Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley priced a preliminary offering of fixed rate notes due August 9, 2027 with a stated principal of $1,000 per note and an annual interest rate of 4.32%. The original issue date is June 8, 2026. Payments are subject to the credit risk of Morgan Stanley, the notes will not be listed on any exchange, and the estimated value on the pricing date is approximately $997.60 per note (within $47.60 of that estimate). Proceeds are used for general corporate purposes. Certain distribution and commission amounts are stated as blank in this preliminary supplement and will be set forth in the final pricing supplement.
Morgan Stanley Finance LLC priced structured, principal‑at‑risk notes with a $1,000 stated principal per security and an issue price of $1,000. The securities reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index and mature on June 16, 2033.
The notes carry a buffer equal to 80% of the initial level (a 20% buffer amount), an automatic early‑redemption feature beginning with the first determination date on June 15, 2027, and scheduled early‑redemption payments that imply approximately 10.25% per annum if called. If not called and the final level is at or above the buffer level, the stated payment at maturity is $1,717.50. If the final level is below the buffer, investors lose 1% for each 1% decline beyond the buffer; the minimum payment at maturity is 20% of principal. The estimated value on the pricing date was approximately $911.60. All payments are subject to Morgan Stanley's credit risk and the calculation agent is Morgan Stanley & Co. LLC. The closing level of the underlier on May 29, 2026 was 1,537.79.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes due July 15, 2027 linked to the worst performing of the EURO STOXX 50, Russell 2000 and the XLP ETF. Each security has a stated principal amount of $1,000 and an upside payment of $110 (11%) if the worst performing underlier finishes at or above its downside threshold.
If any underlier finishes below its downside threshold (70% of its initial level), repayment equals the stated principal multiplied by the performance factor of the worst performing underlier, so investors may lose up to 100% of principal. The estimated value on the pricing date was approximately $983.40 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes tied to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal amount and an upside payment of $343.50 (34.35% of principal) if the final level is at or above a 75% buffer level. If the final level is below the buffer level, investors absorb a 1% loss of principal for each 1% the underlier falls beyond the 25% buffer, subject to a minimum payment at maturity of 25% of principal. Key dates include a strike and pricing date of June 22, 2026, original issue date June 25, 2026, observation date June 24, 2030, and maturity June 27, 2030. The estimated value on the pricing date was approximately $985.50 per security. All payments are subject to MSFL's and Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is issuing principal‑at‑risk structured notes due June 27, 2029 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a fixed upside payment of $235 (23.50%) if the final level of the S&P 500® Futures Excess Return Index is greater than or equal to the buffer level on the observation date. If the final level is below the buffer level (set at 75% of the initial level), investors absorb losses of 1% for each 1% decline beyond the buffer, subject to a minimum payment at maturity of 25% of stated principal. The strike and pricing date is June 22, 2026, the original issue date is June 25, 2026, the observation date is June 22, 2029, and the securities pay no periodic interest. All payments are subject to Morgan Stanley’s credit risk; estimated value on the pricing date is approximately $985.30 per security.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities linked to the worst performing of QQQ, the S&P 500 and GLD. Each security has a $1,000 stated principal amount, an estimated value on the pricing date of $962.90, a contingent coupon rate of 7.60% per annum, a strike/pricing date of June 11, 2026 and a maturity date of March 16, 2028. Coupons are paid only if each underlier is at or above its coupon barrier on observation dates; automatic early redemption can occur on specified determination dates if all underliers meet call thresholds. At maturity investors either receive principal (if final levels ≥ downside thresholds) or suffer a loss equal to the percentage decline of the worst performing underlier, potentially losing the entire principal. All payments are subject to the issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering structured, auto-callable Jump Notes due June 17, 2031, fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal and is linked to the worst performing of META, NVDA and NOW. The notes pay no interest, feature an automatic early redemption test on June 21, 2027 with an early redemption payment of $1,357.50 if each underlier meets its 90% call threshold, and pay at maturity either principal plus an upside payment (100% participation in the worst underlier's appreciation) or only principal if any underlier is at or below its initial level. Estimated value on pricing date is approximately $969.50 per note. All payments are subject to issuer credit risk; the notes are unsecured and will not be listed.
Morgan Stanley Finance LLC offers Principal at Risk Buffered Participation Securities tied to the S&P 500® Index with a one‑year term maturing on June 16, 2027. Each security has a $1,000 stated principal amount, a 20% buffer (80% buffer level), a 100% participation rate and a maximum payment at maturity of $1,093 (109.30% of principal). If the index finishes above the initial level, investors receive principal plus appreciation up to the maximum payment. If the index finishes between the buffer level and the initial level, investors receive principal. If the index finishes below the buffer level, investors lose 1% for every 1% decline beyond the buffer, subject to a minimum payment at maturity of 20% of principal. Payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley and are subject to the issuer’s and guarantor’s credit risk. The pricing date and strike date are June 5, 2026, the original issue date is June 10, 2026, and the observation date is scheduled for June 11, 2027.
Morgan Stanley Finance LLC priced principal-at-risk structured notes linked to Micron Technology, Inc. Each security has a stated principal amount of $1,000, an upside payment of $422.50 (42.25%), an observation date of July 9, 2027 and a maturity date of July 14, 2027. If the final level is below the downside threshold (50% of the initial level), payments decline 1% for each 1% drop in the underlier and could be zero. The estimated value on the pricing date was approximately $977.50. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk Dual Directional Jump Securities linked to the worst performing of Alphabet Inc. (GOOGL) and Amazon.com, Inc. (AMZN). Each security has a $1,000 stated principal amount and matures on June 21, 2029. The securities carry no guaranteed interest and are subject to credit risk of Morgan Stanley and MSFL. They feature an automatic early redemption test on the first determination date and payoff mechanics that reward upside participation (150%) but expose investors to full downside if the worst performing underlier falls below its 60% downside threshold.