Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers Principal at Risk notes due May 30, 2031 linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index. The offering is in $1,000 denominations with an aggregate principal amount of $1,169,000 and a stated principal amount of $1,000 per security. The securities pay a contingent coupon at an annual rate of 8.50% on observation dates when the underlier is at or above the coupon barrier level and feature an automatic early redemption if the index meets the call threshold on a redemption determination date. If not called, principal at maturity is protected only above the buffer level 1,278.783 (≈85% of initial level); below that investors bear losses 1:1 beyond the 15% buffer, subject to a 15% minimum payment.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable jump securities with an aggregate principal amount of $222,000. Each security has a $1,000 stated principal amount and may be automatically redeemed on the first determination date for an early redemption payment of $1,125 if both underliers meet their call thresholds on that date. The securities are linked to the worst performing of the S&P 500® Index and the Russell 2000® Index, carry a 125% participation rate for upside at maturity, have a downside threshold at 75% of initial levels, and expose investors to full credit risk of Morgan Stanley and to potential loss of principal if the worst performing underlier falls below its downside threshold.
Morgan Stanley Finance LLC priced Buffered PLUS principal‑at‑risk securities linked to the worst performing of the Russell 2000® and the S&P 500®. The notes have a $1,000 stated principal amount, 115% upside leverage, a 20% buffer and mature on May 30, 2031.
At maturity the payout is determined by the worst performing underlier on the observation date: investors receive principal plus 115% of upside if the worst underlier is above its initial level, full principal if it finishes within the 20% buffer, or a loss proportional to downside beyond the buffer (minimum payment 20% of principal).
Morgan Stanley Finance LLC priced principal-at-risk, auto-callable structured notes due May 31, 2030. The notes are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, issued at $1,000 per security with an estimated value of $953.90 on the pricing date. The notes are linked to the worst performing of the Russell 2000® and the S&P 500®. If, on the first determination date, both underliers are at or above their call thresholds, the notes auto-redeem on June 11, 2027 for $1,132.50 per security. If not called, maturity payouts depend on final levels: full principal plus a 150% participation in upside if both underliers are above initial levels; principal returned if both are above their 70% downside thresholds; otherwise investors suffer losses proportional to the decline of the worst performing underlier, potentially losing the entire principal.
Morgan Stanley Finance LLC priced a series of Principal-at-Risk notes — $1,000 per security, $355,000 aggregate — due May 30, 2031 and fully guaranteed by Morgan Stanley. The securities pay a contingent coupon at an annual rate of 11.00% on observation dates when the underlier meets the coupon barrier; otherwise no coupon is paid.
If not auto‑redeemed, maturity pays $1,000 if the final level is at or above the downside threshold (60% of the initial level); if below, the payment equals $1,000 × performance factor (final level/initial level), so investors can lose a substantial portion or all principal. All payments are subject to the issuer and guarantor credit risk. The estimated value on the pricing date was $898.90 per security.
Morgan Stanley Finance LLC priced a structured, principal-at-risk, auto-callable note program totaling $909,000 aggregate principal. Each security has a stated principal amount of $1,000, an original issue price of $1,000 and an estimated value on the pricing date of $949.60. The notes reference the Nasdaq-100 Technology Sector, Russell 2000 and S&P 500, pay no interest, and can automatically redeem on the first determination date for an early redemption payment of $1,200 if each underlier meets its call threshold. At maturity the payout depends on the worst performing underlier, with a 150% participation rate for upside and a downside threshold of 70% of each initial level that determines full principal protection or potential loss.
Morgan Stanley Finance LLC priced a structured note called Dual Directional Trigger PLUS due May 30, 2031, fully guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount, an original issue price of $1,000 and an estimated value on the pricing date of $925.70. Payouts depend on the S&P 500® Futures Excess Return Index: investors receive a leveraged upside of 159% of appreciation if the final level exceeds the initial level (initial level: 604.90), a capped positive return if the final level falls but remains at or above the downside threshold (60% of initial = 362.94), and suffer dollar-for-dollar losses if the final level is below the downside threshold (no minimum payment). The offering aggregates $100,000 principal; agents receive a $36.25 commission per security. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced a Structured Dual Directional Buffered PLUS linked to the EURO STOXX 50® Index. The securities have a $1,000 stated principal amount per security, an issue price of $1,000 and an aggregate principal amount of $835,000. The securities mature on May 29, 2031 with an observation date of May 26, 2031.
At maturity the payoff is one of three outcomes: (1) if the final level > initial level, holders receive principal plus 144% of the index appreciation; (2) if final level ≤ initial but ≥ buffer (≈85% of initial), holders receive principal plus a positive payment based on the absolute return participation rate of 100% (effectively capped at 15%); or (3) if final level < buffer, holders lose 1% of principal for each 1% the index is below the buffer, subject to a minimum payment of 15% of principal. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to credit risk.
Morgan Stanley Finance LLC priced a Structured Investments offering totaling $1,619,000 for Dual Directional Buffered PLUS notes, fully and unconditionally guaranteed by Morgan Stanley. The securities are principal‑at‑risk notes linked to the worst performing of the Dow Jones Industrial Average, Nasdaq‑100 and Russell 2000, with a five‑year term maturing on May 30, 2031.
The notes have a $1,000 stated principal amount, an original issue price of $1,000, an estimated value on the pricing date of $937.80, a leverage factor of 136% for upside, an 80% buffer (20% buffer amount) and a minimum payment at maturity equal to 20% of principal. Commissions of $37.50 per security reduce proceeds to the issuer.
Morgan Stanley Finance LLC priced a Trigger PLUS offering of $1,195,000 aggregate principal, fully and unconditionally guaranteed by Morgan Stanley, with a stated principal amount of $1,000 per security.
The securities mature on May 30, 2031 and pay at maturity either (a) principal plus a 190% leverage of the underlier appreciation if the final level exceeds the initial level, (b) the stated principal if the final level is between the initial level and the downside threshold, or (c) a loss proportional to the underlier decline if the final level is below the downside threshold (set at 70% of the initial level, or 423.43). The initial level is 604.90 (strike date May 26, 2026); observation date is May 27, 2031. The issue price was $1,000 per security, estimated value on the pricing date was $925.90, and selected dealers receive a $40 commission per security.