MS Form 144: Proposed sale of 3,320 shares at $530,652.86

Form 144 notice filed for a proposed sale of 3,320 common shares with an aggregate market value of $530,652.86.

Accepted by SEC EDGAR 10/17/2025 - 04:23 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Form 144 notice filed for a proposed sale of 3,320 common shares with an aggregate market value of $530,652.86. The filing lists Morgan Stanley Smith Barney LLC as broker and indicates an approximate sale date of 10/17/2025 on the NYSE.

The shares were acquired on 10/09/2025 for cash. Over the past three months, a prior sale of 3,370 common shares on 07/18/2025 generated gross proceeds of $474,367.94.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does MS’s Form 144 filing disclose?

It notices a proposed sale of 3,320 common shares with an aggregate market value of $530,652.86, to be sold on the NYSE.

Who is the broker listed in the Form 144?

The broker is Morgan Stanley Smith Barney LLC, Executive Financial Services, 1 New York Plaza, 8th Floor, New York, NY 10004.

When is the proposed sale date for the shares?

The approximate sale date is 10/17/2025.

How many shares are proposed for sale and what is their value?

The filing lists 3,320 common shares with an aggregate market value of $530,652.86.

Were there recent sales by the same party in the last three months?

Yes. On 07/18/2025, 3,370 common shares were sold for gross proceeds of $474,367.94.

When were the shares to be sold acquired and how were they paid for?

They were acquired on 10/09/2025 and paid in cash.

On which exchange are the shares expected to be sold?

The filing names the NYSE as the securities exchange.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001466170
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	MORGAN STANLEY
SEC File Number	001-11758
Address of Issuer	1585 Broadway New York NEW YORK 10036
Phone	(212) 761-4000
Name of Person for Whose Account the Securities are To Be Sold	MORGAN STANLEY SMITH BARNEY LLC
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Indirectly controlled by the issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	3320	530652.86	1596335756	10/17/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/09/2025	Please see remarks	Please see remarks			3320	10/09/2025	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MORGAN STANLEY SMITH BARNEY LLC 1585 Broadway New York NY 10036	Common	07/18/2025	3370	474367.94

144: Remarks and Signature

Remarks	This Form 144 relates to the sale of shares acquired through Morgan Stanley Smith Barney LLC's facilitation of customer liquidations of fractional shares during the period 07/10/25 through 10/09/25. Fractional shares are acquired by customers through the dividend reinvestment program (DRIP), employee stock purchase plan (ESPP) and account transfers (ACATs).
Date of Notice	10/17/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Andrew Lunney
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)