Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering $8,824,780 of Trigger Autocallable Notes linked to the Russell 2000® Index, fully and unconditionally guaranteed by Morgan Stanley. The Notes have an Issue Price of $10.00 per Security and an estimated Trade Date value of $9.650 per Security. They mature on May 30, 2031 unless automatically called on quarterly Observation Dates beginning June 3, 2027. The Notes pay a fixed 9.50% per‑annum Call Return Rate (varying Call Returns apply by Observation Date) if an Observation Date Closing Level is at or above the Initial Level; otherwise principal repayment at maturity is contingent on the Final Level relative to a Downside Threshold of 2,202.428 (approximately 75% of the Initial Level). Investors may lose a significant portion or all principal; all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering auto-callable variable-income notes tied to the worst-performing stock among NVIDIA, Meta Platforms (Class A), Oracle, and Alphabet (Class C). The notes have a $1,000 stated principal per note, aggregate principal of $11,435,000, and mature on May 30, 2031. Coupons are variable: a higher coupon of 9.00% or a lower coupon of 0.25% paid per interest period depending on observation-date thresholds. Automatic early redemption is possible beginning with the May 27, 2027 redemption determination date if all underliers meet their call thresholds; otherwise the notes continue to maturity. The estimated value on the pricing date was $942.50 per note, reflecting issuance, structuring and hedging costs and a $39.50 sales commission per note. All payments depend on the issuer’s credit and the notes are not exchange-listed.
Morgan Stanley Finance LLC priced principal-at-risk auto-callable securities linked to the worst-performing of Citigroup (C) and JPMorgan Chase (JPM) with a stated principal of $1,000 per security. The notes pay no interest, can auto‑redeem starting on May 28, 2027 if each underlier meets its call threshold, and mature on June 1, 2029. Early redemption payments rise over time (scheduled payments correspond to ~19.75% per annum). At maturity investors may receive $1,592.50 if both underliers hit call thresholds, the stated principal if both are above 85% of initial levels, or a principal loss equal to the percentage decline of the worst performing underlier (potentially zero). All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Partial Principal at Risk Notes tied to the SPDR® Gold Trust that mature on June 11, 2027. Each note has a stated principal amount of $1,000 and an aggregate principal amount of $9,975,000. At maturity the notes pay no interest; investors receive either the stated principal plus an upside payment (100% participation, capped at $1,116 per note) if the underlier appreciates, or a reduced payment that loses 1% of principal for each 1% decline in the underlier, with a partial principal return amount of $950 (95%). Payments are unsecured and subject to Morgan Stanley's credit risk; the observation date is June 8, 2027 ("subject to postponement for non-trading days and certain market disruption events").
Morgan Stanley Finance LLC offers $2,131,000 of Variable Income Auto-Callable Notes due May 30, 2031. Each $1,000 note links to the worst-performing of Palantir (PLTR), Micron (MU) and Qualcomm (QCOM). The notes pay a variable coupon of 10.00% (higher) or 0.25% (lower) per annum on each coupon payment date depending on observation-date barriers, include automatic early redemption on specified dates, and return the stated principal at maturity if not redeemed earlier. The pricing date and strike date were May 27, 2026, original issue date May 29, 2026, final observation date May 27, 2031. The estimated value on the pricing date was $929.40 per note, and selected dealers receive a fixed sales commission of $45 per note.
Morgan Stanley Finance LLC is offering Structured Investments — Variable Income Auto-Callable Notes with an aggregate principal amount of $2,302,000 across notes with a stated principal amount of $1,000 per note. The notes pay a variable monthly coupon of either 10.50% (higher) or 0.25% (lower) depending on observation-date tests tied to the worst performing of four stocks. The notes may be automatically redeemed beginning on May 27, 2027 if all underliers meet call thresholds; maturity is May 30, 2031. Estimated value on the pricing date was $921.50 per note, and purchasers pay an issue price of $1,000 per note that includes selling and structuring costs.
Morgan Stanley Finance LLC priced variable income auto-callable notes linked to the worst performing of four stocks with a $1,000 stated principal amount per note and an aggregate principal amount of $238,000. The notes pay a variable coupon of either 10.00% (higher) or 0.25% (lower) per annum depending on each observation date, may be automatically redeemed beginning on May 27, 2027 if all underliers meet call thresholds, and mature on May 30, 2031.
The notes are unsecured obligations of MSFL with an unconditional guarantee by Morgan Stanley, are not listed, carry the issuer’s credit risk, and had an estimated value on the pricing date of $924.30 per note versus an issue price of $1,000 (agent commission $42.50 per note).
Morgan Stanley Finance LLC issues $1,348,000 of auto-callable notes due May 30, 2031. The notes pay a variable coupon that is either 12.10% (higher) or 0.25% (lower) per annum depending on monthly observation-date tests versus per-underlier coupon barrier levels. The notes reference four equities and pay based on the worst performing underlier; they are unsecured obligations of MSFL fully guaranteed by Morgan Stanley and carry the issuer’s credit risk. The original issue price is $1,000 per note, the aggregate principal amount offered is $1,348,000, and the issuer’s estimated value on pricing was $936.00 per note.
Morgan Stanley Finance LLC is offering Structured Investments — Market-Linked Notes due May 30, 2031 with an aggregate principal amount of $987,000. The notes are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
The notes have a stated principal amount of $1,000 per note, an issue price of $1,000, an estimated value on the pricing date of $932.70 per note, and a participation rate of 112% in upside above the initial level (initial level: 604.90). At maturity investors receive the stated principal plus the upside payment if the final level exceeds the initial level; otherwise they receive only the stated principal.
Morgan Stanley Finance LLC priced Principal-at-Risk notes linked to the common stock of Broadcom Inc. (underlier closing level on the strike date: $421.86). The securities are $1,000 each (aggregate $1,643,000), pay a contingent coupon at an annual rate of 15.25% on observation dates when the underlier equals or exceeds the coupon barrier, and may be automatically redeemed early if the underlier meets the call threshold on a redemption determination date. If not redeemed, maturity payment depends on the final level versus the downside threshold ($253.116, 60% of the initial level): if final level is below that threshold, principal is reduced proportionally (performance factor = final level / initial level), potentially to zero. Estimated value on the pricing date was $967.20 per security. All payments are subject to MSFL's and Morgan Stanley’s credit risk.