation rate in the upside of the worst performing underlier, and a maximum payment at maturity of $1,127.50 per note (112.75% of principal). The notes reference initial levels of INDU 50,579.70 and SPX 7,473.47 (strike date May 22, 2026), have an observation date of November 22, 2027 and mature on November 26, 2027. Payments are based solely on the worst performing underlier and all payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced a $50,000,000 issue of Fixed Rate Callable Notes due July 28, 2027. The notes pay 4.200% per annum quarterly interest, have an issue price of $1,000 per note and an estimated pricing-date value of $995.40 per note. The issuer may redeem the notes quarterly beginning November 28, 2026 if a risk neutral valuation model selected by the calculation agent determines redemption is economically rational; any redemption is at 100% of principal plus accrued interest. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers auto-callable, principal‑at‑risk structured notes linked to the S&P 500® Index with a $1,000 stated principal amount per security and an original issue price of $1,000. The notes pay no interest, carry full Morgan Stanley guarantee, and may be automatically redeemed on the first determination date for an early redemption payment of $1,100 if the index is at or above the call threshold.
If not redeemed, maturity payments depend on index performance: investors receive principal plus an upside payment when the final level exceeds the initial level (participation rate 170.25%); receive only principal if the final level is between the initial level and the downside threshold (approximately 85% of the initial level); and suffer pro rata losses if the final level is below the downside threshold, potentially losing the entire investment. All payments are subject to issuer credit risk. The first determination date is June 4, 2027 and the final determination date is May 22, 2029.
Morgan Stanley Finance LLC is offering principal‑at‑risk, auto‑callable notes linked to Super Micro Computer, Inc. (SMCI) with a stated principal amount of $1,000 per security. The securities pay a contingent coupon of 24.40% per annum on specified observation dates only if the underlier meets the coupon barrier.
If not called early, maturity is May 30, 2028. Investors receive principal at maturity only if the final level is at or above the downside threshold of $17.79 (50% of the initial level of $35.58 set on the strike date, May 22, 2026). If the final level is below that threshold, payment equals the stated principal multiplied by the performance factor (final level/initial level), which could result in a substantial loss or zero recovery. All payments are subject to Morgan Stanley's credit risk. The estimated value on the pricing date was approximately $949.20 per security.
Morgan Stanley Finance LLC priced contingent income, memory auto-callable principal-at-risk notes linked to the Class A common stock of Alphabet Inc. The notes have a $1,000 stated principal amount, an issue price of $1,000 and an estimated value of approximately $984 on the pricing date, and mature on June 9, 2027. The securities pay a contingent coupon at an annual rate of 19.16% on each coupon payment date only if the closing level of the underlier meets or exceeds the coupon barrier ($306.376, 80% of the initial level) on the related observation date, and are automatically redeemed early if the closing level meets or exceeds the call threshold ($382.97, 100% of the initial level) on any redemption determination date. If not auto‑redeemed, maturity payment returns full principal only if the final level is at or above the downside threshold ($306.376); otherwise payment equals the stated principal multiplied by the performance factor (final level/initial level), exposing investors to potential loss of principal.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering $32,142,000 aggregate of Capped Leveraged S&P 500® Index‑Linked Notes due June 23, 2027. Each note has a Face Amount of $1,000 and an Upside Participation Rate of 125% with a Cap Level of 115.350% of the Initial Underlier Level and a Maximum Settlement Amount of $1,191.875 per $1,000 face amount.
The notes pay no interest; maturity payment depends on the S&P 500 Index performance from the Trade Date (May 21, 2026) to the Determination Date (June 21, 2027). The Initial Underlier Level is 7,445.72. Estimated value on the Trade Date was $982.30 per note; original issue price is $1,000. All payments are subject to issuer and guarantor credit risk and the notes are unsecured and not exchange‑listed.
Morgan Stanley Finance LLC priced $17,282,000 of Digital S&P 500® Index-Linked Notes due July 14, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 Face Amount note pays no interest and returns either the Maximum Settlement Amount of $1,116.20 if the S&P 500® closes at or above 90% of its initial level on the Determination Date, or a formulaic cash payment that can result in a loss of principal if the index declines by more than 10%. The Trade Date is May 21, 2026, the Estimated Value per note on the Trade Date is $997.90, the Initial Underlier Level is 7,445.72, the Determination Date is July 12, 2027 and the Stated Maturity Date is July 14, 2027. All payments are subject to issuer credit risk, the notes are unsecured, will not be listed, and have limited upside capped at 111.62% of face.