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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes—Buffered Jump Securities with an auto-callable feature tied to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The terms state a $1,000 stated principal per security, aggregate principal of $2,660,000, an estimated value on the pricing date of $902.30, a 15% buffer and a final maturity of May 30, 2031. Automatic early redemption can occur on scheduled determination dates beginning May 27, 2027 if the underlier is at or above the call threshold (1,354.005). If not auto-redeemed, the maturity payoff is determined by the final level relative to the buffer and initial level (initial level 1,504.45); downside beyond the buffer reduces principal 1% per 1% decline, subject to a 15% minimum payment.
Morgan Stanley Finance LLC priced a primary offering of $25,834,000 in Buffered Digital Basket-Linked Notes due August 25, 2028, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 face amount and return at maturity depends on a weighted basket of five international equity indices with an Initial Basket Level of 100, a Buffer Level of 90 and a Threshold Settlement Amount of $1,253.30 per $1,000 Face Amount. If the Final Basket Level is at or above 100 you may receive at least the Threshold Settlement Amount or the return linked to the basket; if the Final Basket Level is below 90 you will suffer a proportional loss, potentially losing your entire investment. The trade date was May 27, 2026, Original Issue Date June 1, 2026, Determination Date August 23, 2028 and Stated Maturity Date August 25, 2028.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due May 30, 2031 that are fully guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security and aggregate principal amount of $1,228,000. They pay a contingent coupon of 9.50% per annum only when the closing level of the S&P U.S. Equity Momentum 40% VT 4% Decrement Index is at or above the coupon barrier on specified observation dates, feature automatic early redemption if the index meets a 90% call threshold on a redemption determination date, and provide a buffer amount of 15% with a minimum payment at maturity equal to 15% of principal. All payments are subject to the issuer's and guarantor’s credit risk, and the estimated value on the pricing date was $902.60 per security.
Morgan Stanley Finance LLC priced contingent income, principal-at-risk notes due May 30, 2031 with a $1,000 stated principal per security and an aggregate principal amount of $4,287,000. The securities pay a 11.60% contingent coupon on observation dates only if the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index closes at or above the coupon barrier level (1,203.56, 80% of initial). The notes are automatically redeemable if the index closes at or above the call threshold (1,504.45) on specified redemption determination dates beginning May 26, 2027. If not redeemed, maturity payoff returns principal only if the final level is at or above the buffer level (1,278.783, ~85%); otherwise payment at maturity equals $1,000 × (performance factor + 15%), subject to a 15% minimum payment. All payments are subject to issuer and guarantor credit risk; the estimated value at issuance was $899.00 per security.
Morgan Stanley Finance LLC offers Principal at Risk notes due May 30, 2031 linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index. The offering is in $1,000 denominations with an aggregate principal amount of $1,169,000 and a stated principal amount of $1,000 per security. The securities pay a contingent coupon at an annual rate of 8.50% on observation dates when the underlier is at or above the coupon barrier level and feature an automatic early redemption if the index meets the call threshold on a redemption determination date. If not called, principal at maturity is protected only above the buffer level 1,278.783 (≈85% of initial level); below that investors bear losses 1:1 beyond the 15% buffer, subject to a 15% minimum payment.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable jump securities with an aggregate principal amount of $222,000. Each security has a $1,000 stated principal amount and may be automatically redeemed on the first determination date for an early redemption payment of $1,125 if both underliers meet their call thresholds on that date. The securities are linked to the worst performing of the S&P 500® Index and the Russell 2000® Index, carry a 125% participation rate for upside at maturity, have a downside threshold at 75% of initial levels, and expose investors to full credit risk of Morgan Stanley and to potential loss of principal if the worst performing underlier falls below its downside threshold.
Morgan Stanley Finance LLC priced Buffered PLUS principal‑at‑risk securities linked to the worst performing of the Russell 2000® and the S&P 500®. The notes have a $1,000 stated principal amount, 115% upside leverage, a 20% buffer and mature on May 30, 2031.
At maturity the payout is determined by the worst performing underlier on the observation date: investors receive principal plus 115% of upside if the worst underlier is above its initial level, full principal if it finishes within the 20% buffer, or a loss proportional to downside beyond the buffer (minimum payment 20% of principal).
Morgan Stanley Finance LLC priced principal-at-risk, auto-callable structured notes due May 31, 2030. The notes are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, issued at $1,000 per security with an estimated value of $953.90 on the pricing date. The notes are linked to the worst performing of the Russell 2000® and the S&P 500®. If, on the first determination date, both underliers are at or above their call thresholds, the notes auto-redeem on June 11, 2027 for $1,132.50 per security. If not called, maturity payouts depend on final levels: full principal plus a 150% participation in upside if both underliers are above initial levels; principal returned if both are above their 70% downside thresholds; otherwise investors suffer losses proportional to the decline of the worst performing underlier, potentially losing the entire principal.
Morgan Stanley Finance LLC priced a series of Principal-at-Risk notes — $1,000 per security, $355,000 aggregate — due May 30, 2031 and fully guaranteed by Morgan Stanley. The securities pay a contingent coupon at an annual rate of 11.00% on observation dates when the underlier meets the coupon barrier; otherwise no coupon is paid.
If not auto‑redeemed, maturity pays $1,000 if the final level is at or above the downside threshold (60% of the initial level); if below, the payment equals $1,000 × performance factor (final level/initial level), so investors can lose a substantial portion or all principal. All payments are subject to the issuer and guarantor credit risk. The estimated value on the pricing date was $898.90 per security.
Morgan Stanley Finance LLC priced a structured, principal-at-risk, auto-callable note program totaling $909,000 aggregate principal. Each security has a stated principal amount of $1,000, an original issue price of $1,000 and an estimated value on the pricing date of $949.60. The notes reference the Nasdaq-100 Technology Sector, Russell 2000 and S&P 500, pay no interest, and can automatically redeem on the first determination date for an early redemption payment of $1,200 if each underlier meets its call threshold. At maturity the payout depends on the worst performing underlier, with a 150% participation rate for upside and a downside threshold of 70% of each initial level that determines full principal protection or potential loss.