Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a primary offering of $250,000 principal amount of Callable Contingent Income Securities due October 21, 2027, linked to Robinhood Markets, Inc. Class A common stock. The notes are fully and unconditionally guaranteed by Morgan Stanley.
Each security is issued at $1,000, with agent commissions of $17.50 per security plus a $1.00 structuring fee. Proceeds to the issuer total $245,375, and the estimated value on the pricing date is $959.00 per security.
The notes pay a contingent coupon at 27.70% per annum only if HOOD’s closing level is at or above the coupon barrier of $84.122 (approximately 64% of the $131.44 initial level) on each observation date. If not called earlier, repayment of principal at maturity requires the final level to be at or above the downside threshold of $84.122; otherwise, investors lose 1% of principal for every 1% decline. Early redemption can occur on set dates beginning October 21, 2026 if a risk‑neutral valuation model indicates it is economically rational for the issuer. The securities are unsecured, not listed, and all payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable Market Linked Securities linked to the lowest performer of NVIDIA, Broadcom, Alphabet and Amazon, due October 19, 2028, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a contingent coupon at 14.60% per annum (with memory) only if, on each monthly calculation day, the lowest-performing stock closes at or above its 50% coupon threshold.
The price to the public is $1,000 per security (minimum 1 security). The filing shows totals of $5,206,000 sold, agent commissions of $121,039.50 (up to $23.25 per security), and issuer proceeds of $5,084,960.50. The current estimated value is $950.80 per security, reflecting issuance and hedging costs and an internal funding rate.
After a ~3‑month non‑call period (beginning January 2026), the notes are automatically called if each stock is at or above its starting price, paying face value plus any due and unpaid coupons. If not called, principal is protected only if every stock’s ending price is at or above its downside threshold (50% of start); otherwise repayment equals $1,000 times the lowest performer’s ratio. The notes will not be listed.
Morgan Stanley Finance LLC priced a Rule 424(b)(2) structured note offering of Contingent Income Memory Auto-Callable Securities, fully and unconditionally guaranteed by Morgan Stanley, with an aggregate principal amount of $10,170,000 and a $1,000 stated principal per security.
The notes pay a contingent coupon at 18.65% per annum on scheduled dates only if each of Apple, Amazon, Microsoft and NVIDIA is at or above its coupon barrier on the related observation date. Automatic early redemption occurs if all are at or above their call thresholds, returning principal plus any due and previously unpaid coupons.
If not redeemed, maturity payment depends on the worst performer: principal is repaid only if each final level is at or above its downside threshold; otherwise, the payoff declines 1% for every 1% drop of the worst underlier, and can be zero. Initial levels equal their strike-date closes (AAPL $247.45; AMZN $214.47; MSFT $511.61; NVDA $181.81). The estimated value is $980 per security. Proceeds to the issuer were $10,098,810 after fees. The notes are unsecured, subject to Morgan Stanley credit risk, and will not be listed.
Morgan Stanley Finance LLC is offering Contingent Income Memory Auto-Callable Securities due October 19, 2028, linked to the worst performing of Rubrik Class A (RBRK) and Apple (AAPL), and fully and unconditionally guaranteed by Morgan Stanley.
The notes carry a 21.00% annual contingent coupon paid only if both underliers are at or above their coupon barriers on observation dates. Barriers are set at 70% of initial levels: RBRK $55.048 and AAPL $173.215. An auto-call can occur on scheduled dates starting April 16, 2026 if both underliers are at or above their call thresholds (100% of initial: RBRK $78.64, AAPL $247.45), paying principal plus the due and any previously unpaid contingent coupons.
If not called, maturity pays principal only if both underliers are at or above their downside thresholds (70% of initial). Otherwise, investors lose 1% per 1% decline of the worst underlier; the payout can be zero. The aggregate principal amount is $863,000 at $1,000 per note; estimated value is $926.80 per note. Agent commission is $40 per note with proceeds to issuer of $960 per note ($828,480 total). The securities are unlisted and subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced $1,504,000 of Callable Contingent Income Securities due September 21, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes offer a 10.30% annual contingent coupon paid only if each underlier—SPDR S&P Regional Banking ETF (KRE), S&P 500 Index (SPX) and Nasdaq‑100 Technology Sector Index (NDXT)—closes at or above its coupon barrier on the observation date.
The notes may be redeemed early, in whole, on scheduled redemption dates if a risk‑neutral valuation model indicates redemption is economically rational for the issuer. If held to maturity and each underlier finishes at or above its downside threshold (60% of initial levels), investors receive principal plus any final coupon; otherwise, repayment is reduced 1% for each 1% decline of the worst performer, potentially to zero. Issue price is $1,000 per note; agent commissions are $18.75 per note, with proceeds to the issuer of $981.25 per note ($1,475,800 total). The estimated value on the pricing date is $955.70 per note. The securities are unsecured, subject to issuer credit risk, and will not be listed.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $1,600,000 of Contingent Income Auto-Callable Securities linked to Meta Platforms, Inc. (Class A), maturing on April 9, 2027. Each note has a $1,000 denomination and pays a 9.00% per annum contingent coupon only when Meta’s closing level is at or above the coupon barrier of $500.962 (70% of the initial level) on the applicable observation date.
The notes may be automatically redeemed on scheduled dates if Meta’s closing level is at or above the call threshold of $715.66 (100% of the initial level), returning the stated principal amount plus any contingent coupon for that period. If not called, and at maturity the final level is at or above the downside threshold of $429.396 (60%), investors receive principal back (plus the final coupon if payable). If the final level is below the downside threshold, repayment is reduced 1% for each 1% decline from the initial level, up to a total loss.
The initial level is $715.66 (strike date: October 6, 2025). The estimated value on the pricing date is $969.00 per security. Issue price is $1,000, with $18.75 per-note sales commissions; total proceeds to the issuer are $1,570,000. The securities are unsecured, subject to MS/MSFL credit risk, and will not be listed on any exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, amended a preliminary pricing supplement for Contingent Income Memory Auto-Callable Securities due October 31, 2030 linked to the S&P 500 Futures 40% Intraday 4% Decrement VT Index.
The notes offer a contingent coupon at an annual rate of 8.00%, payable only if the underlier closes at or above the coupon barrier set at 50% of the initial level on each observation date; missed coupons may be paid later if the barrier is met (“memory”). They are auto-callable if the underlier is at or above the call threshold of 90% of the initial level on scheduled redemption determination dates starting October 28, 2026.
If not called, at maturity investors receive principal only if the final level is at or above the 50% downside threshold; otherwise, losses match the underlier’s decline on a 1-for-1 basis and could result in zero repayment. Issue price is $1,000 per note; the estimated value on the pricing date is approximately $893.90 per security (or within $43.90 of that estimate). The notes will not be listed and all payments are subject to Morgan Stanley’s credit risk.
Form 144 notice filed for a proposed sale of 3,320 common shares with an aggregate market value of $530,652.86. The filing lists Morgan Stanley Smith Barney LLC as broker and indicates an approximate sale date of 10/17/2025 on the NYSE.
The shares were acquired on 10/09/2025 for cash. Over the past three months, a prior sale of 3,370 common shares on 07/18/2025 generated gross proceeds of $474,367.94.
Morgan Stanley (MS) filed a Form 4 reporting an insider transaction by its Chief Accounting Officer. On 10/16/2025, a transaction coded “F” was reported involving 49 shares of common stock at $162.65 per share. Following this transaction, the reporting person directly owned 8,740.667 shares.
The filing indicates it was submitted by one reporting person and reflects direct ownership. No derivative securities transactions were reported.
Morgan Stanley Finance LLC is offering principal-at-risk Contingent Income Memory Auto‑Callable Securities due November 2, 2028, linked to the worst performing of the S&P 500 Index and EURO STOXX 50 Index. The notes pay a contingent coupon at 8.55% per annum only if each index closes at or above its coupon barrier on the observation date; missed coupons may be paid later if conditions are met.
The notes auto‑redeem if, on a redemption determination date, each index is at or above its 100% call threshold, beginning April 30, 2026. If not called, at maturity investors receive principal only if each index is at or above its 80% downside threshold; otherwise, repayment is reduced one‑for‑one with the worst index’s decline and could be zero. Issue price is $1,000 per security, with a fixed sales commission of $20 per security; the preliminary estimated value is approximately $972.40 per security. All payments are subject to the credit of Morgan Stanley; the notes will not be listed.