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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering contingent income auto-callable principal-at-risk securities linked to the common stock of The Goldman Sachs Group, Inc. The offering totals $2,335,000 in aggregate principal at $1,000 per security and is fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a contingent coupon at an annual rate of 12.50% on scheduled coupon dates only if the underlier's closing level on each observation date is at or above the coupon barrier ($663.929, 70% of the initial level). The securities may be automatically redeemed on listed redemption determination dates if the closing level meets or exceeds the call threshold ($948.47); otherwise holders face downside exposure at maturity with payment equal to the principal multiplied by the performance factor (final level / initial level). All payments are subject to issuer credit risk; the estimated value on pricing date was $970.80 per security.
Morgan Stanley Finance LLC priced Trigger PLUS notes—unsecured, principal-at-risk securities due June 3, 2032 linked to the EURO STOXX 50® Index with an aggregate principal amount of $9,348,000. Each Trigger PLUS has a $1,000 stated principal amount, an issue price $1,000, an estimated value $943.70 on the pricing date and a leverage factor 186.55%. The valuation date is May 28, 2032 and the trigger level is 4,370.82 (75% of the initial index value of 5,827.76). At maturity investors receive the stated principal plus leveraged upside if the final index value exceeds the initial value; if the final index value is below the trigger level, repayment falls proportionally and could result in a loss of most or all principal.
Morgan Stanley Finance LLC priced a primary offering of $1,575,000 aggregate principal of Structured Investments Enhanced Buffered Jump Securities, fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount each and an original issue price of $1,000 per security.
The securities pay no interest, include a digital payment of $133.50 (13.35%) payable at maturity if each underlier meets its digital threshold, and protect losses only up to a 10% buffer; downside exposure applies to the worst performing underlier. Final determination is based on closing levels on the observation date June 15, 2027, with maturity on June 21, 2027. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced Structured Investments Enhanced Buffered Jump Securities linked to the MSCI Emerging Markets Index. The securities have a $1,000 stated principal amount, issue price $1,000, aggregate principal $3,000,000, original issue date May 20, 2026, observation date May 28, 2027 and maturity June 3, 2027. The securities pay no interest and are principal‑at‑risk: if the final level is at or above the 90% buffer level investors receive the stated principal plus a fixed $131.40 upside payment; if below the buffer, losses occur at a 1.1111% downside factor for each 1% decline beyond the 10% buffer and there is no minimum payment. All payments are subject to MSFL’s credit risk and are unsecure obligations of MSFL, fully guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC priced principal-at-risk notes linked to the worst performing of the Russell 2000® and S&P 500® indices. The securities have a $1,000 stated principal amount and an aggregate principal amount of $6,591,000. The notes pay no interest, offer a fixed $100 upside payment at maturity if both underliers finish at or above their 70% downside thresholds, and otherwise return the stated principal multiplied by the performance factor of the worst performing underlier. The strike and pricing date were May 15, 2026, the original issue date is May 20, 2026, the observation date is June 15, 2027 and maturity is June 21, 2027. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; payment is subject to the credit risk of MSFL and Morgan Stanley.
Morgan Stanley Finance LLC priced a primary offering of Structured Investments — Enhanced Buffered Jump Securities — fully guaranteed by Morgan Stanley. The offering totals $4,905,000 in aggregate principal at a $1,000 stated principal amount per security; the securities pay no interest and include a $136.50 digital payment (13.65%) payable at maturity if each underlier meets its digital threshold on the observation date. The securities are linked to the worst performing of three underliers: the S&P 500® Futures Excess Return Index, the State Street® Utilities Select Sector SPDR® ETF and the Russell 2000® Index. The issue date is May 20, 2026, the observation date is June 15, 2027 and the maturity date is June 21, 2027. The securities feature a 10% buffer (90% buffer level) and a 75% digital threshold (digital payment condition); if the worst performing underlier falls below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer, subject to a 10% minimum payment at maturity. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced a principal-at-risk structured note offering. The pricing supplement describes notes tied to the worst performing of the Russell 2000® and the S&P 500®, with a stated principal amount of $1,000 per security and an aggregate offering of $3,477,000. The securities pay no interest; at maturity holders either receive the stated principal plus a fixed $133.50 upside payment if both underliers finish at or above their 85% downside thresholds, or suffer losses pro rata to the decline of the worst performing underlier, potentially losing the entire principal. All payments are subject to Morgan Stanley Finance LLC’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced contingent-income, memory buffered, auto-callable notes linked to the common stock of Arista Networks, Inc. The issue totals $1,000,000 in aggregate and is sold at an issue price of $1,000 per security with an estimated value of $982.40 on the pricing date. The securities pay a contingent coupon at an annual rate of 20.65% on observation dates when the closing level is at or above the coupon barrier of $99.379 (70% of the initial level). The notes are auto-callable on specified redemption determination dates if the closing level is at or above the call threshold of $141.97 (100% of initial level), and mature on June 2, 2027. At maturity, if the final level is below the buffer level of $99.379, investors bear losses according to a downside factor of 1.4286, which can reduce principal materially. All payments are subject to the issuer's and guarantor's credit risk.
Morgan Stanley Finance LLC prices a principal-at-risk, auto-callable structured note due May 26, 2033 linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $971. The notes pay no regular interest, carry a 200% participation rate for upside, an early redemption feature on the first determination date of June 1, 2027 with a fixed early redemption payment of $1,211, and a downside threshold at 70% of the initial level. If not auto‑redeemed and the final level is below the downside threshold, principal is exposed pro rata to declines and could be lost. All payments are subject to MSFL's and Morgan Stanley’s credit risk and to the other terms and tax treatment described in the supplement.
Morgan Stanley Finance LLC offers contingent-income, memory, buffered auto-callable securities tied to Alphabet Inc. (Class A) with a stated principal amount of $1,000 per security and an aggregate principal amount of $5,850,000.
The securities pay a contingent coupon at an annual rate of 17.48% on observation dates if the closing level of the underlier is at or above the coupon barrier ($337.263, 85% of the initial level). The notes are automatically redeemable if the underlier closes at or above the call threshold ($396.78) on specified redemption determination dates. If not redeemed, maturity payment depends on the final level versus the buffer level ($337.263); declines beyond the 15% buffer are multiplied by a downside factor of 1.1765, which can materially reduce or eliminate principal. Final observation date is May 28, 2027 with maturity on June 3, 2027. All payments are subject to MSFL and Morgan Stanley credit risk; estimated value on pricing date was $984.30 per security.