Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering market‑linked, principal‑at‑risk securities with a face amount of $1,000 per security that are fully and unconditionally guaranteed by Morgan Stanley. The securities pay no interest, have a 150% participation rate in positive performance of the lowest performing underlying if not called, and feature an automatic call that would deliver a $1,400 call payment on the call settlement date. The securities are linked to the lowest performing of the VanEck Vectors® Oil Services ETF, the Nasdaq‑100® Technology Sector Index, and the State Street® Utilities Select Sector SPDR® ETF, mature on June 1, 2029, and have a pricing date of May 29, 2026 with an original issue date of June 3, 2026. The estimated value on the pricing date is approximately $939.80 per security and the offering price is $1,000 per security; agent commissions are up to $25.75, leaving proceeds to the issuer of $974.25 per security. These securities expose investors to credit risk of Morgan Stanley and to downside risk of the lowest performing underlying, including potential losses exceeding 40% of face amount.
Morgan Stanley Finance LLC priced a preliminary offering of auto-callable, principal‑at‑risk market‑linked securities due June 1, 2029 that are fully guaranteed by Morgan Stanley. Each security has a face amount of $1,000, an estimated value at pricing of $958.60, and a contingent monthly coupon determined at pricing of at least 10.50% per annum. Coupons pay only if the lowest performing of three sector ETFs (Energy, Technology, Health Care) closes at or above 70% of its starting price on monthly calculation days. If not auto‑called, principal at maturity is either $1,000 or $1,000 × performance factor of the lowest performing underlying, exposing investors to more than a 40% loss (and possibly total loss) if that underlying falls below 60% of its starting price on the final calculation day. The securities include a six‑month non‑call period, monthly observation dates beginning June 2026, and complex structural and credit risks. Commissions and selling concessions reduce proceeds to the issuer ($976.75 per security) and raise costs to investors.
Morgan Stanley Finance LLC is offering callable Contingent Income Securities due March 3, 2028 linked to the worst performing of the Nasdaq-100® Technology Sector, the Russell 2000® and the State Street® SPDR® S&P® Regional Banking ETF. Each security has a stated principal amount of $1,000, a contingent coupon at an annual rate of 15.90% payable only if each underlier meets its coupon barrier on an observation date, and an estimated value on the pricing date of approximately $984 per security. The securities are fully and unconditionally guaranteed by Morgan Stanley, expose investors to principal-at-risk (loss proportional to the worst-performing underlier), and may be called early based on the output of a "risk neutral valuation model" as described in the terms.
Morgan Stanley Finance LLC is offering leveraged, buffered notes linked to the iShares Silver Trust (SLV), fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 face amount and 200% upside participation subject to a Cap Level (expected between 124.04% and 128.21% of the Initial Underlier Level). The notes include a 15.00% buffer (you receive the face amount if the Underlier declines up to 15.00%) and expose holders to full downside beyond that buffer, potentially losing most or all principal. Estimated value on the Trade Date is approximately $977.10 per note; the Original Issue Price is $1,000. Payments are unsecured and subject to Morgan Stanley credit risk; proceeds are for general corporate purposes.
Morgan Stanley Finance LLC offers Contingent Income Auto-Callable Notes due June 3, 2033, fully guaranteed by Morgan Stanley. Each note has a $1,000 original issue price and an estimated value on the pricing date of approximately $928.90. The notes pay a contingent coupon of 8.05% per annum only when the closing level of each underlier meets or exceeds its coupon barrier on observation dates; early automatic redemption is possible if all underliers meet call thresholds on redemption determination dates. The notes are linked to the worst-performing common stock among NVIDIA, CVS Health and Pfizer, do not participate in underlying appreciation, are unsecured, not exchange-listed, and are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers Contingent Income Auto-Callable Securities due July 13, 2027 linked to the common stock of Conagra Brands, Inc. The notes pay a contingent coupon (15.25% per annum) only if the underlier meets the coupon barrier on observation dates and are automatically callable if the underlier meets the call threshold on any redemption determination date. Each security has a stated principal amount of $1,000; the estimated value on the pricing date is approximately $950.30. If not called and the final level is below the downside threshold (68% of the initial level), investors suffer a pro rata loss in principal (payment equals stated principal × final level / initial level).
Morgan Stanley Finance LLC offers Structured Investments Enhanced Buffered Jump Securities due December 2, 2027. The notes reference the iShares U.S. Real Estate ETF and have a $1,000 stated principal amount per security with a fixed $160 (16%) upside payment if the final averaged level is at or above a 90% buffer level. If the final averaged level is below the 90% buffer, losses apply at a 1.1111 downside factor beyond the 10% buffer; there is no minimum payment and investors could lose their entire principal. The pricing and strike dates are May 27, 2026, original issue date June 1, 2026, and final averaging dates occur in November 2027. Payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; all payments are subject to the issuer’s credit risk. The estimated value on the pricing date was approximately $988.60 per security.
Morgan Stanley Finance LLC is offering Principal at Risk Structured Buffered Jump Securities with an auto-callable feature, issued at $1,000 per security and an aggregate principal amount of $383,000. The securities reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, mature on May 23, 2031, and can be automatically redeemed beginning with the first determination date on May 24, 2027. Investors receive fixed early redemption payments that correspond to approximately 19.15% per annum on applicable early redemption dates; at maturity holders receive $1,957.50 if the final level is at or above the call threshold, the stated principal if the final level is at or above the buffer level, or a reduced payment below principal if the final level is below the buffer (with a 15% minimum payment). All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Contingent Income Auto-Callable Securities linked to the capital stock of International Business Machines Corporation. Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The securities pay a contingent coupon at an annual rate of 10.20% only if the underlier meets the coupon barrier on observation dates, are subject to automatic early redemption if the underlier meets the call threshold on redemption determination dates, and expose investors to full or partial loss of principal if the final level is below the downside threshold. The estimated value on the pricing date is approximately $978.90. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC offers U.S. dollar-denominated, EURO STOXX 50® Index‑linked notes due in roughly 16 to 18 months (pricing subject to a final pricing supplement). Each note has a $1,000 Face Amount and no interest; principal repayment at maturity depends on the Final Underlier Level versus a 87.50% Threshold Level. If the Final Underlier Level is ≥ the Threshold Level, investors receive a capped Maximum Settlement Amount (expected between $1,123.60 and $1,145.40 per $1,000 Face Amount). If the Final Underlier Level is below the Threshold Level, investors suffer a proportional loss of principal and could lose their entire investment. All payments are subject to issuer and guarantor credit risk; the notes are unsecured, not listed, and not FDIC insured.