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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a structured, principal‑at‑risk note series fully guaranteed by Morgan Stanley: auto‑callable securities linked to the worst performing of the S&P 500® and Russell 2000®, with a $1,000 stated principal per security and an aggregate issuance of $983,000. The securities pay no interest and may be automatically redeemed on the first determination date for an $1,125 early redemption payment if both underliers meet their call thresholds. At maturity investors receive either the principal plus an upside payment (participation rate 150% on the worst performing underlier), principal only, or a reduced payment that reflects losses in the worst performing underlier down to zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced and is offering principal-at-risk, auto-callable notes linked to the S&P 500® Index with an aggregate principal amount of $8,500,000. The notes pay no interest, can auto-redeem on the first determination date for $1,085 per security, and mature on March 29, 2029.
The notes have an issue price of $1,000 per security, an estimated value on the pricing date of $954.30, a 160% participation rate in upside if not auto-redeemed, and a downside threshold at 75% of the initial level (4,857.87). All payments are subject to MSFL's and Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced $1,000,000 of Structured Investments Enhanced Buffered Jump Securities due July 29, 2027. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of $980.40.
The securities pay a fixed $131.20 upside payment (13.12%) if the S&P 500® closing level on the observation date is at or above the buffer level (90% of the initial level). If the final level is below the buffer level, investors lose 1.1111% of principal for each 1% decline beyond the 10% buffer; there is no minimum payment and investors could lose their entire investment. The observation date is July 26, 2027 (maturity July 29, 2027), initial level 6,477.16, buffer level 5,829.444.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes due March 30, 2028 referenced to the worst performing of the Dow Jones Industrial, Nasdaq-100® Technology Sector and Russell 2000® indices. Each security has a $1,000 stated principal amount and an original issue price of $1,000; the estimated value at pricing was $974.60. The notes can auto-redeem on specified determination dates beginning April 5, 2027 for fixed early redemption payments that equate to approximately 20.50% per annum. At maturity investors receive $1,410.00 if all underliers meet call thresholds, the stated principal if underliers are above downside thresholds, or a loss linked 1:1 to the worst-performing underlier if any underlier falls below its downside threshold (70% of initial level). Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to issuer credit risk, limited liquidity, embedded issuance costs, and uncertain U.S. tax treatment.
Morgan Stanley Finance LLC priced a principal-at-risk "Trigger PLUS" note due March 29, 2029, fully guaranteed by Morgan Stanley. The offering is for 365 securities at a stated principal amount of $1,000 per security (aggregate principal amount $365,000), each issued at $1,000 with an estimated value on the pricing date of $949.10. Payments at maturity depend on the performance of the worst performing of the Russell 2000® and S&P 500® indices: investors receive principal plus a 128% leveraged upside if the worst performing underlier finishes above its initial level; they receive only principal if the worst performing underlier finishes between its initial level and its 75% downside threshold; and they lose 1% of principal for each 1% decline below that threshold, potentially losing the entire investment.
Morgan Stanley Finance LLC priced Principal-at-Risk notes linked to ServiceNow (NOW) with a $1,000 stated principal per security and an aggregate principal amount of $8,518,000. The notes pay a 14.85% annual contingent coupon only if the closing level of the underlier meets the coupon barrier on observation dates, feature automatic early redemption if the underlier meets a call threshold, and expose holders to full downside below a downside threshold.
The initial level was $103.64 on the strike date; the coupon barrier and downside threshold are $58.038 (approximately 56% of the initial level). The estimated value on the pricing date was $956.00 per security; issue price is $1,000 (agent commission $15 per security). Maturity is April 29, 2027; final observation date is April 26, 2027. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a preliminary offering of structured, principal‑at‑risk notes linked to the S&P 500® Index due May 2, 2028. Each security has a stated principal amount of $1,000 and a fixed upside payment of $155 (15.50%).
If the final level on the observation date (April 27, 2028) is at or above the buffer level (90% of the initial level), holders receive principal plus the $155 upside. If the final level is below the buffer, investors lose 1% of principal for each 1% decline beyond the 10% buffer, subject to a minimum payment at maturity of 10% of principal. The estimated value on the pricing date was approximately $955.10. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; market and credit risk apply.
Morgan Stanley Finance LLC is issuing principal‑at‑risk, auto‑callable structured notes due March 31, 2031, fully and unconditionally guaranteed by Morgan Stanley. The offering totals $867,000 aggregate principal at an issue price of $1,000 per security with an estimated value on the pricing date of $917.70.
The notes reference the worst performing of the S&P 500®, Nasdaq‑100® Technology Sector and Russell 2000® indices, carry a 150% participation rate on upside, an early redemption feature that pays $1,175 on the first determination date, and a downside threshold at 70% of each index’s initial level; losses can fully erode principal.
Morgan Stanley Finance LLC offers Structured Investments — Enhanced Buffered Jump Securities linked to the Russell 2000 Index. Each security has a stated principal amount of $1,000; the upside payment is $298.50 (29.85%). The securities provide a 15% buffer (buffer level = 85% of the initial level) and a minimum payment at maturity of 15% of principal. The pricing and strike dates are April 27, 2026, original issue date April 30, 2026, observation date October 29, 2029 (subject to postponement), and maturity date November 1, 2029. Estimated value on the pricing date is approximately $952.30 per security. All payments are subject to MSFL and Morgan Stanley credit risk; investors may lose a significant portion of principal if the final level is below the buffer.
Morgan Stanley Finance LLC priced a series of dual directional buffered jump principal-at-risk notes due May 1, 2031 linked to the S&P 500® Futures Excess Return Index. Each security has a $1,000 stated principal amount and an upside payment of $528 per security.
The notes include a 15% buffer, a 100% absolute return participation rate within the buffer, a minimum payment at maturity equal to 15% of principal, and an estimated value on the pricing date of approximately $942.10 per security. All payments are subject to the issuer’s and guarantor’s credit risk.