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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a structured note called Dual Directional Trigger PLUS due May 30, 2031, fully guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount, an original issue price of $1,000 and an estimated value on the pricing date of $925.70. Payouts depend on the S&P 500® Futures Excess Return Index: investors receive a leveraged upside of 159% of appreciation if the final level exceeds the initial level (initial level: 604.90), a capped positive return if the final level falls but remains at or above the downside threshold (60% of initial = 362.94), and suffer dollar-for-dollar losses if the final level is below the downside threshold (no minimum payment). The offering aggregates $100,000 principal; agents receive a $36.25 commission per security. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced a Structured Dual Directional Buffered PLUS linked to the EURO STOXX 50® Index. The securities have a $1,000 stated principal amount per security, an issue price of $1,000 and an aggregate principal amount of $835,000. The securities mature on May 29, 2031 with an observation date of May 26, 2031.
At maturity the payoff is one of three outcomes: (1) if the final level > initial level, holders receive principal plus 144% of the index appreciation; (2) if final level ≤ initial but ≥ buffer (≈85% of initial), holders receive principal plus a positive payment based on the absolute return participation rate of 100% (effectively capped at 15%); or (3) if final level < buffer, holders lose 1% of principal for each 1% the index is below the buffer, subject to a minimum payment of 15% of principal. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to credit risk.
Morgan Stanley Finance LLC priced a Structured Investments offering totaling $1,619,000 for Dual Directional Buffered PLUS notes, fully and unconditionally guaranteed by Morgan Stanley. The securities are principal‑at‑risk notes linked to the worst performing of the Dow Jones Industrial Average, Nasdaq‑100 and Russell 2000, with a five‑year term maturing on May 30, 2031.
The notes have a $1,000 stated principal amount, an original issue price of $1,000, an estimated value on the pricing date of $937.80, a leverage factor of 136% for upside, an 80% buffer (20% buffer amount) and a minimum payment at maturity equal to 20% of principal. Commissions of $37.50 per security reduce proceeds to the issuer.
Morgan Stanley Finance LLC priced a Trigger PLUS offering of $1,195,000 aggregate principal, fully and unconditionally guaranteed by Morgan Stanley, with a stated principal amount of $1,000 per security.
The securities mature on May 30, 2031 and pay at maturity either (a) principal plus a 190% leverage of the underlier appreciation if the final level exceeds the initial level, (b) the stated principal if the final level is between the initial level and the downside threshold, or (c) a loss proportional to the underlier decline if the final level is below the downside threshold (set at 70% of the initial level, or 423.43). The initial level is 604.90 (strike date May 26, 2026); observation date is May 27, 2031. The issue price was $1,000 per security, estimated value on the pricing date was $925.90, and selected dealers receive a $40 commission per security.
Morgan Stanley Finance LLC priced $1,899,000 aggregate principal of Structured Investments Trigger Jump Securities due May 30, 2031, fully and unconditionally guaranteed by Morgan Stanley. The securities are principal-at-risk notes with a stated principal amount of $1,000 per security and an upside payment of $610 per security (61% of principal). Payment at maturity depends solely on the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 and the S&P 500, using initial levels set on the strike date May 26, 2026. If the worst performing underlier is at or above its initial level on the observation date, investors receive principal plus the greater of the underlier percent change or the $610 upside payment. If the worst performing underlier falls below its downside threshold (70% of initial level), investors lose 1% of principal for each 1% decline and could lose their entire investment. The estimated value on the pricing date was $980.10 per security; issue price was $1,000 with agent commissions of $2.50 per security.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities due May 30, 2031, linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index with an aggregate principal amount of $6,032,000.
The securities have a $1,000 stated principal amount, an issue price of $1,000 (estimated value on the pricing date: $956.60), a 130% leverage factor for upside, and a 70% downside threshold. If the worst performing underlier falls below its downside threshold, principal is lost on a 1% per 1% decline basis; there is no guaranteed interest or minimum payment at maturity. All payments are subject to MSFL's credit risk and guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC priced Principal-at-Risk securities linked to the S&P 500® Futures Excess Return Index. The securities have a $1,000 stated principal amount and an aggregate principal amount of $864,000. Key economics include a $470 upside payment (47% of principal), a 15% buffer (buffer level 514.165; initial level 604.90), a maximum payment at maturity of $1,500, and a minimum payment at maturity of 15% of principal. The observation date is May 27, 2031 and the maturity date is May 30, 2031. The estimated value on the pricing date was $944.50, and dealers received a fixed commission of $35.50 per security. All payments are unsecured and subject to Morgan Stanley Finance LLC's and Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk securities tied to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index with a stated principal of $1,000 per security and an aggregate principal amount of $1,782,000. These notes pay a contingent coupon at an annual rate of 8.75% on specified observation dates only if the index closing level meets or exceeds the coupon barrier level, and are automatically redeemable on specified dates if the index meets the call threshold. At maturity investors receive principal if the final level is at or above the 80% buffer level; otherwise losses apply dollar-for-dollar beyond the buffer subject to a 20% minimum payment. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to issuer credit risk and limited secondary market liquidity.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk notes due December 1, 2027 linked to the S&P 500® Index. Each security has a $1,000 stated principal amount and an aggregate principal amount of $2,036,000. The notes provide 150% leveraged upside subject to a $1,164 maximum payment at maturity and a 15% downside buffer (initial level 7,519.12; buffer level 6,391.252). If the index closes between the buffer level and the initial level at observation, investors receive principal; above the initial level they receive principal plus 150% of appreciation up to the maximum; below the buffer they lose 1% for each 1% decline beyond the buffer, with a minimum payment of 15% of principal. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to credit risk, tax uncertainties and limited secondary-market liquidity.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities due August 31, 2027, fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount and an aggregate principal amount of $1,917,000. They pay a contingent coupon at an annual rate of 8.25% only if on each observation date both underliers meet their coupon barrier levels; otherwise no coupon is paid for that period.
Automatic early redemption may occur on specified redemption dates if both underliers meet their call thresholds. At maturity, if the worst performing underlier is below its downside threshold (75% of initial level), the payment equals the stated principal amount multiplied by the worst performing underlier's performance factor, which can result in substantial principal loss.