Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities due May 22, 2031 linked to the worst performing of the Dow Jones Industrial Average and the S&P 500. Each security has a stated principal amount of $1,000 and will pay no interest.
At maturity investors receive: the stated principal plus a 106% leveraged upside if the worst performing underlier is above its initial level; the stated principal if the worst performing underlier is at or above its 75% buffer level; or a reduced payment if the worst performing underlier finishes below the buffer, with losses of 1% per 1% decline beyond the buffer, subject to a 25% minimum payment.
Morgan Stanley Finance LLC priced and issued Structured Investments — Buffered Jump Securities with an auto-callable feature, fully guaranteed by Morgan Stanley, with an aggregate principal amount of $1,377,000 and a stated principal amount of $1,000 per security. The securities reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index and may be automatically redeemed on scheduled determination dates beginning May 20, 2027 if the closing level of the underlier meets or exceeds the call threshold level of 1,382.65. If not called, maturity is May 22, 2031; payments at maturity depend on the final level relative to the call threshold and a buffer level of 1,175.253 (approximately 85% of the initial level). The securities do not pay interest, carry full issuer/guarantor credit risk, and expose holders to downside beyond the 15% buffer (with a minimum payment at maturity equal to 15% of principal).
The issuer, Morgan Stanley Finance LLC, is offering contingent income auto-callable securities tied to the capital stock of International Business Machines Corporation. The aggregate principal amount offered is $2,485,000 at an issue price of $1,000 per security. Each security has a stated principal amount of $1,000, a pricing/origination structure that embeds issuance and hedging costs, and an estimated value on the pricing date of $979.70.
The notes pay a contingent coupon of 15.00% per annum on coupon payment dates only if the underlier’s closing level on the related observation date is at or above the coupon barrier of $145.960 (approximately 65.65% of the initial level). The securities are automatically redeemed early if the underlier’s closing level on a redemption determination date is at or above the call threshold of $222.33 (100% of the initial level). At maturity, if not previously redeemed, investors receive the stated principal if the final level is at or above the downside threshold ($145.960); otherwise payment equals the stated principal multiplied by final/initial level, exposing investors to full downside loss potential. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering buffered participation Principal at Risk securities linked to the S&P 500® Index with a $1,000 stated principal amount and aggregate issuance of $750,000. The notes mature on June 24, 2027 and reference an initial index level of 7,353.61 (strike/ pricing date May 19, 2026).
At maturity the securities pay the stated principal plus a 100% participation in positive index performance capped at a $1,137.50 maximum payment (113.75%). A 15% buffer protects against losses up to 15% of the initial level; losses beyond that reduce principal dollar-for-dollar, subject to a 15% minimum payment.
Morgan Stanley Finance LLC is offering Principal at Risk Buffered Participation Securities tied to the Nasdaq-100 Index® with a stated principal amount of $1,000 per security and an aggregate principal amount of $500,000. The securities mature on June 24, 2027 and pay no interest. At maturity the payout depends on the index closing level on the observation date: if the final level exceeds the initial level (28,818.84) holders receive principal plus 100% participation in upside subject to a $1,178 maximum; if the final level falls between the initial level and the buffer level (24,496.014, 85% of the initial level) holders receive the stated principal; if the final level is below the buffer level holders lose 1% of principal for each 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; credit risk and limited liquidity are material risks.
Morgan Stanley Finance LLC is offering Structured Investments Enhanced Trigger Jump Securities due June 24, 2027 fully and unconditionally guaranteed by Morgan Stanley. The issue totals $142,000 aggregate principal at a $1,000 stated principal per security, with an $181.50 upside payment (18.15%).
The securities pay no interest, are principal-at-risk based on the worst performing of three underliers (XLE, RTY, XLK), have an estimated value on pricing of $965.00 and rely on closing levels on the observation date June 21, 2027 to determine payoff.
Morgan Stanley Finance LLC is offering Leveraged Buffered S&P 500® Index-Linked Notes (the "notes") fully and unconditionally guaranteed by Morgan Stanley. Each note has a Face Amount of $1,000 and does not pay interest. The notes provide 150% upside participation in the S&P 500® Index performance above the Initial Underlier Level subject to a cap (Hypothetical Cap Level ~110.92% and Hypothetical Maximum Settlement Amount ~$1,163.80–$1,192.15 per $1,000). The notes protect principal for declines up to 10.00% (the Buffer Level); declines beyond 10.00% expose investors to proportional losses, including total loss. Estimated value on the Trade Date is approximately $977.50 per note; Original Issue Price is $1,000. The issuer will determine the Initial Underlier Level, Final Underlier Level, Cap Level, Maximum Settlement Amount and exact dates on the Trade Date. All payments are subject to Morgan Stanley's credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC offers $3,255,000 of Trigger Autocallable GEARS linked to the Russell 2000® Index, fully and unconditionally guaranteed by Morgan Stanley. The Securities mature on May 22, 2031, are automatically callable if the Index closes at or above the Autocall Barrier on May 25, 2027, and feature an Upside Gearing of 1.54 and an annual Call Return Rate of 12.00. If not called, positive Index performance at maturity delivers leveraged upside; if the Final Level is below the Downside Threshold (approximately 75.00 of the Initial Level), holders can lose a substantial portion or all of principal. Payments are unsecured, subject to Morgan Stanley’s credit risk, and these Securities do not pay interest or dividends during the term.
Morgan Stanley Finance LLC priced a preliminary offering of principal-at-risk, market-linked notes due June 1, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a face amount of $1,000 and an estimated value at pricing of $939.20 per security.
The notes are auto-callable on the call date with a minimum cash call payment of $1,400 (approximately 40.00% call premium). If not called, payoff depends on the lowest performing of Eli Lilly (LLY) and Micron (MU): a 200% participation rate for positive returns, a 40% buffer against declines, and exposure to losses up to 60% of face amount if the lowest performing stock falls below its threshold. Pricing date is May 29, 2026 and original issue date is June 3, 2026.
Morgan Stanley Finance LLC priced a preliminary pricing supplement for $1,000-denominated Leveraged Buffered S&P 500® Index-Linked Notes (expected term ~16–19 months), subject to completion. The notes offer 150% upside participation to gains (capped) and a 10.00% downside buffer, with potential loss below that buffer.
The Original Issue Price per note is $1,000, estimated value on the trade date ~$978.50 (±$15.00); price to public per note $1,000, agent commission $18.50, proceeds to issuer $981.50. Payments at maturity depend on the Final Underlier Level and are subject to issuer credit risk and calculation-agent discretion.