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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
The issuer, Morgan Stanley Finance LLC, priced Market Linked Securities linked to the common stock of Blackstone Inc. with a face amount of $1,000 per security and a contingent coupon rate of 12.65% per annum. The pricing date is May 15, 2026, original issue date May 20, 2026, and stated maturity is May 25, 2027. The coupon is payable monthly only if the stock closing price on each monthly calculation day is at or above a coupon threshold equal to $70.734 (60% of the starting price). The securities may be auto‑called beginning approximately three months after issuance if the stock closing price on a calculation day is at or above the starting price of $117.89. If not called, the maturity payment is either $1,000 or, if the ending price is below the downside threshold of $70.734, a pro rata amount equal to the performance factor, exposing investors to more than a 40% loss of principal.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes linked to the common stock of Broadcom Inc. with a stated principal amount of $1,000 per security and an aggregate offering of $10,792,000. The notes pay a contingent coupon at an annual rate of 20.56% on observation dates if Broadcom’s closing level meets or exceeds a coupon barrier of $318.893 (approximately 75% of the initial level). The notes are subject to automatic early redemption on specified determination dates if the closing level is at or above the call threshold of $425.19. If not redeemed, maturity occurs on June 3, 2027; if the final level is below the buffer level ($318.893), principal is reduced by 1.3333% for each 1% decline beyond the 25% buffer. All payments are subject to the credit risk of MSFL and Morgan Stanley.
Morgan Stanley Finance LLC priced contingent-income, principal-at-risk securities tied to Amazon.com, Inc. The offering consists of notes with a $1,000 stated principal amount per security, an aggregate principal amount of $6,084,000, original issue price of $1,000 and an estimated value on the pricing date of $984.70. The notes pay a contingent coupon at an annual rate of 16.00% on scheduled coupon dates only if the closing level of the Amazon common stock meets or exceeds the coupon barrier level; unpaid coupons may be paid later only if barrier conditions are met. The notes feature automatic early redemption on specified determination dates if the closing level meets the call threshold, and a buffer equal to 85% of the initial level with a downside factor of 1.1765 for losses beyond the buffer at maturity. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and remain subject to issuer credit risk and the calculation agent’s determinations.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk notes due May 20, 2031, linked to the worst performing of the iShares MSCI India ETF (INDA) and the Tokyo Stock Price Index (TPX). Each security has a stated principal amount of $1,000 and an issue price of $1,000.
At maturity the payout depends on the worst performing underlier: if both underliers finish above their initial levels investors receive principal plus a 210% leveraged upside; if the worst underlier falls below its 70% downside threshold investors lose 1% of principal for each 1% decline (no minimum payment). All payments are subject to Morgan Stanley's credit risk. The pricing date strike levels were INDA $47.99 and TPX 3,863.97. Estimated value on the pricing date was $908.80 per security.
Morgan Stanley Finance LLC offered $3,429,000 of market‑linked, contingent fixed return and contingent downside principal‑at‑risk securities linked to the Class A common stock of Meta Platforms, Inc., each with a $1,000 face amount.
The securities mature on November 18, 2027, were priced on May 15, 2026 (original issue date May 20, 2026), and pay a 30.95% contingent fixed return if the ending price is at or above the starting price of $614.23. The threshold price is $429.961 (70% of the starting price). The estimated value on the pricing date was $966.40 per security; estimated value and secondary market treatment are determined by Morgan Stanley’s models and are subject to credit and market risks.
Morgan Stanley Finance LLC priced a preliminary offering of auto-callable, fixed-percentage buffered, principal-at-risk securities linked to the State Street® SPDR® S&P® Homebuilders ETF due June 1, 2029. Each security has a face amount of $1,000 and an estimated value on the pricing date of $950.30 (± $45.00). The securities pay predetermined call payments on semi‑annual calculation days beginning June 3, 2027, and will be called if the fund closing price is at or above an 85% call threshold. If not called, holders face downside exposure beyond a 15% buffer on the final calculation day and may lose up to 85% of the face amount at maturity. All payments are subject to Morgan Stanley credit risk and the securities do not pay interest or dividends.
Morgan Stanley Finance LLC is offering principal-at-risk structured securities linked to the S&P 500® Index. Each security has a $1,000 stated principal amount and an issue price of $1,000. The securities pay no interest and have capped upside of $1,100 per security (110% of principal).
Payments at maturity depend on the index closing on the observation date of May 28, 2027: full participation to the cap if the final level exceeds the initial level of 7,408.50; an absolute return positive payoff up to 21% if the final level is between the initial level and the downside threshold of 5,852.715 (79% of initial); and a pro rata loss of principal if the final level is below that threshold. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a primary offering of Buffered PLUS linked to the S&P 500® Index with an aggregate principal amount of $8,217,000. The Buffered PLUS mature on September 3, 2027 and provide 150% leveraged upside subject to a maximum payment of $1,124.80 per note and a 7.50% buffer. If the index falls more than the 7.50% buffer, investors incur 1% loss for each 1% decline beyond the buffer, subject to a minimum payment at maturity of $75 per Buffered PLUS (7.50% of principal). The initial index value is 7,408.50 (closing value on the pricing date) and the valuation date is August 31, 2027. The issue price is $1,000 per Buffered PLUS, estimated value on the pricing date is $967.30, and the securities are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley. Payments depend on the final index closing value and are subject to issuer credit risk and the stated contract terms.
Morgan Stanley Finance LLC offers $1,605,000 aggregate principal of Principal at Risk contingent income auto-callable securities due May 20, 2031, fully guaranteed by Morgan Stanley.
The securities pay a contingent coupon at an annual rate of 11.00% on observation dates when the underlier is at or above the coupon barrier (1,753.78, 50% of the initial level). They automatically redeem early if the underlier is at or above the call threshold (3,507.56, 100% of the initial level) on any redemption determination date, returning principal plus the contingent coupon. If not redeemed, maturity payout is principal if the final level is at or above the downside threshold (1,753.78); otherwise payment equals principal multiplied by (final level/initial level), exposing investors to full downside including possible total loss.
Morgan Stanley Finance LLC is offering $570,000 aggregate principal of Principal-at-Risk notes (≋$1,000 per security) due May 17, 2029. The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and are linked to the worst performing common stock of Ares Management, Blackstone and KKR.
The notes pay a contingent coupon at an annual rate of 19.65% on each coupon payment date only if the closing level of each underlier is at or above its coupon barrier on the related observation date. The notes feature automatic early redemption beginning May 12, 2027 if each underlier meets its call threshold on a redemption determination date. At maturity investors may receive principal, a capped positive payout tied to the absolute depreciation of the worst performing underlier, or suffer a proportional loss if the worst performing underlier falls below its 60% downside threshold.