Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a structured market-linked offering of auto-callable, contingent absolute return principal-at-risk securities linked to the lowest performing of four alternative-asset manager stocks, due May 23, 2029. The securities were offered at $1,000 per security with total proceeds to the issuer of $681,975 for the tranche shown; estimated value on the pricing date was $910.90 per security. The notes pay a specified cash call payment if, on scheduled monthly calculation days beginning May 21, 2027, each underlying stock closes at or above its starting price; otherwise maturity payouts depend on the lowest performing underlying stock and may result in losses exceeding 50% of principal. Purchases include selling commissions and distribution fees; all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers market-linked, principal-at-risk securities due May 26, 2027 linked to the lowest performing of four State Street sector ETFs with a 279.50% participation rate and a 20% buffer (face amount $1,000).
The pricing supplement shows a purchase price of $1,000 per security, an estimated value of $940.50 on the pricing date and distribution arrangements with Morgan Stanley & Co. LLC and Wells Fargo Securities, LLC. All payments are subject to Morgan Stanley credit risk; holders may lose up to 80% of face amount if the lowest performing underlying falls below its threshold price.
Morgan Stanley Finance LLC is offering $7,400,000 of Digital S&P 500® Index-Linked Notes due September 17, 2027, guaranteed by Morgan Stanley. For each $1,000 Face Amount, the notes pay either $1,100.00 if the S&P 500® closes at or above 85% of its May 18, 2026 level, or a formulaic cash payment that can result in partial or total loss of principal if the Index declines by more than 15%.
The Issue Price is $1,000, the estimated trade-date value is $983.20, and the Trade Date is May 18, 2026. Payments depend solely on the Closing Level on the Determination Date and are subject to the issuer’s credit risk and possible market disruption adjustments.
Morgan Stanley Finance LLC offers principal-at-risk callable notes linked to the worst performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the State Street® Utilities Select Sector SPDR® ETF. Each security has a $1,000 stated principal amount and a contingent coupon of 10.00% per annum, payable only if all three underliers meet their coupon barrier levels on each observation date. The notes include a buffer equal to 20% (buffer level = 80% of initial level) and a minimum payment at maturity of 20% of principal. The issuer may redeem early on scheduled redemption dates beginning August 31, 2026 if a risk neutral valuation model indicates redemption is economically rational; if not redeemed, payments at maturity depend on the worst performing underlier and may result in significant principal loss. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers Dual Directional Buffered PLUS notes due June 15, 2029. Each security has a stated principal amount of $1,000 and is an unsecured obligation of MSFL, fully and unconditionally guaranteed by Morgan Stanley. The payment at maturity is determined by the performance of the worst performing of the Russell 2000® Index and the S&P 500® Index on the observation date. If the worst performing underlier appreciates, investors receive principal plus 116% leverage on that appreciation. If the worst performing underlier declines but stays at or above an 82% buffer level, investors receive principal plus a positive return capped effectively at 18%. If the worst performing underlier falls below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer, subject to a minimum payment of 18% of principal. The offering price is $1,000 and the estimated value on the pricing date was approximately $975.90. All payments are subject to Morgan Stanley’s credit risk and the securities do not pay interest.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk, auto‑callable notes due June 1, 2029, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and may be automatically redeemed early if both underliers meet their call thresholds on a determination date.
The notes reference the worst performing of Citigroup Inc. and JPMorgan Chase & Co. A positive fixed early redemption schedule yields approximately 19.75% per annum if both underliers meet call thresholds; conversely, if the worst performing underlier finishes below its downside threshold (85% of initial level), investors suffer a pro rata loss of principal. Estimated value on the pricing date is about $958.50.
Morgan Stanley Finance LLC priced a principal-at-risk structured note — Dual Directional Jump Securities with an auto-call feature due May 22, 2031 and a stated principal amount of $1,000 per security. The offering aggregates $325,000 and references the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index as the underlier.
The securities can automatically redeem on scheduled determination dates beginning May 19, 2027 for fixed early redemption payments (first scheduled payment $1,190.00). If not called, maturity payoffs depend on the final index level versus an initial level of 1,405.45 (call threshold) and a downside threshold of 702.725 (50%). All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; investors bear principal and credit risk. The issuer estimated the securities' value on the pricing date at $921.10 per security.
Morgan Stanley Finance LLC is offering market-linked, auto-callable principal-at-risk securities linked to the State Street® SPDR® S&P® Regional Banking ETF. Each security has a face amount of $1,000 and an estimated value on the pricing date of $957.10 (± $35.00). The securities mature on June 1, 2029 unless called earlier on semi-annual calculation days beginning June 3, 2027. If the underlying closes at or above the 85% call threshold on a calculation day, the notes will be called for specified call payments; otherwise, at maturity investors bear losses beyond a 15% buffer and may lose up to 85% of the face amount. All payments are subject to Morgan Stanley’s credit risk and the securities do not pay interest or dividends.
Morgan Stanley Finance LLC priced structured, market-linked notes with a $1,000 stated principal amount per note and an aggregate principal amount of $500,000. The notes pay no interest, have a 100% participation rate in the upside of the worst performing of the Nasdaq-100 and S&P 500, and a maximum payment at maturity of $1,268.50 per note. The strike and pricing date is May 18, 2026, original issue date May 21, 2026, observation date June 18, 2029 and maturity June 22, 2029. The estimated value on the pricing date is $976.00 per note. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; holders are exposed to issuer credit risk and limited upside by the stated maximum payment.
Morgan Stanley Finance LLC priced $875,000 aggregate principal of Principal-at-Risk notes due May 22, 2031 (issue price $1,000 each). The securities reference the S&P U.S. Equity Momentum 40% VT 4% Decrement Index and pay a contingent annual coupon of 9.50% only if observation-date conditions are met.
The notes feature an automatic early redemption if the index is at or above a 92% call threshold on redemption determination dates, a 15% buffer level at maturity and a 15% minimum payment at maturity. Estimated value on the pricing date was $904.10 per security and all payments are subject to issuer and guarantor credit risk.