Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-coupon, auto-callable notes linked to the common stock of Broadcom Inc. The securities have a stated principal amount of $1,000 per security, an estimated value on the pricing date of approximately $962.60, a contingent coupon at an annual rate of 15.25%, and a maturity date of June 1, 2029. Coupons are paid only if the underlier meets the coupon barrier on observation dates; automatic early redemption may occur on scheduled redemption determination dates if the underlier meets the call threshold. If not redeemed and the final level is below the downside threshold, payment at maturity will be reduced pro rata to the underlier’s performance and could be zero. All payments are subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley.
Morgan Stanley Finance LLC priced Structured Investments Enhanced Buffered Jump Securities due June 9, 2033, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal and a fixed upside payment of $710 (71%). The securities reference the S&P 500® Index with an observation date of June 6, 2033 (strike/pricing date June 5, 2026). If the final level is ≥ the buffer level (90% of the initial level), holders receive principal plus the upside payment. If the final level is below the buffer level, holders lose 1% of principal for each 1% decline beyond the 10% buffer, subject to a minimum payment of 10% of principal. The preliminary estimated value on the pricing date is approximately $958.60 per security. All payments are subject to Morgan Stanley's credit risk; investors may lose a significant portion of their investment.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) priced a structured notes offering: Dual Directional Buffered Jump Securities linked to the S&P 500® Futures Excess Return Index with a $1,000 stated principal per security and a 5‑year term (original issue date June 3, 2026, observation date May 29, 2031, maturity June 3, 2031). The notes pay no interest. At maturity the payout depends on the final index level versus the initial level, with (i) an upside payment of $535 per security if the upside condition applies, (ii) a 20% buffer that permits a capped positive return on certain declines, and (iii) downside loss of principal beyond the 20% buffer down to a minimum payment of 20% of principal. The pricing-date estimated value was $969.90 per security. All payments are subject to Morgan Stanley Finance LLC credit risk and the Morgan Stanley guarantee.
Morgan Stanley Finance LLC priced a preliminary offering of contingent income auto-callable principal-at-risk securities linked to the worst performing of the Nasdaq-100 Index and the S&P 500 Index. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $990.20. The securities pay a contingent coupon at an annual rate of 9.40% for an interest period only if both underliers meet their coupon barrier levels on observation dates. The notes feature automatic early redemption beginning on May 21, 2027 if both underliers meet call threshold levels, final observation on February 22, 2028, and maturity on February 25, 2028. If, at maturity, the final level of either underlier is below its downside threshold (70% of initial level), payment at maturity is the stated principal amount multiplied by the performance factor of the worst performing underlier, which could result in a loss of principal up to 100%.
Morgan Stanley Finance LLC is offering Structured Investments—Enhanced Buffered Jump Securities linked to the S&P 500® Index with a stated principal amount of $1,000 per security. The notes pay no interest and mature on June 10, 2032. If the final level on the observation date is at or above the buffer level (85% of the initial level), holders receive the stated principal plus a fixed upside payment of $552.50. If the final level is below the buffer level, holders incur losses of 1% for each 1% decline beyond the 15% buffer, subject to a minimum payment at maturity of 15% of principal. The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley; all payments are subject to Morgan Stanley's credit risk. The estimated value on the pricing date was approximately $966.40 per security.
Morgan Stanley Finance LLC priced a preliminary offering of dual directional buffered jump securities due June 8, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an upside payment of $192 (19.20%). The notes provide three payoff regimes on the observation date: full upside if the final level is at or above the initial level; an absolute return participation payment if the final level is below the initial level but at or above an 80% buffer level; and pro rata losses beyond the buffer if the final level is below the buffer. The absolute return participation rate is 400%, the buffer amount is 20%, and the minimum payment at maturity is 20% of principal. The estimated value on the pricing date is approximately $979.40 per security. All payments are subject to issuer and guarantor credit risk; investors may lose a significant portion of principal.
Morgan Stanley Finance LLC priced contingent income, auto-callable principal-at-risk securities due tied to the worst performing of the EURO STOXX 50®, iShares Expanded Tech-Software ETF and State Street Energy Select Sector ETF. The securities are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley, issued at $1,000 per security with an estimated value of approximately $970.60 on the pricing date. They pay a contingent coupon at an annual rate of 12.45% on scheduled coupon dates only if each underlier is at or above its coupon barrier (65% of initial level) on the observation date. The notes feature automatic early redemption on specified dates if each underlier is at or above its call threshold (100% of initial level). At maturity, if any underlier is below its downside threshold (65% of initial level), repayment is reduced pro rata based on the worst performing underlier; principal may be significantly reduced or zero. All payments are subject to Morgan Stanley's credit risk.
The issuer, Morgan Stanley Finance LLC (guaranteed by Morgan Stanley), proposes Principal at Risk notes linked to the worst performing of the Dow Jones Industrial Average and the S&P 500. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The observation date is August 30, 2027 and the maturity date is September 2, 2027. Payouts are tied solely to closing levels on the observation date: investors may receive the stated principal plus upside (capped at $1,116.50), a limited positive return if the worst performing underlier declines but remains above an 81% buffer, or a loss of principal once the worst performing underlier falls below the 81% buffer down to a minimum payment of 19% of principal. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering contingent income, memory buffered, auto-callable notes due May 28, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a contingent annual coupon of 12.50% payable only if the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index meets the coupon barrier on observation dates. The securities can auto-redeem early if the index is at or above the call threshold (100% of the initial level) on redemption determination dates. At maturity, if the final index level is below the buffer level (85% of initial), investors bear losses dollar-for-dollar beyond the 15% buffer, subject to a minimum payment of 15% of principal. Estimated value on pricing date was approximately $932.00 per security.
Morgan Stanley Finance LLC is offering Buffered Digital MSCI EAFE® Index-Linked Notes (principal at risk) fully and unconditionally guaranteed by Morgan Stanley. Each note has a Face Amount of $1,000. The notes pay no interest and mature based on the MSCI EAFE® Index performance with an expected term of approximately 24 to 27 months. If the Final Underlier Level is ≥ 87.50% of the Initial Underlier Level, holders receive a Maximum Settlement Amount expected between $1,159.60 and $1,187.70 per $1,000 note. If the Final Underlier Level is below that threshold, repayment is reduced by a formula using a Buffer Rate of approximately 114.29%, and investors may lose some or all principal. The estimated value on the Trade Date is approximately $989.50 per note. All payments are subject to issuer credit risk and secondary-market liquidity may be limited.