Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
The issuer, Morgan Stanley Finance LLC, priced a series of principal‑at‑risk Structured Investments—Buffered Jump Securities—based on the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The securities were issued at a $1,000 stated principal amount per security and aggregate principal of $1,977,000, with an estimated value on the pricing date of $903.00 per security.
The notes include an automatic early‑redemption feature beginning on the first determination date of May 28, 2027 and fixed early redemption payments that imply approximately 19.50% per annum if triggered. If not redeemed, maturity occurs on May 30, 2031 with payoff mechanics: full positive fixed payment if the final level is at or above the call threshold (1,503.18), return of principal if the final level is at or above the buffer (1,277.703), or loss of principal beyond the 15% buffer (with a 15% minimum payment) if the final level is below the buffer.
Morgan Stanley Finance LLC priced auto-callable structured notes linked to the worst-performing of the EURO STOXX 50® Index and the Russell 2000® Index with a stated principal amount of $1,000 per security and an aggregate principal amount of $4,185,000.
The notes pay no interest, carry principal-at-risk exposure if the worst-performing underlier falls below its 70% downside threshold, and include automatic early redemption opportunities that deliver fixed early redemption payments if both underliers meet their 100% call thresholds on a determination date. All payments are subject to MSFL’s credit risk and guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC priced contingent income auto-callable securities based on Amazon.com, Inc. common stock. The notes have a $1,000 stated principal amount, an aggregate principal amount of $1,550,000 and a 10.00% annual contingent coupon payable only if the underlier meets observation-date barriers. The securities mature on June 1, 2029 with a final observation date of May 29, 2029. Automatic early redemption may occur on specified observation/redemption determination dates if the closing level of the underlier is at or above the call threshold of $271.85 (100% of the initial level). If not redeemed and the final level is below the downside threshold of $190.295 (70% of initial), payment at maturity is reduced pro rata by the performance factor and may be significantly less than principal.
Morgan Stanley Finance LLC priced callable Jump Notes linked to the worst performing of the Russell 2000® and the S&P 500®. The notes have a $1,000 stated principal amount, an original issue price of $1,000 and an estimated value of $942.50 on the pricing date. They mature on May 30, 2031 and may be called beginning June 2, 2027 if a risk neutral valuation model indicates redemption is economically rational. Redemption payments are fixed by date and increase over time, starting at $1,100.00 per note on June 2, 2027. At maturity, if neither underlier is at or below its initial level, investors receive principal plus an upside payment equal to 100% participation in the worst performing underlier; if either underlier is equal to or below its initial level, investors receive only principal. All payments are subject to the issuer’s credit risk and the notes are unsecured and unlisted.
Morgan Stanley Finance LLC priced Buffered Jump Securities due May 30, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The issue is $1,000 per security ($4,622,000 aggregate) with an estimated value of $904.40 on the pricing date. The notes feature automatic early redemption beginning May 27, 2027 if the underlier closes at or above the call threshold level (1,504.45) on a determination date, with scheduled early redemption payments that escalate and a final buffer of 85% (buffer level 1,278.783). If not called, maturity payments depend on the final index level: full fixed positive return if at-or-above the call threshold, return of principal if at-or-above the buffer, or principal reduced proportionally for declines beyond the buffer (subject to a 15% minimum payment). All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and subject to issuer credit risk.
Morgan Stanley Finance LLC is offering $1,095,000 aggregate principal of callable contingent income securities (principal at risk) with a $1,000 stated principal amount per security. The securities pay a contingent coupon of 11.15% per annum on applicable coupon dates only if the closing level of each underlier meets its coupon barrier on the related observation date, are callable beginning March 3, 2027 based on a risk neutral valuation model determination, and mature on November 30, 2028. Payment at maturity depends on the worst performing underlier: if every underlier's final level is at or above its downside threshold, investors receive principal; if any underlier is below its downside threshold, the maturity payment equals the stated principal multiplied by the worst performing underlier’s performance factor, producing proportional principal loss (which could be total). All payments are unsecured and subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due November 29, 2029 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and the aggregate issuance is $1,104,000. Payout depends on the Russell 2000® Index performance measured on the observation date. If the final level is at or above the buffer level (85% of the initial level) holders receive the stated principal plus a fixed $291 upside payment (29.10%). If the final level is below the buffer level, holders lose 1% of principal for each 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal. The securities pay no interest, have an estimated value on the pricing date of $957.90 per security, and include agent commissions of $30.50 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering $446,000 aggregate principal of market-linked notes due May 29, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and return the stated principal at maturity; if the EURO STOXX 50® final level exceeds the initial level (6,064.15), holders receive the stated principal plus an upside payment equal to the appreciation times a 106.50% participation rate. The issue price is $1,000 per note, the estimated value on the pricing date was $934.80 per note, and selected dealers receive a $40 commission per note.
The notes are unsecured obligations of the issuer and expose investors to issuer credit risk, limited secondary-market liquidity, and taxation as contingent payment debt instruments (comparable yield 4.9072%). Payment at maturity depends solely on the closing level of the EURO STOXX 50® on the observation date; the notes are not listed on any exchange.
Morgan Stanley Finance LLC offers Structured Investments — Enhanced Buffered Jump Securities linked to the S&P 500® Index. The pricing supplement sets a $1,000 stated principal amount per security and an aggregate principal amount of $14,253,000. The securities mature on December 1, 2027 and pay no interest; repayment at maturity depends on the closing level of the S&P 500 on the observation date (November 26, 2027.
If the final level is ≥ the buffer level (85% of the initial level), holders receive the stated principal plus a fixed upside payment of $119.50 per security. If the final level is below the buffer, holders incur a loss of 1.1765% of principal for each 1% decline beyond the 15% buffer; there is no minimum payment and investors could lose their entire investment. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering $550,000 in market‑linked notes due November 26, 2027 that are fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, an issue price of $1,000 and an estimated value on the pricing date of $989.
Payments at maturity depend on the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. Investors receive principal at maturity if either underlier is at or below its strike level; if the worst performing underlier is above its initial level, holders receive the stated principal plus 100% participation in that underlier’s appreciation, capped at a maximum payment of $1,127.50 per note. All payments are subject to issuer credit risk, the notes pay no interest and are not listed for trading.