Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers structured, principal-at-risk notes tied to NVIDIA Corporation common stock with a stated principal amount of $1,000 per security. The notes pay a contingent coupon (annual rate at least 20.50% subject to final pricing) only if the underlier meets coupon barriers on observation dates and feature an automatic early redemption if the underlier equals or exceeds the call threshold on specified redemption determination dates. If not redeemed, maturity payoff protects the first 20% (buffer) of downside but applies a 1.25 downside factor beyond that buffer, exposing investors to potential loss of principal. The estimated value on the pricing date is approximately $987.00 per security; the issue price is $1,000 per security. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC offers Principal-at-Risk structured notes due June 25, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and an issue price of $1,000. The payoff is linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. If the worst performing underlier is at or above its upside threshold (80% of initial level) at the observation date, investors receive principal plus a fixed $130 upside payment (13%). If the worst performing underlier is below its downside threshold (70% of initial level), the payment equals the stated principal multiplied by the worst performing underlier’s performance factor, which can result in a significant loss of principal, including total loss. The document discloses an estimated value on the pricing date of approximately $990.80 per security and warns that all payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC offers contingent income, memory buffered auto-callable notes linked to Amazon.com, Inc. common stock with a stated principal amount of $1,000 per security and an original issue price of $1,000 per security. The securities pay a contingent coupon (annual rate at least 15.92% in the preliminary terms) only if the underlier meets coupon barrier tests on observation dates, feature automatic early redemption tests beginning on September 4, 2026, and include a 15% buffer (buffer level = 85% of initial level) with a downside factor of 1.1765 applied to losses beyond the buffer at maturity.
The document discloses an estimated value on the pricing date of approximately $985.80 per security and states that all payments are subject to Morgan Stanley's credit risk. Timing and exact barrier levels (initial level, call threshold, coupon barrier, buffer level) will be determined on the strike date (May 22, 2026).
The issuer, Morgan Stanley Finance LLC, is offering structured, principal-at-risk notes due June 9, 2027 linked to the S&P 500® Index. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $985. The securities pay no interest. If the final level on the observation date is at or above the buffer level (15% buffer), investors receive the stated principal plus an upside payment of at least $76.50 (7.65%). If the final level is below the buffer level, investors lose 1.1765% of principal for every 1% decline beyond the buffer; there is no minimum payment and investors could lose their entire investment. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; payments are subject to issuer credit risk. The pricing supplement discloses agent fees of up to $10 per $1,000 security and excludes secondary-market guarantees; the estimated value is lower than the issue price due to issuing, structuring and hedging costs.
Morgan Stanley Finance LLC is offering $631,000 of market‑linked notes — Upside Participation with Averaging and Principal Return at Maturity — fully and unconditionally guaranteed by Morgan Stanley.
The notes have a $1,000 principal amount per note, an estimated value of $937.50 per note on the pricing date, and mature on November 20, 2029. Payout at maturity depends on an average ending level calculated from quarterly observation dates and provides an upside participation rate of 110% of the average basket return; if the average ending level is less than or equal to the starting level, investors receive the principal amount only (subject to issuer credit risk).
Morgan Stanley Finance LLC is offering Principal at Risk notes tied to Arista Networks common stock with a stated principal amount of $1,000 per security and an aggregate principal amount of $645,000. The securities pay a contingent coupon of 14.64% per annum on observation dates when the underlier meets the coupon barrier and are automatically redeemable if the underlier meets a call threshold on specified redemption determination dates. If not redeemed, investors receive principal at maturity only if the final level is at or above the buffer level of $88.686 (60% of the initial level); below that buffer the payoff applies a downside factor of 1.6667 and principal can be partially or fully lost. All payments are subject to Morgan Stanley Finance LLC and Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers principal-at-risk, contingent-income auto-callable securities due May 28, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities pay a contingent coupon at an annual rate of 8.00% only if the underlier meets the coupon barrier on scheduled observation dates and may auto‑redeem early if the underlier meets the call threshold on specified redemption determination dates. At maturity, if the final level is below the downside threshold (50% of the initial level), the payment equals the stated principal amount multiplied by the performance factor (final level / initial level), exposing investors to a proportional loss of principal. The underlier is the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, which applies a 4% per annum decrement and uses intraday rebalancing. The document states an estimated value on the pricing date of approximately $904.60 per security and highlights credit, market, liquidity and tax risks described in accompanying supplements.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS notes due August 19, 2027 linked to the S&P MidCap 400® Index. The securities have a $1,000 stated principal amount, aggregate principal of $1,100,000, and an issue price of $1,000 per security. The notes provide 125% leverage on upside up to a $1,105 cap (110.50% of principal), an absolute return participation feature at 125% for limited declines, a 10% buffer (initial level 3,609.80, buffer level 3,248.82), and a minimum payment at maturity of 10% of principal. Observation date is August 16, 2027. Estimated value on pricing date was $970.70 per security and the agent commission was $23.50 per security. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities linked to Axon Enterprise, Inc. common stock with a stated principal amount of $1,000 per security. The securities pay a contingent coupon of 21.75% per annum on observation dates when the closing level is at or above the coupon barrier (50% of the initial level) and are subject to automatic early redemption if the closing level meets or exceeds the call threshold (100% of the initial level) on any redemption determination date. If not auto-redeemed, maturity is June 1, 2029 with the final observation date of May 29, 2029. If the final level is below the downside threshold (50% of the initial level), payment at maturity equals the stated principal multiplied by the performance factor (final level / initial level), which could result in a substantial loss or total loss of principal. The estimated value on the pricing date was approximately $959.90 per security.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk Buffered Jump Securities due May 30, 2031 fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount per security and an estimated value on the pricing date of approximately $907.80.
The securities feature automatic early redemption on scheduled determination dates if the closing level of the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index is greater than or equal to the call threshold (100% of the initial level). Early redemption payments rise over time (first early redemption payment $1,180, escalating to $1,885 by the penultimate schedule), and the payment at maturity can be $1,900 if the final level is at or above the call threshold. A buffer of 15% protects against losses up to that amount; declines beyond the buffer reduce principal dollar‑for‑dollar, subject to a minimum payment at maturity of 15% of principal. All payments are subject to Morgan Stanley's credit risk.