Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk contingent income auto-callable securities linked to Oracle Corporation common stock, maturing on December 28, 2027. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $945.40 per security. Investors may receive a contingent coupon at an annual rate of 14.00%–15.00%, but only if Oracle’s closing level on each observation date is at or above a coupon barrier level set at 60% of the initial level.
The notes can be automatically redeemed on scheduled dates if Oracle’s closing level is at or above a call threshold equal to 100% of the initial level, in which case investors receive principal plus the applicable contingent coupon and no further payments. If the notes are not redeemed and Oracle’s final level is at or above the downside threshold (also 60% of the initial level), investors receive full principal back (plus any final coupon, if payable). If the final level is below the downside threshold, repayment is reduced one-for-one with the decline in Oracle, and investors can lose some or all of their principal. All payments are unsecured obligations subject to Morgan Stanley’s credit risk, and the securities will not be listed on any exchange.
Morgan Stanley Finance LLC is offering principal-at-risk contingent income auto-callable securities linked to Amazon.com, Inc. common stock, maturing on December 28, 2027 and fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $950.60.
Investors can receive a contingent coupon at an annual rate of 10.00% to 11.00%, but only if Amazon’s closing level on each observation date is at or above a coupon barrier set at 70% of the initial level. The notes are automatically redeemed if, on any redemption determination date starting June 22, 2026, Amazon’s closing level is at or above the call threshold set at 100% of the initial level, paying back principal plus the applicable coupon.
If the notes are not called and the final level on the December 22, 2027 observation date is at or above the 70% downside threshold, investors receive principal back (plus any final coupon). If the final level is below that threshold, repayment is reduced 1% for every 1% decline in the stock from the initial level, and the maturity payment can be significantly less than principal or zero. All payments depend on Morgan Stanley’s credit and the securities will not be listed on any exchange.
Morgan Stanley Finance LLC is offering two-year Jump Securities linked to the iShares Bitcoin Trust ETF, maturing on December 1, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and are issued in $1,000 denominations as principal-at-risk securities.
At maturity, if the ETF’s final share price is greater than or equal to its initial share price, each note pays $1,000 plus a fixed upside payment of at least $762, a 76.20% gain, regardless of how far the ETF has risen. If the final share price is below the initial level, repayment is reduced 1% for every 1% decline, with no buffer and no minimum, so the entire investment can be lost.
The estimated value on the pricing date is about $969.90 per $1,000, reflecting embedded selling, structuring and hedging costs and an internal funding rate advantageous to the issuer. The notes will not be listed, secondary liquidity depends on Morgan Stanley & Co., and all payments are subject to Morgan Stanley’s credit risk. Extensive risk disclosures highlight bitcoin and digital-asset volatility, regulatory and security risks, limited ETF history and uncertain U.S. tax treatment.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $1,991,000 of autocallable buffered notes linked to the S&P 500® Index, with a face amount of $1,000 per note. The notes pay no interest and are unsecured principal-at-risk securities.
The notes may be automatically called on November 30, 2026 if the S&P 500 closes at or above the initial level of 6,602.99, paying $1,000 plus a 9.84% call premium ($1,098.40 per note). If not called, at maturity in November 2027 investors participate in index gains at a 150% upside participation rate.
There is a 10% downside buffer: if the index is down 10% or less, investors receive $1,000; below that, losses accelerate via a buffer rate of approximately 111.11%, and the entire investment can be lost. The estimated value on the trade date is $975.60 per note, below the $1,000 issue price, reflecting issuance, selling, structuring and hedging costs. The notes will not be listed, secondary trading may be limited, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $1,966,000 of capped buffered S&P 500® Index-linked notes maturing on July 23, 2027. The notes pay no interest and your payoff depends entirely on S&P 500® performance between the November 21, 2025 trade date and the July 21, 2027 determination date.
For each $1,000 note, you receive up to a maximum of $1,164.30 (a 16.43% cap) if the index rises. If the index is flat or down by up to 20%, you receive your $1,000 back. If the index falls more than 20%, losses accelerate at about 1.25x beyond that buffer and you can lose all principal. The estimated value on the trade date is $977.80 per note, reflecting issuance, structuring and hedging costs, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $907,000 of Enhanced Buffered Jump Securities linked to the S&P 500 Futures Excess Return Index, maturing on November 26, 2030. Each security has a $1,000 principal amount and pays no interest.
At maturity, if the index’s final level is at or above the 85% buffer level (458.992), holders receive $1,000 plus the greater of a fixed $400 upside payment or $1,000 multiplied by the index percent gain, capped at a maximum of $1,500 per security. If the final level is below the buffer, principal is reduced 1% for each 1% drop beyond the 15% buffer, but not below a minimum payment of 15% of principal ($150).
The securities are unsecured, subject to Morgan Stanley’s credit risk, and will not be listed on an exchange. The estimated value on the pricing date is $941.60 per $1,000 security, reflecting issuance, structuring and hedging costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Enhanced Buffered Jump Securities linked to the S&P 500® Index with a stated principal amount of $1,000 per note and an aggregate principal of $131,000. The notes pay no interest and mature on November 26, 2030.
At maturity, if the S&P 500® final level is at or above the buffer level of 5,612.542 (about 85% of the 6,602.99 initial level), investors receive $1,000 plus a fixed upside payment of $352, a 35.20% gain regardless of how much the index has risen above the buffer. If the final level is below the buffer, repayment is reduced 1% for each 1% decline beyond the 15% buffer, but not below a minimum payment of $150 per note.
The securities are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on an exchange, and may have limited liquidity. The estimated value on the pricing date is $941.80 per note, below the $1,000 issue price, reflecting embedded costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC is offering $639,000 of Jump Securities with an auto-call feature, fully and unconditionally guaranteed by Morgan Stanley and linked to the worst performer of the EURO STOXX 50®, S&P 500® and Nasdaq‑100 Index®.
The notes are issued at $1,000 per security, pay no interest and put principal at risk. If on a determination date all three indexes are at or above their call thresholds (100% of initial levels), the notes auto‑redeem for a cash payment reflecting an annualized return of 11.00%, rising from $1,110 to $1,440 over the four potential call dates.
If not called, maturity payment ranges from $1,550 per security if every index is at or above its call threshold, to only the principal if all are above their downside thresholds (70% of initial), and to a loss of 1% of principal for each 1% decline in the worst index below its downside threshold, potentially resulting in a zero return. All payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $2,825,000 of Trigger PLUS notes linked to the S&P 500 Futures Excess Return Index. Each security has a $1,000 principal amount, pays no interest and can return less than principal at maturity.
At maturity in 2030, holders gain leveraged upside of 187% of any index appreciation. If the index is flat or down but not below 70% of its initial level, investors receive only principal. If the index finishes below this downside threshold, repayment falls 1% for each 1% decline and can go to zero.
The notes are unsecured and subject to Morgan Stanley’s credit risk. They are not exchange listed, and secondary market liquidity depends mainly on Morgan Stanley & Co. The estimated value on the pricing date is $951.20 per security, below the $1,000 issue price due to embedded costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC is offering $315,000 of Jump Securities with Auto-Callable Feature, at $1,000 per security, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk notes are linked to the worst performer of NVIDIA, Meta Platforms and Alphabet Class A common stocks.
The notes may be automatically redeemed on November 27, 2026 for an early redemption payment of $1,700 per security if each stock is at or above its call threshold (100% of its initial level) on the first determination date. If not called, maturity is November 27, 2028, with upside equal to principal plus a 350% participation rate on the gain of the worst-performing stock if all three finish above their initial levels.
If any stock finishes below its initial level but at or above its downside threshold (60% of its initial level), investors receive only the $1,000 principal. If any stock ends below its downside threshold, repayment is reduced 1% for each 1% decline of the worst performer, potentially to zero. The estimated value on the pricing date is $951.10 per security, the notes are unsecured, not listed on any exchange, and all payments depend on Morgan Stanley’s credit.