Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Principal-at-Risk, auto-callable structured securities fully and unconditionally guaranteed by Morgan Stanley. The offering is for $226,000 aggregate in principal at $1,000 per security with an original issue date of June 1, 2026 and maturity on June 1, 2029. The securities pay no regular interest, are linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector and the Russell 2000, and carry a 70% downside threshold (losses of 1% per 1% decline below that threshold). Automatic early redemption is possible on scheduled determination dates beginning June 3, 2027 for fixed early redemption payments (first early redemption payment: $1,143.00 per security). All payments are subject to Morgan Stanley's credit risk; the estimated value on the pricing date was $960.00 per security.
Morgan Stanley Finance LLC offers Principal at Risk structured notes linked to General Electric Company common stock with an aggregate principal amount of $1,099,000. The notes pay a contingent coupon of 9.75% per annum on observation dates when the underlier is at or above an 80% coupon barrier, feature automatic early redemption if the underlier's closing level meets a call threshold, and provide a 20% buffer at maturity with a minimum payment of 20% of principal. All payments are subject to the issuer's and guarantor's credit risk; estimated value on the pricing date was $971.30 per security and the issue price is $1,000 per security.
Morgan Stanley Finance LLC is offering market-linked, auto-callable principal-at-risk securities with a face amount of $1,000 per security. The securities are fully and unconditionally guaranteed by Morgan Stanley and have a pricing date of June 16, 2026 and a maturity date of June 22, 2028. The issuer estimates the value at approximately $964.00 per security on the pricing date and will sell at a public price of $1,000 per security.
The payoff is linked to the lowest performing of the common stocks of Bank of America, Citigroup and Goldman Sachs. Semi-annual calculation days begin June 22, 2027, and the securities may be automatically called for fixed call payments if all three underlyings close at or above their starting prices on a calculation day. If not called, the maturity payment is either a fixed face amount or the face amount multiplied by the performance factor of the lowest performing underlying; exposure below 70% of a starting price can result in losses exceeding 30%, possibly to zero. The document discloses fees, commissions and distribution conflicts and highlights significant credit, liquidity, valuation and tax uncertainties.
Morgan Stanley Finance LLC is offering market-linked principal-at-risk securities fully guaranteed by Morgan Stanley, linked to the lowest performing common stock of NVIDIA Corporation and Advanced Micro Devices, Inc.. The offering has an aggregate face amount of $2,344,000 with a $1,000 face amount per security and a contingent fixed return of 29.15% ($291.50 per face amount) payable at maturity if the lowest performing underlying stock closes on or above its threshold price. The starting prices on the pricing date (May 27, 2026) were NVDA $212.60 and AMD $495.54, producing threshold prices equal to 60% of each starting price. The securities mature on June 7, 2027 and have an estimated value of $940.60 per security on the pricing date. If the lowest performing underlying stock is below its threshold price on the calculation day, holders will be exposed to the full decline of that stock and could lose more than 40%, and potentially all, of the face amount at maturity. Additional material features include possible postponement of the calculation day, model-derived estimated value, limited secondary market liquidity and uncertain U.S. federal tax treatment.
Morgan Stanley Finance LLC priced a Preliminary Pricing Supplement for Buffered PLUS notes due June 30, 2031 that are unsecured obligations of MSFL and fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an original issue price of $1,000.
The payoff is linked to the worst performing of the Russell 2000® Index and the S&P 500® Index. If the worst performing underlier finishes above its initial level, investors receive principal plus a 115% leverage on that appreciation. If the worst performing underlier finishes at or above an 80% buffer level but not above the initial level, holders receive principal. If the worst performing underlier finishes below the 80% buffer level, holders lose 1% of principal for each 1% decline beyond the buffer, subject to a minimum payment of 20% of principal.
The pricing date and strike date are June 25, 2026 and the estimated value on the pricing date is approximately $939.60 per security. All payments are subject to MSFL’s and Morgan Stanley’s credit risk; hedging, distribution costs and conflicts of interest are disclosed in the supplement.
Morgan Stanley Finance LLC is offering callable, principal-at-risk notes due June 1, 2029 linked to the worst performing of the Nasdaq-100 Technology Sector, the Russell 2000 and the S&P 500. Each security has a $1,000 stated principal amount and an 11.00% per annum contingent coupon payable only if all three underliers meet coupon barrier tests on scheduled observation dates. The notes may be called beginning December 2, 2026 if a risk neutral valuation model indicates redemption is economically rational. At maturity, if any underlier is below its downside threshold (60% of its initial level), payment equals $1,000 times the performance factor of the worst performing underlier and could be significantly less than principal or zero. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced a $3,247,000 issuance of Trigger PLUS principal-at-risk securities due May 30, 2031, guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and pays at maturity either principal plus a 198.25% leveraged upside, principal only, or a loss proportional to the underlier’s decline.
The securities are linked to the S&P 500® Futures Excess Return Index, use an initial level of 605.14 (strike date May 27, 2026), and carry no interest. The offering price was $1,000 per security; the agent’s commission was $36.25 per security and the estimated value on the pricing date was $938.70.
Morgan Stanley Finance LLC is offering Structured Investments — Enhanced Trigger Jump Securities due July 1, 2027 linked to the iShares Silver Trust (SLV). Each security has a $1,000 stated principal amount and was issued at $1,000 with an estimated value of $975.90 on the pricing date. At maturity holders receive the stated principal plus a fixed $212.50 upside payment if the final level is at or above the downside threshold of $47.25 (70% of the initial level, initial level $67.50); if the final level is below that threshold, payment equals principal × (final level/initial level) and could be significantly less or zero. The offering aggregates $851,000 principal; agent commissions are $18.75 per security and proceeds to the issuer are $981.25 per security net of commissions.
Morgan Stanley Finance LLC offers Leveraged Buffered S&P 500® Index-Linked Notes (PLUS) due in roughly 14–16 months, fully and unconditionally guaranteed by Morgan Stanley. For each $1,000 Face Amount, the notes pay at maturity a cash amount tied to the S&P 500® Index performance with a 130% Upside Participation Rate, a 10.00% buffer (protecting declines up to 10.00%), and a capped payoff at a Maximum Settlement Amount expected between $1,153.27 and $1,180.31 per $1,000. If the final index level falls more than 10.00% from the initial level, holders suffer proportional losses and could lose their entire investment. The notes pay no interest, are unsecured, carry issuer credit risk, will not be listed, and have an estimated Trade Date value of approximately $995.90 per note. Key economic terms including the Initial Underlier Level, Cap Level and exact Maximum Settlement Amount will be set on the Trade Date.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering $7,610,000 in leveraged buffered S&P 500® index-linked notes due November 15, 2027. Each note has a $1,000 face amount and links payoff to the S&P 500® return measured from May 27, 2026 to the determination date.
The notes provide 150% upside participation capped at a $1,165.00 maximum settlement per $1,000 face amount and a 10.00% downside buffer (90.00% Buffer Level). If the final index decline exceeds 10.00%, investors bear proportional losses; estimated trade-date value was $978.50 per note. Payments are unsecured and subject to issuer credit risk; proceeds are for general corporate purposes.