Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers auto-callable, principal-at-risk market linked securities due June 22, 2029 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a face amount of $1,000 and an estimated value on the pricing date of $934.80 (within $34.80). The securities pay a fixed call payment of at least $1,345 if automatically called on the call date (June 22, 2027), otherwise the maturity payment depends on the performance of the lowest performing underlying stock and a 300% participation rate for positive returns. The securities are linked to the lowest performing of Broadcom Inc., Alphabet Inc. (Class A) and Netflix, Inc., do not pay interest or dividends, and can result in losses greater than 50%, including total loss of principal, depending on underlying performance. Pricing and many operative terms (starting prices, call prices, threshold prices) will be set on the pricing date (June 16, 2026).
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due October 5, 2027, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and may pay a contingent coupon at an annual rate of 12.50% on observation dates only if both underliers meet coupon barrier levels. Automatic early redemption may occur on specified redemption determination dates if both underliers meet call thresholds; otherwise, at maturity investors receive principal only if both underliers are at or above downside thresholds. If the worst-performing underlier is below its downside threshold at maturity, payment is the stated principal multiplied by that underlier’s performance factor, and could be substantially less than, or equal to zero.
Morgan Stanley Finance LLC priced a structured note offering: Dual Directional Buffered PLUS tied to the worst performing of the Russell 2000® and S&P 500® indices. The securities have a $1,000 stated principal amount and an issue price of $1,000 per security, with aggregate principal of $1,394,000 and an estimated value on the pricing date of $969.80 per security. The term runs from original issue date June 1, 2026 to maturity December 2, 2027, observation date November 29, 2027. Features include a 110.04% leverage factor on upside, a 10% buffer (90% buffer level), 100% absolute return participation, and a minimum payment at maturity of 10% of principal. Payments depend on the worst performing underlier and are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers Dual Directional Buffered PLUS notes due July 5, 2030 (stated principal amount $1,000 per security), fully and unconditionally guaranteed by Morgan Stanley.
The securities give leveraged upside exposure to the S&P 500® Index (leverage factor 200%) subject to a maximum upside payment of $1,370 per security (137% of principal), a 10% buffer (buffer level = 90% of the initial level), and a minimum payment at maturity of 10% of principal. The securities make no interest payments, are principal-at-risk instruments and include an absolute return participation feature that limits certain positive returns to 10%. The issuer estimates the value on the pricing date was approximately $945.60 per security.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes due July 6, 2029, fully guaranteed by Morgan Stanley. Each security has a stated principal of $1,000 and an issue price of $1,000. The securities are linked to the worst performing of the Russell 2000® Index and the S&P 500® Index and carry no interest.
The notes feature automatic early redemption if both underliers close at or above their call thresholds on the first determination date (July 1, 2027), producing an early redemption payment of $1,162.50 on the early redemption date (July 7, 2027). If not redeemed, maturity payoffs depend on the worst performing underlier: full principal plus an upside payment (participation 150%) if both final levels exceed initial levels; full principal if each final level is at or above a downside threshold of 75% of its initial level; or a loss equal to the percentage decline of the worst performing underlier (1% loss per 1% decline), possibly resulting in total loss of principal. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Buffered PLUS with Downside Factor notes linked to the iShares U.S. Real Estate ETF. The securities have a stated principal amount of $1,000 per security, aggregate principal amount of $5,549,000, an original issue date of June 1, 2026, and mature on December 2, 2027. The notes provide 200% leveraged upside on positive performance up to a maximum payment of $1,263 per security, a 10% buffer (buffer level $92.511, initial level $102.79) for limited declines, and a downside factor of 1.1111 that increases losses beyond the buffer; investors may lose their entire principal. All payments are subject to MSFL credit risk and the securities pay no interest.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS notes due August 4, 2027, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The securities reference the S&P 500® Index with a 200% leverage factor, a 10% buffer, a maximum upside payment of $1,113 per security (111.30%), and a minimum payment at maturity of 10%. Pricing and strike dates are June 30, 2026 with an observation date of July 30, 2027. The estimated value on the pricing date is approximately $985.70 per security. These are principal‑at‑risk notes that pay no interest, limit upside by the stated cap, provide absolute return participation only if losses do not breach the buffer, and are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC issues Principal-at-Risk notes totaling $5,549,000 tied to the iShares Dow Jones U.S. Real Estate ETF, fully and unconditionally guaranteed by Morgan Stanley. The securities pay no interest, mature on December 2, 2027, and carry principal risk.
At maturity the notes pay the stated principal plus a fixed $160 upside payment (16%) if the averaged final level is at or above a buffer level of $92.511 (the 10% buffer). If the final level is below the buffer, holders lose 1.1111% of principal for every 1% decline beyond the buffer; there is no minimum payment. The securities priced at $1,000 each (estimated value $988.70 on the pricing date) and were offered only to fee-based advisory accounts.
Morgan Stanley Finance LLC is offering Principal at Risk "Trigger PLUS" securities due June 28, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and returns tied to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index.
At maturity investors either receive the stated principal plus a leveraged upside (leverage factor 117%) if both underliers finish above their initial levels, the stated principal if the worst performing underlier finishes at or above its downside threshold (70% of initial), or lose an amount equal to the full decline of the worst performing underlier (no minimum payment). The estimated value on the pricing date was approximately $944.80 per security.
Morgan Stanley Finance LLC priced principal-at-risk, auto-callable structured notes linked to the worst performing of the Russell 2000® Index and the S&P 500® Index. Each security has a stated principal amount of $1,000, an original issue price of $1,000, and an estimated value on the pricing date of approximately $940.50. The notes can be automatically redeemed on the first determination date for an early redemption payment of $1,125 if each underlier is at or above its call threshold (100% of initial level). At maturity, holders may receive principal plus an upside payment (125% participation rate) if both underliers appreciate, receive only principal if both are above their 75% downside thresholds, or suffer losses proportional to the decline of the worst performing underlier if it falls below its 75% downside threshold. All payments are subject to MSFL's credit risk and the securities are fully and unconditionally guaranteed by Morgan Stanley.