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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced callable Jump Notes linked to the worst performing of the Russell 2000® and S&P 500® with a $1,000 stated principal amount per note. The notes mature on May 30, 2031, pay no periodic interest, and may be redeemed beginning June 2, 2027 if a risk neutral valuation model indicates redemption is economically rational. Payment at maturity (if not redeemed) equals the stated principal plus an upside payment tied to the percent change of the worst performing underlier with a 100% participation rate. Estimated value on the pricing date is approximately $941.70 per note. All payments are subject to issuer and guarantor credit risk.
The Preliminary Pricing Supplement describes market-linked notes issued by Morgan Stanley Finance LLC, unconditionally guaranteed by Morgan Stanley, with a $1,000 stated principal amount per note. The notes pay no interest, participate at 100% participation rate in the S&P 500® upside subject to a maximum payment of $1,165 to $1,185 per note, mature on June 1, 2029, and reference the closing level of the S&P 500® on the observation date of May 29, 2029. The issuer’s estimated value on the pricing date is approximately $955.90 per note. All payments are subject to the issuer’s credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-income auto-callable notes due December 1, 2027, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $960.80. The notes pay a contingent coupon (annual rate determined on pricing date, disclosed range 10.50%–11.50%) only if the closing level of each underlier meets its coupon barrier on each observation date. Automatic early redemption is possible on specified redemption determination dates if every underlier meets its call threshold; otherwise, at maturity investors receive principal only if each final underlier level is at or above its downside threshold, or otherwise a payment reduced pro rata by the worst performing underlier. Key barriers are set as percentages of initial levels: coupon barrier 80%, downside threshold 70%, call threshold 100%. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced Principal at Risk notes linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500, due June 1, 2029. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $949.10. At maturity the payment depends solely on the worst performing underlier on the observation date May 29, 2029: if each final level is at or above its downside threshold (70% of initial level) investors receive the stated principal plus a fixed upside payment of $280 to $380 (28%–38%); if any underlier is below its downside threshold, holders suffer proportional losses tied to the percentage decline of the worst performing underlier, and may lose their entire principal. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; market value prior to maturity will reflect Morgan Stanley’s creditworthiness and other factors.
Morgan Stanley Finance LLC is offering callable structured "Jump Notes" due June 3, 2031, tied to the S&P 500® Futures Excess Return Index. Each note has a $1,000 stated principal amount, an estimated value on the pricing date of approximately $960.30, a 150% participation rate and no periodic interest.
The notes may be redeemed beginning on June 4, 2027 if a risk neutral valuation model determines early redemption is economically rational for the issuer; fixed minimum redemption payments are specified (first at least $1,160.00). If not redeemed, maturity payment equals principal plus upside = stated principal × participation rate × underlier percent change when final level exceeds the initial level.
Morgan Stanley Finance LLC priced Callable Jump Notes linked to the S&P 500® Futures Excess Return Index. Each note has a $1,000 stated principal amount, an original issue price of $1,000 and a participation rate of 130%. The notes pay no regular interest, mature on May 30, 2031, and may be called beginning on June 2, 2027 if a risk neutral valuation model indicates redemption is economically rational. If not redeemed and the final level exceeds the initial level, maturity payment = stated principal + (stated principal × 130% × underlier percent change); if final level is equal to or less than the initial level, investors receive only the stated principal. Estimated value on the pricing date was approximately $934.10 per note. All payments are subject to Morgan Stanley and MSFL credit risk, the notes are unsecured, unlisted and subject to liquidity and model, tax and issuer credit risks described in the supplement.
Morgan Stanley Finance LLC is offering callable Jump Notes due June 3, 2031, fully guaranteed by Morgan Stanley, linked to the worst performing of the Russell 2000® and S&P 500® indices. The notes have a $1,000 stated principal amount per note, an issue price of $1,000, a participation rate of 115% and an observation date of May 29, 2031. The notes pay no regular interest; maturity payment equals principal plus the upside payment based on the worst performing underlier if that underlier finishes above its initial level, otherwise only principal is returned. A discretionary call feature begins on June 4, 2027, with fixed minimum redemption payments that increase over time (first minimum payment $1,120.00). The estimated value on the pricing date is approximately $965.40 per note. All payments are subject to issuer credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC seeks to issue principal at risk, contingent income auto-callable securities linked to the worst performing of the Dow Jones Industrial Average, EURO STOXX 50 and Russell 2000. Each security has a $1,000 stated principal amount. The securities may pay a contingent coupon (the rate will be set on the pricing date within a disclosed range) only if each underlier meets its coupon barrier on observation dates. They may auto-redeem on scheduled redemption determination dates if each underlier meets the call threshold, paying principal plus the contingent coupon. At maturity, if any underlier is below its downside threshold, payment is reduced by the performance of the worst performing underlier (losses can be substantial or total). All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC issues market-linked notes linked to the S&P 500® Index with a three-year term. Each note has a stated principal amount of $1,000 and pays no interest. At maturity you receive principal plus an upside payment equal to 100% of index appreciation, capped at a maximum payment of $1,200 to $1,220 per note. The pricing date and strike date are May 29, 2026, the original issue date is June 3, 2026, the observation date is May 29, 2029 and the stated maturity date is June 1, 2029. The issuer is MSFL and the payment obligation is fully and unconditionally guaranteed by Morgan Stanley. All payments are subject to the issuer’s credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC priced Principal at Risk notes tied to Ares Management Corporation Class A common stock. The offering consists of $2,252,000 aggregate principal of securities issued at $1,000 per security with an estimated value of $967.90 on the pricing date. The notes mature on June 11, 2027 and pay $200 per security if the final level is at or above the downside threshold; if the final level is below the downside threshold investors lose 1% of principal for each 1% decline in the underlier, with no minimum payment at maturity.
The notes are unsecured obligations of Morgan Stanley Finance LLC and are fully and unconditionally guaranteed by Morgan Stanley; all payments are subject to the credit risk of the issuer and guarantor. The offering documents state various conflicts of interest, hedging activities by affiliates, uncertainty in U.S. federal tax treatment, and limited secondary market liquidity.