Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering contingent income, principal-at-risk notes due June 20, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. The securities pay a contingent coupon (annual rate to be set on the pricing date) only if the underlier meets coupon barrier tests on observation dates and may be automatically redeemed early if the underlier meets the call threshold on redemption determination dates. At maturity, if the final level is below the downside threshold, principal is reduced pro rata to the underlier’s performance; if at or above that threshold, investors receive the stated principal. All payments are subject to Morgan Stanley’s credit risk and the securities do not provide regular interest or participation in index appreciation.
Morgan Stanley Finance LLC priced Principal at Risk notes linked to the MSCI Emerging Markets Index due June 16, 2027. Each security has a $1,000 stated principal amount and an issue price of $1,000. The securities provide a fixed upside payment of at least $151.40 (15.14%) if the final level is greater than or equal to a 90% buffer level; if the final level is below the 90% buffer, investors lose 1.1111% of principal for each 1% decline beyond the 10% buffer. Payments are subject to the credit of MSFL and Morgan Stanley. The estimated value on the pricing date was approximately $983.40 per security and the agent’s fee was $10 per $1,000 stated principal amount. The observation date is June 11, 2027 (subject to postponement) and the maturity date is June 16, 2027.
Morgan Stanley Finance LLC is offering Enhanced Buffered Jump Securities linked to the S&P 500® Index with a stated principal amount of $1,000 per security. The securities mature on June 16, 2027 and use an observation date of June 11, 2027.
If the final level is at or above a buffer level equal to 90% of the initial level, holders receive the stated principal plus an upside payment of at least $89.20 (8.92%). If the final level is below the buffer level, holders incur losses equal to 1.1111% of principal for every 1% decline beyond the 10% buffer; there is no minimum payment and investors could lose their entire investment. All payments are subject to the credit risk of MSFL and its guarantee by Morgan Stanley.
Morgan Stanley Finance LLC offers a preliminary pricing supplement for principal‑at‑risk, auto‑callable notes tied to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. The stated principal amount is $1,000 per security and the issue price is $1,000 per security; the estimated value on the pricing date is approximately $930.00.
The notes may be automatically redeemed beginning on the first determination date, June 22, 2027, if the underlier’s closing level is ≥ the call threshold (set at 90% of the initial level). Early redemption payments rise across scheduled determination dates and, if not redeemed, the payment at maturity will be $2,000.00 to $2,050.00 if the final level is ≥ the call threshold; investors receive principal only if the final level is between the call threshold and the downside threshold (the downside threshold is 60% of the initial level), and will suffer proportional losses below that threshold. The underlier includes a 4% per annum decrement and uses intraday leverage/rebalancing. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities tied to the S&P 500® Futures Excess Return Index with a stated principal amount of $1,000 per security. The securities mature on June 21, 2032 and offer a leveraged upside equal to the stated principal amount × 226% × underlier percent change.
At maturity investors receive: the stated principal plus the leveraged upside if the final level exceeds the initial level; the stated principal if the final level is between the downside threshold (set at 70% of initial) and the initial level; or a loss pro rata to the underlier decline if the final level is below the downside threshold. The document shows an estimated value on the pricing date of approximately $927.30 per security and notes that all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS notes due December 4, 2028 linked to the worst performing of the Nasdaq-100 and S&P 500. Each security has a stated principal amount of $1,000, a 115% leverage factor on upside and a maximum upside payment of $1,395 (139.50% of principal). The securities provide a 10% buffer (buffer level = 90% of initial) and a minimum payment at maturity of 10% of principal. If the worst performing underlier finishes above its initial level, investors receive principal plus 115% of appreciation, capped at the maximum. If the worst performing underlier finishes between its initial level and the buffer level, investors receive principal plus an absolute-return participation (capped effectively at 10%). If the worst performing underlier finishes below the buffer level, investors incur losses of 1% for each 1% decline beyond the buffer, and the payment may be significantly less than principal. The estimated value on the pricing date was approximately $955.20 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes due May 28, 2031 linked to a three-component basket (MSCI EAFE 25%, MSCI Emerging Markets 10%, S&P 500 Futures Excess Return 65%). The notes have a 260% participation rate, a call threshold of 100 (first determination date June 1, 2027) and a downside threshold of 80. Early redemption pays $1,150 per $1,000 security on the first determination date if the underlier closes at or above the call threshold. If not called, maturity payoff ranges from full principal plus upside to a pro rata loss down to zero; all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities linked to the S&P 500® Futures Excess Return Index with a $1,000 stated principal amount per security and a 202% leverage factor. The securities have a strike/pricing date of June 15, 2026, an original issue date of June 18, 2026, an observation date of June 16, 2031 and a maturity date of June 20, 2031.
At maturity: if the final level > initial level, holders receive principal plus 202% of appreciation; if final level ≤ initial but ≥ the downside threshold (70% of initial), holders receive principal; if final level < downside threshold, holders lose 1% of principal for each 1% decline in the underlier. The document states an estimated value on the pricing date of approximately $933.50 per security and notes all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS notes due June 1, 2029 linked to the iShares® Expanded Tech-Software Sector ETF (Bloomberg: IGV). Each security has a $1,000 stated principal amount and is fully and unconditionally guaranteed by Morgan Stanley.
The notes provide a 150% leverage factor to positive performance up to a $1,610 maximum payment (161% of principal). They include a 20% buffer against declines and a minimum payment of 20% of principal. Payments depend on the closing level on the observation date and are subject to issuer credit risk and tax uncertainty.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due June 4, 2027 linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. Each security has a stated principal amount of $1,000, a contingent coupon at an annual rate of 7.80% (paid only if all underliers meet coupon barrier levels on observation dates), and an estimated value on the pricing date of approximately $987.90.
The notes feature automatic early redemption if all underliers meet call thresholds on specified redemption determination dates, and at maturity expose holders to losses equal to the percentage decline of the worst performing underlier below a 60% downside threshold; payments are unsecured and fully guaranteed by Morgan Stanley and are subject to issuer credit risk and limited secondary-market liquidity.