Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable notes due May 30, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, a contingent annual coupon of 10.15% payable only if the closing level of every underlier meets its coupon barrier on observation dates, and automatic early redemption if every underlier meets its call threshold on a redemption determination date.
The notes are linked to the worst performing of four underliers: Alphabet Inc. Class C, Microsoft common stock, the Nasdaq-100 Index and the S&P 500 Index. If the worst performing underlier is below its downside threshold at maturity, payment equals principal multiplied by that underlier’s performance factor and could be significantly less than, or equal to, zero. Estimated value on the pricing date was approximately $930.30 per security.
Morgan Stanley Finance LLC is offering Callable Contingent Income Securities tied to the common stock of United Airlines Holdings, Inc. The securities have a stated principal amount of $1,000 per security, an aggregate principal amount of $250,000, and mature on February 24, 2027. They pay a contingent coupon at an annual rate of 20.50% only if the closing level of the underlier is at or above the coupon barrier level on each observation date; otherwise no coupon is paid for that period. The coupon barrier level and downside threshold are $53.472 (60% of the initial level). If not redeemed and the final level is below the downside threshold, payment at maturity equals the stated principal amount multiplied by the performance factor (final level/initial level), exposing investors to potential loss of principal. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and subject to issuer credit risk and early redemption determined by a risk neutral valuation model. The estimated value on the pricing date was $977.20 per security.
Morgan Stanley Finance LLC priced $3,000,000 of Principal at Risk securities — notes linked to NVIDIA Corporation common stock and fully guaranteed by Morgan Stanley.
The securities have a $1,000 stated principal amount per security, an initial level of $220.61 (the closing level on the strike date) and an 80% buffer level of $176.488. At maturity on November 24, 2027, payoffs depend on the underlier's closing level on the observation date: full upside participation is 100% up to a capped maximum upside payment of $1,403.80 per security; limited positive returns apply for declines down to the buffer, while declines below the buffer produce proportional principal losses subject to a minimum payment of 20% of principal. The original issue price was $1,000 with an estimated value on the pricing date of $974.20 and an agent commission of $15 per security.
Morgan Stanley Finance LLC is offering Principal at Risk auto‑callable notes linked to the common stock of Broadcom Inc. The offering is for $17,760,000 aggregate and each security has a $1,000 stated principal amount.
The notes pay a contingent coupon at an annual rate of 15.60% on observation dates if the closing level of the underlier is at or above the coupon barrier ($226.089, ~55% of the initial level). Automatic early redemption occurs if the closing level is at or above the call threshold ($411.07) on any redemption determination date. If not redeemed, maturity payoff returns principal only if the final level is at or above the downside threshold ($226.089); otherwise payment equals the stated principal times the performance factor and could be significantly less or zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers principal-at-risk structured notes—auto-callable securities backed by a Morgan Stanley guarantee with an aggregate principal amount of $120,000 and a stated principal of $1,000 per security. The notes pay no regular interest, may auto-redeem on the first determination date for $1,250 if the underlier is at or above 3,422.23, and otherwise provide a maturity payoff that includes a 350% participation rate on appreciation or subjects principal to a linear loss below a downside threshold of 1,711.115 (50% of the initial level). All payments are subject to MSFL's and Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced a market-linked, principal-at-risk security fully guaranteed by Morgan Stanley linked to the common stock of Apple Inc. The securities have a $1,000 face amount, 100% participation to a capped upside and a 25% buffered downside. The pricing date is May 26, 2026 and the scheduled maturity date is June 1, 2033 (subject to postponement). The threshold price equals 75% of the starting price. The maximum return will be set on the pricing date and will be at least 132.10% of face amount (implying a maximum maturity payment of at least $2,321.00 per security). The document states an estimated value of approximately $917.80 per security on the pricing date and shows agent commissions of $43.70 per security with proceeds to the issuer of $956.30 per security.
Morgan Stanley Finance LLC offers $1,500,000 aggregate of Digital S&P 500® Index-Linked Notes due May 8, 2030, fully and unconditionally guaranteed by Morgan Stanley.
The notes have a Face Amount of $1,000 each and pay at maturity either (1) the Maximum Settlement Amount of $1,335.50 per $1,000 if the S&P 500 final level is at least 80% of the initial level, or (2) a cash amount equal to $1,000 plus $1,000 times the Underlier Return if the final level is below 80%, exposing holders to the full percentage decline (potentially a complete loss). The Trade Date is May 19, 2026, Original Issue Date is May 22, 2026, and the Determination Date is May 6, 2030.
The estimated value on the Trade Date is $958.90 per note. Payments are unsecured and subject to issuer credit risk; no interest is paid and the notes will not be listed.
Morgan Stanley Finance LLC is offering fixed rate callable notes due July 28, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay interest at 4.200% per annum, accrue from May 28, 2026, and have an issue price and stated principal amount of $1,000 per note.
The notes are callable quarterly beginning on November 28, 2026 if a risk neutral valuation model determination selected by the calculation agent indicates redemption is economically rational; any call pays 100% of principal plus accrued interest. The issuer estimates the notes' value on the pricing date at approximately $995.40 per note. Payments are subject to the issuer's credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC offers Callable Contingent Income Securities due June 1, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a contingent coupon payable at an annual rate of 11.00% if, on each observation date, the closing level of each of the three underliers is at or above its coupon barrier (70% of its initial level). If not redeemed early and the final level of every underlier is at or above its downside threshold (60% of initial), you receive principal at maturity; if the worst-performing underlier finishes below its downside threshold, the maturity payment equals the stated principal multiplied by that underlier’s performance factor, resulting in possible substantial loss of principal. The securities may be redeemed on specified redemption dates beginning December 2, 2026 if a risk neutral valuation model indicates redemption is economically rational for the issuer. All payments are subject to Morgan Stanley’s credit risk.
The pricing supplement describes Step‑Up Jump Notes with an Auto‑Callable feature issued by Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000, an original issue price of $1,000, an estimated value on the pricing date of approximately $892.70, a strike/pricing date of May 29, 2026, an original issue date of June 3, 2026 and a maturity date of June 3, 2033. The notes pay no interest, may be automatically redeemed on scheduled determination dates if the underlier meets call thresholds, and pay at maturity either principal plus upside (100% participation) if the final level is greater than the initial level or only the stated principal amount if equal to or below the initial level. The notes are unsecured obligations, not exchange‑listed, and are subject to issuer credit risk, model valuation assumptions, embedded Index fees (including a 0.65% per annum index fee) and other risks described under "Risk Factors."