Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Buffered PLUS notes due June 5, 2031 that are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a stated issue price of $1,000. The securities provide a leveraged upside (leverage factor 171.75%) if the final level of the S&P 500® Futures Excess Return Index on the observation date exceeds the initial level, a full return of principal if the final level is at or above an 80% buffer level, and pro rata losses beyond the 20% buffer down to a minimum payment of 20% of principal. Payments are subject to Morgan Stanley credit risk and tax uncertainty; the estimated value on the pricing date is approximately $940.20 per security.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes due June 6, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The notes pay a contingent coupon at an annual rate of 9.60% on observation dates when the underlier meets the coupon barrier. The underlier is the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Key structural features: an early‑call (first determination date June 3, 2027) if the closing level ≥ the call threshold (92% of initial level); a buffer amount of 15% (buffer level = 85% of initial level) that protects the first 15% of downside; a minimum payment at maturity of 15% of principal. Strike and pricing date: June 3, 2026; original issue date: June 8, 2026. The issuer’s estimated value on the pricing date was approximately $905.60 per security. All payments are subject to Morgan Stanley’s credit risk; investors may lose a substantial portion of principal if the final level is below the buffer.
The pricing supplement describes a primary offering of callable, principal-at-risk notes issued by Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, a contingent coupon at an annual rate of 11.75%, a final observation date of December 3, 2027 and a maturity date of December 8, 2027. Coupons are payable only if the closing level of each underlier meets its coupon barrier on the observation date; principal repayment at maturity depends on the worst performing underlier relative to its 70% downside threshold. The notes may be called early beginning on September 9, 2026 if a risk neutral valuation model indicates redemption is economically rational; all payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Trigger PLUS notes due July 6, 2032 linked to the EURO STOXX 50® Index. Each note has a $1,000 stated principal and a 195.29% leverage factor for upside; however, there is no interest and principal is at risk if the final index value is below the trigger level, which is 75% of the initial index value. The pricing date was June 12, 2026, original issue date June 17, 2026, and the issuer estimates an initial value of approximately $943.20 per note. All payments are unsecured obligations of MSFL and guaranteed by Morgan Stanley; proceeds are for general corporate purposes.
Morgan Stanley Finance LLC offers Structured Investments — Dual Directional Buffered Participation Securities — tied to the Nasdaq-100 Index with principal at risk. The offering consists of securities with a stated principal amount of $1,000 per security and an aggregate principal amount of $1,892,000. The securities mature on June 11, 2027 and base final payment on the Nasdaq-100 closing level on the observation date (June 8, 2027), subject to postponement for non-trading days and market disruption events. Returns are capped: upside payments are limited to a maximum of $1,171.50 per security (117.15%); a 10% buffer (90% of the initial level) protects limited declines, but declines beyond the buffer incur a downside factor of 1.1111, and there is no guaranteed minimum payment. All payments are subject to issuer/guarantor credit risk and U.S. federal tax treatment is described as uncertain.
Morgan Stanley Finance LLC is issuing principal-at-risk, auto-callable notes linked to the worst performing of the EURO STOXX 50®, Russell 2000® and S&P 500®, with a stated principal amount of $1,000 per security and an aggregate principal amount of $1,995,000.
These unsecured securities are fully and unconditionally guaranteed by Morgan Stanley, do not pay interest, and may be automatically redeemed on the first determination date for an early redemption payment of $1,272.50 per security. At maturity payment depends on the worst performing underlier, with a 150% participation rate for upside and a 70% downside threshold; investors may lose up to their full principal.
Morgan Stanley Finance LLC priced a structured note offering — Dual Directional Trigger PLUS — due May 30, 2031, guaranteed by Morgan Stanley, with a stated principal amount of $1,000 per security and an aggregate principal amount of $558,000.
Payment at maturity depends on the worst performing underlier among the Dow Jones Industrial Average, the Russell 2000® and the S&P 500®. The notes offer a leveraged upside (leverage factor 134%), an absolute return participation rate of 50%, and a downside threshold at 60% of each initial level. If any underlier closes below its downside threshold on the observation date, investors suffer a 1:1 loss of principal; there is no guaranteed principal protection.
Morgan Stanley Finance LLC priced Contingent Income Auto-Callable Securities due August 31, 2027, linked to the worst performing of the Nasdaq-100® Technology Sector and the Russell 2000® Index. The securities have a stated principal of $1,000 per security and an aggregate issue size of $961,000. They pay a contingent coupon at an annual rate of 9.50% on observation dates only if both underliers meet their coupon barrier levels; otherwise no coupon is paid for that period. The notes are automatically redeemed early if both underliers meet call thresholds on any redemption determination date, in which case holders receive principal plus the related contingent coupon. At maturity, if the final level of either underlier is below its downside threshold (approximately 75% of initial level), investors suffer a loss equal to the percentage decline of the worst performing underlier and could lose their entire principal. All payments are subject to Morgan Stanley Finance LLC's and Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced a structured note due June 30, 2031 linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal amount and offers an upside payment of $525 (52.50%) if the underlier finishes at or above the initial level. The notes include a 15% buffer that, if the final level is between the initial level and the buffer level, delivers a positive payment tied to the absolute decline (100% participation), capped effectively at 15%. If the final level is below the buffer level, investors lose 1% of principal for each 1% decline beyond the buffer, subject to a 15% minimum payment at maturity. The estimated value on the pricing date was approximately $952.90 per security; the original issue price is $1,000, which includes issuance and hedging costs borne by investors. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to issuer credit risk and other conflicts and tax uncertainties specified herein.
Morgan Stanley Finance LLC offers an Auto-Callable Trigger PLUS linked to the Russell 2000® Index. Each $1,000 security may be auto‑redeemed on the first determination date for an early redemption payment of $1,132.00. If not called, maturity payments vary: capped upside (125% of index gain), full principal at or above an 80% downside threshold, or a loss proportional to the index decline (potentially total loss) on maturity July 6, 2028.
The securities do not pay interest, are principal‑at‑risk, and are fully and unconditionally guaranteed by Morgan Stanley; all payments are subject to issuer credit risk. The estimated value on the pricing date was approximately $962.50 per security.