Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers Principal at Risk Contingent Income Auto-Callable Securities due December 1, 2027, fully and unconditionally guaranteed by Morgan Stanley. The offering is linked to the worst performing of the Dow Jones Industrial Average (INDU) and the State Street® Energy Select Sector SPDR® ETF (XLE) and has a stated principal amount of $1,000 per security.
The securities pay a contingent coupon of 9.25% per annum only if on each observation date both underliers are at or above their coupon barrier levels (75% of initial levels). Automatic early redemption may occur on specified dates if both underliers meet call thresholds (100% of initial levels). At maturity, if either underlier is below its downside threshold (75% of initial level), holders suffer a proportional loss tied to the worst performing underlier; principal could be significantly reduced or zero. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering $408,000 aggregate principal of structured, market-linked notes due May 30, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes reference the S&P 500® Futures Excess Return Index, have a 144% participation rate in upside and return the stated principal at maturity if the final level is equal to or below the initial level.
The notes were issued at $1,000 per note (estimated value on the pricing date: $971.50), have an initial level of 604.90 (strike date May 26, 2026), an observation date of May 27, 2031 and are unsecured obligations of MSFL with payments subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced contingent income auto-callable notes tied to Chewy, Inc. Class A common stock. The notes have a $1,000 stated principal amount, $1,000 issue price and aggregate principal of $650,000. They pay a contingent coupon at an annual rate of 15.90% on observation dates only if Chewy's closing level is at or above the $12.714 coupon barrier (60% of the initial level). The notes are auto‑callable if Chewy's closing level is at or above $21.19 (the call threshold) on any redemption determination date, in which case investors receive principal plus any payable coupons. If not auto‑redeemed, maturity payment returns principal only if the final level is at or above the downside threshold of $12.714 (60%); if below, repayment equals the stated principal multiplied by final/initial level, exposing investors to full downside. All payments are subject to issuer and guarantor credit risk and the securities do not guarantee principal or regular interest.
Morgan Stanley Finance LLC is offering Trigger PLUS notes due May 31, 2030, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and returns are linked to the worst performing of the Russell 2000® and S&P 500® indices. At maturity investors either receive principal plus a 130% leveraged upside if the worst performing underlier is up, full principal if the worst performing underlier is down but remains at or above 75% of its initial level, or suffer a pro rata loss if the worst performing underlier declines below that threshold. All payments are subject to Morgan Stanley's credit risk; the securities pay no interest and have no guaranteed minimum payment.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities due May 31, 2030 that are fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security and an aggregate principal amount of $330,000.
The securities are linked to the worst performing of the S&P 500, Nasdaq-100 and Dow Jones Industrial indices, carry a 150% participation rate for upside at maturity, and feature automatic early redemption opportunities beginning with the first determination date on May 28, 2027. The securities do not pay interest, expose investors to issuer credit risk and can result in a total loss of principal if the worst performing underlier falls below its downside threshold (70% of its initial level).
Morgan Stanley Finance LLC is offering Principal at Risk, contingent income auto-callable securities linked to NVIDIA Corporation common stock with a stated principal of $1,000 per security and aggregate principal of $3,590,000. The securities pay a contingent coupon at an annual rate of 14.50% only if the underlier meets the coupon barrier on observation dates and are automatically redeemed if the underlier meets the call threshold on any redemption determination date. The initial level (strike) was $214.86 and the coupon barrier and downside threshold are $128.916 (60% of initial level). If not auto‑redeemed, maturity is July 1, 2027; if the final level is below the downside threshold, payment at maturity equals principal multiplied by the performance factor and could be significantly less than, or equal to zero, reflecting full principal risk. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes—Buffered Jump Securities with an auto-callable feature tied to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The terms state a $1,000 stated principal per security, aggregate principal of $2,660,000, an estimated value on the pricing date of $902.30, a 15% buffer and a final maturity of May 30, 2031. Automatic early redemption can occur on scheduled determination dates beginning May 27, 2027 if the underlier is at or above the call threshold (1,354.005). If not auto-redeemed, the maturity payoff is determined by the final level relative to the buffer and initial level (initial level 1,504.45); downside beyond the buffer reduces principal 1% per 1% decline, subject to a 15% minimum payment.
Morgan Stanley Finance LLC priced a primary offering of $25,834,000 in Buffered Digital Basket-Linked Notes due August 25, 2028, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 face amount and return at maturity depends on a weighted basket of five international equity indices with an Initial Basket Level of 100, a Buffer Level of 90 and a Threshold Settlement Amount of $1,253.30 per $1,000 Face Amount. If the Final Basket Level is at or above 100 you may receive at least the Threshold Settlement Amount or the return linked to the basket; if the Final Basket Level is below 90 you will suffer a proportional loss, potentially losing your entire investment. The trade date was May 27, 2026, Original Issue Date June 1, 2026, Determination Date August 23, 2028 and Stated Maturity Date August 25, 2028.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due May 30, 2031 that are fully guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security and aggregate principal amount of $1,228,000. They pay a contingent coupon of 9.50% per annum only when the closing level of the S&P U.S. Equity Momentum 40% VT 4% Decrement Index is at or above the coupon barrier on specified observation dates, feature automatic early redemption if the index meets a 90% call threshold on a redemption determination date, and provide a buffer amount of 15% with a minimum payment at maturity equal to 15% of principal. All payments are subject to the issuer's and guarantor’s credit risk, and the estimated value on the pricing date was $902.60 per security.
Morgan Stanley Finance LLC priced contingent income, principal-at-risk notes due May 30, 2031 with a $1,000 stated principal per security and an aggregate principal amount of $4,287,000. The securities pay a 11.60% contingent coupon on observation dates only if the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index closes at or above the coupon barrier level (1,203.56, 80% of initial). The notes are automatically redeemable if the index closes at or above the call threshold (1,504.45) on specified redemption determination dates beginning May 26, 2027. If not redeemed, maturity payoff returns principal only if the final level is at or above the buffer level (1,278.783, ~85%); otherwise payment at maturity equals $1,000 × (performance factor + 15%), subject to a 15% minimum payment. All payments are subject to issuer and guarantor credit risk; the estimated value at issuance was $899.00 per security.