Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
The Preliminary Pricing Supplement describes market-linked notes issued by Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, linked to the S&P 500® Futures Excess Return Index. Each note has a $1,000 stated principal, matures on June 5, 2031, and pays no interest. At maturity investors receive the stated principal plus an upside payment only if the underlier’s final level on the observation date exceeds the initial level; otherwise they receive only the stated principal. The participation rate is 117%. The pricing/strike date is June 2, 2026 and the observation date is June 2, 2031. The estimated value on the pricing date is approximately $940.00 per note. The notes will not be listed on an exchange and are subject to Morgan Stanley’s credit risk, limited secondary market liquidity, and U.S. federal income tax treatment as contingent payment debt instruments.
Morgan Stanley Finance LLC offers Principal at Risk structured notes linked to the common stock of Micron Technology, Inc. The securities have a $1,000 stated principal amount, a 53% upside payment ($530) if the final level is at or above a 50% downside threshold, and mature on December 16, 2027. The pricing and strike date is June 12, 2026, original issue date June 17, 2026, and the observation date is December 13, 2027. The estimated value on the pricing date is approximately $964.10 per security. If the final level is below the downside threshold, the payment equals the stated principal amount multiplied by the performance factor (final level/initial level), and investors can lose up to their entire investment.
Morgan Stanley Finance LLC is offering Trigger PLUS notes linked to the S&P 500® Index due July 6, 2032, fully and unconditionally guaranteed by Morgan Stanley. Each Trigger PLUS has a stated principal amount of $1,000, an initial issue price of $1,000, a leverage factor of 133% and a trigger level equal to 85% of the initial index value. At maturity investors receive $1,000 plus 133% of the index increase if the final index value is above the initial value (capped at a maximum payment to be set on the pricing date and described here as at least $1,850 per note). If the final index value is between the trigger level and the initial value, investors receive $1,000. If the final index value is below the trigger level, investors suffer pro rata losses (1% loss of principal for each 1% index decline), potentially losing their entire investment. The document discloses estimated value on the pricing date of approximately $950.70 (within $55.00) and states proceeds and commission details, hedging practices, tax uncertainty and multiple material risk factors.
Morgan Stanley Finance LLC priced Principal-at-Risk, auto-callable notes linked to Carvana Co. Class A common stock, with a stated principal amount of $1,000 per security and an original issue price of $1,000. The securities have a strike date of June 9, 2026, an original issue date of June 12, 2026 and a maturity date of June 12, 2031. Automatic early redemption can occur on sequential determination dates beginning June 16, 2027, if the closing level of the underlier is at or above a call threshold of 80% of the initial level. A downside threshold is set at 60% of the initial level; if the final level is below that threshold, repayment at maturity equals the stated principal multiplied by the performance factor (final level/initial level), which could result in loss of principal, possibly to zero. The estimated value on the pricing date is approximately $925.60 per security. All payments are unsecured and subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced a series of Trigger PLUS notes due July 5, 2029 that provide leveraged upside linked to a five‑index international equity basket and are fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and a leverage factor of 150.55%. At maturity investors receive $1,000 plus leveraged participation if the final basket value is above the initial value; they receive $1,000 if the final basket value is between the initial value and an 80% trigger level; if the final basket value is below the trigger level, repayment equals the stated principal multiplied by the basket performance factor, exposing investors to potential loss of most or all principal. The securities pay no interest, are unsecured obligations of MSFL, carry Morgan Stanley credit risk and are not listed.
Morgan Stanley Finance LLC priced Trigger PLUS notes linked to the worst performing of the iShares® Semiconductor ETF (SOXX) and the VanEck® Semiconductor ETF (SMH). The securities have a $1,000 stated principal amount, mature on June 3, 2030, and reference the closing levels on the observation date of May 29, 2030. At maturity investors receive principal plus a 111% leveraged upside if the worst performing underlier finishes above its initial level; if the worst performing underlier finishes below its downside threshold (70% of initial), investors suffer proportional principal loss (no minimum payment).
The issuer is Morgan Stanley Finance LLC, guaranteed by Morgan Stanley; all payments are subject to Morgan Stanley's credit risk. The estimated value on the pricing date was approximately $941.40 per security.
Morgan Stanley Finance LLC offers Trigger PLUS securities linked to the Tokyo Stock Price Index maturing on July 3, 2030, with a leverage factor of 146.48% and a trigger level equal to 90% of the initial index value. Each Trigger PLUS has a stated principal amount of $1,000 and an original issue price of $1,000; the issuer estimates the value on the pricing date at approximately $933.20. At maturity the payout depends on the final index closing value on the valuation date (June 28, 2030): investors receive $1,000 plus leveraged upside if the index is higher than the initial value, $1,000 if the index is at or above the trigger level but at or below the initial value, and a loss proportional to the index decline (1% loss in principal per 1% index decline) if the final index value is below the trigger level. The securities pay no interest, are unsecured obligations of MSFL and unconditionally guaranteed by Morgan Stanley, and are subject to issuer credit risk, hedging and model assumptions, limited secondary market liquidity, and U.S. federal income tax uncertainty.
Morgan Stanley Finance LLC is offering contingent income, memory buffered auto-callable notes linked to the common stock of Blackstone Inc. The securities have a $1,000 stated principal amount per security, an annual contingent coupon of 10.00%, and mature on June 2, 2028.
The notes pay contingent coupons only if the underlier meets a coupon barrier on scheduled observation dates and can be automatically redeemed early if a call threshold is met on redemption determination dates beginning August 31, 2026. At maturity, if the final level is below the buffer (76% of the initial level), investors absorb losses beyond the 24% buffer, subject to a minimum payment of 24% of principal. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering contingent income, memory-buffered, auto-callable principal-at-risk securities linked to Eli Lilly & Company common stock with a stated principal of $1,000 per security. The notes mature on June 14, 2027, pay a contingent coupon at an annual rate of 12.08% when observation-date conditions are met, and may be automatically redeemed on specified redemption determination dates. If not redeemed, repayment at maturity depends on the final level versus a 25% buffer (buffer level = $812.19), with a downside factor of 1.3333 that magnifies losses beyond the buffer; there is no minimum payment at maturity. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable securities linked to the common stock of Rigetti Computing Inc. Each security has a stated principal amount of $1,000, an original issue date of June 2, 2026, and a maturity date of December 2, 2027. The securities pay a contingent coupon at an annual rate of 53.00% only if the underlier's closing level meets or exceeds the coupon barrier ($14.772, 60% of the initial level) on observation dates, and are automatically redeemed if the underlier meets the call threshold ($24.62, 100% of the initial level) on redemption determination dates. If not redeemed, payment at maturity equals principal if the final level is at or above the downside threshold ($14.772); otherwise payment equals principal multiplied by the performance factor (final level / initial level), exposing investors to full downside to zero. All payments are unsecured and subject to Morgan Stanley's credit risk. The document shows an estimated value on the pricing date of approximately $953.90 per security and describes distribution fees and tax uncertainties.