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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Principal at Risk Buffered Participation Securities linked to the VanEck® Semiconductor ETF, fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount and do not pay interest. The securities provide 100% participation in any appreciation of the underlier up to a $1,316 maximum payment at maturity (131.60% of principal). The securities include a 20% buffer (buffer level = 80% of the initial level): if the final level is at or above the buffer, investors receive principal; if below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer, subject to a 20% minimum payment. Key dates: strike/pricing on May 29, 2026, original issue date June 3, 2026, observation date June 29, 2027 (subject to postponement), maturity July 2, 2027. All payments are subject to Morgan Stanley's credit risk. The estimated value on the pricing date was approximately $984.80 per security; the issue price is $1,000, which includes issuance, distribution and hedging costs borne by investors.
Morgan Stanley Finance LLC priced Principal at Risk securities linked to Dell Technologies Inc. class C common stock. Each note has a stated principal amount of $1,000 and an upside payment of $194.50 (19.45%) if the final level is at or above the downside threshold. The observation date is June 15, 2027 and maturity is June 21, 2027. If the final level is below the downside threshold (set at 50% of the initial level), investors incur a loss equal to the percentage decline in the underlier; there is no guaranteed minimum and the payment could be zero. All payments are subject to the issuer’s and guarantor’s credit risk. The estimated value on the pricing date was approximately $974.50 per security.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes linked to AST SpaceMobile, Inc. class A common stock that mature on May 18, 2028 and pay a contingent coupon only if specified observation-date thresholds are met.
The notes have a stated principal amount of $1,000 per security, an estimated value on the pricing date of approximately $950.80 per security, a contingent coupon at an annual rate of 40.40%, an initial level of the underlier of $83.01 (strike date May 14, 2026), a coupon barrier and downside threshold of $41.505 (50% of the initial level), and automatic early redemption if the closing level meets or exceeds the call threshold of $83.01 on any redemption determination date. Investors face the risk of receiving no coupons and losing principal if the final level is below the downside threshold; all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced $17,160,000 of Capped Leveraged Basket-Linked Notes due November 15, 2027, guaranteed by Morgan Stanley. The notes link principal repayment to a weighted basket of five international indices using an Initial Basket Level of 100, a 200% Upside Participation Rate and a Cap Level of 115.30 that limits the Maximum Settlement Amount to $1,306 per $1,000 face. Trade Date is May 13, 2026 and Original Issue Date is May 18, 2026. The notes pay no interest, are unsecured, subject to issuer credit risk and may result in loss of principal if the Final Basket Level is below 100 on the Determination Date.
Morgan Stanley Finance LLC is offering market‑linked, auto‑callable principal‑at‑risk securities due May 23, 2029 guaranteed by Morgan Stanley. Each security has a face amount of $1,000, a pricing date of May 18, 2026, and an original issue date of May 21, 2026. The issuer estimates the securities' value at approximately $901.00 per security on the pricing date and will sell them at $1,000 per security with agent commissions of $25.75 and net proceeds to the issuer of $974.25 per security.
The securities pay no interest and may be automatically called on monthly calculation days beginning May 21, 2027 if each underlying stock closes at or above its starting price. Call payments range from at least $1,340.00 (1st calculation day) up to at least $2,020.00 (final calculation day). If not called, maturity payoffs depend solely on the lowest performing underlying stock; downside threshold prices equal 50% of each starting price, and loss at maturity can exceed 50%, possibly to zero.
Morgan Stanley Finance LLC priced a market-linked, auto-callable principal-at-risk security linked to Expedia Group, Inc. stock. Each security has a face amount of $1,000, an estimated pricing-date value of approximately $960.50 (± $35.00) and a contingent coupon rate to be set on the pricing date of at least 12.20% per annum. The securities pay quarterly contingent coupons only if the underlying stock closes at or above defined thresholds on specified quarterly calculation days and may be automatically called beginning August 2026. If not called, the maturity date is May 24, 2029, and principal at maturity is either $1,000 or $1,000 multiplied by the performance factor based on the ending price versus the starting price, exposing investors to downside risk if the ending price is below the 50% downside threshold. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Autocallable Contingent Coupon Equity-Linked Notes linked to the Class A common stock of Oklo Inc., fully and unconditionally guaranteed by Morgan Stanley. Each note has a Face Amount of $1,000 and an estimated Trade Date value of $968.70 (±$15).
The notes pay contingent monthly coupons only if the Observation Closing Level of Oklo is at or above the Coupon Trigger Level of $43.506 (60% of the Initial Underlier Level of $72.51). Notes are auto-called on the Call Observation Date (November 13, 2026) if the underlier closes at or above the Initial Underlier Level; maturity is May 17, 2027. At maturity, cash settlement depends on the Final Underlier Level versus the Trigger Knock-Out Level (60% of initial). Payments are unsecured and subject to issuer credit risk.
Morgan Stanley Finance LLC offers auto-callable, principal-at-risk market-linked securities tied to the common stock of Arista Networks, Inc. with a stated face amount of $1,000 per security and a maturity date of May 24, 2027 (subject to postponement).
The securities pay contingent quarterly coupons (the contingent coupon rate will be determined on the pricing date and will be at least 26.60% per annum), can be automatically called beginning in August 2026, and provide a 20% downside buffer together with a stated multiplier of 1.25 that magnifies the buffered exposure to declines beyond the buffer. The estimated value on the pricing date is approximately $967.40 per security, and all payments are subject to the issuer's credit risk.
Morgan Stanley Finance LLC will issue $60,000,000 aggregate principal of fixed rate callable notes due July 13, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay interest quarterly at 4.050% per annum, have an initial issue price of $1,000 per note and an estimated value on the pricing date of $993.10 per note. The notes are callable quarterly beginning November 13, 2026 if a risk neutral valuation model determines early redemption is economically rational; redemption (if any) will be at 100% of principal plus accrued interest. Proceeds will be used for general corporate purposes. Payments are subject to issuer credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC is offering structured, auto-callable Jump Notes due June 1, 2033, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and an issue price of $1,000. The issuer estimates the note's value on the pricing date at approximately $919.60. The notes pay no interest and may be automatically redeemed on specified annual determination dates beginning May 26, 2027 if the underlier meets or exceeds the call threshold (100% of the initial level). Early redemption payments increase by determination date, reflecting an approximate 8.50% per annum return schedule (e.g., $1,085 at first redemption, up to $1,510 at the sixth). If not redeemed early, a payment at maturity will equal a fixed positive amount if the final level is greater than or equal to the call threshold; otherwise you receive only the stated principal. The notes are linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index (inception March 14, 2022); the index includes a 4% per annum decrement and volatility-targeting features. All payments are subject to Morgan Stanley's credit risk, the notes are unsecured, non‑listed and contain multiple risks and tax considerations described in accompanying supplements.