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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal-at-risk structured notes due May 1, 2031 linked to the S&P 500® Futures Excess Return Index, with a $1,000 stated principal amount per security. The notes pay no interest, include a 15% buffer (buffer level = 85% of the initial level), an upside payment of $467.50 per security, a maximum payment at maturity of $1,600 per security and a minimum payment of 15% of principal. The estimated value on the pricing date was approximately $939.20 per security; the issue price is $1,000, which includes issuance, structuring and hedging costs borne by investors. All payments are subject to the credit risk of MSFL and Morgan Stanley. The observation date is April 28, 2031 (subject to postponement) and the maturity date is May 1, 2031.
Morgan Stanley Finance LLC priced a series of buffered, auto-callable Principal at Risk securities due March 31, 2031, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The securities have a stated principal of $1,000 each, an issue price of $1,000, aggregate principal of $2,432,000 and an estimated value on the pricing date of $895.40 per security.
The notes carry an 85% buffer (buffer level 888.199) and an initial/call threshold level of 1,044.94. If the underlier meets or exceeds the call threshold on a determination date, the notes auto-redeem for preset early redemption payments; otherwise final payoffs depend on the final level relative to the buffer and include a minimum payment of 15% of principal.
Morgan Stanley Finance LLC priced an offering of market‑linked, auto‑callable principal‑at‑risk securities due April 15, 2032, fully guaranteed by Morgan Stanley. Each security has a face amount of $1,000, an estimated value at pricing of $986.20 (within $55.00), and a pricing date of April 10, 2026. The notes are linked to the lowest performing of the Dow Jones Industrial Average SM, the Russell 2000® Index and the S&P 500® Equal Weight Index, feature semi‑annual calculation days beginning April 15, 2027, multiple ascending call payments if all underlyings meet 95% call thresholds on a calculation day, and permit loss of principal at maturity if the lowest performing underlying falls below 75% of its starting level.
Morgan Stanley Finance LLC priced structured notes — a Preliminary Pricing Supplement for Enhanced Buffered Jump Securities linked to the S&P 500® Index that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, an upside payment of $268 (26.80%) if the final level is at or above the 85% buffer level, a 15% buffer (losses apply only beyond that buffer), a minimum payment at maturity of 15% of principal, a strike date of April 27, 2026, an original issue date of April 30, 2026, an observation date of October 29, 2029 and a maturity date of November 1, 2029. The supplement states an estimated value on the pricing date of approximately $951.50 per security and warns investors that payments are subject to Morgan Stanley's credit risk and that the securities do not pay interest.
Morgan Stanley Finance LLC is offering market-linked, auto-callable principal-at-risk securities linked to the lowest performing of the Dow Jones Industrial Average, the Russell 2000® Index and the S&P 500® Equal Weight Index with a face amount of $1,000 per security. The securities are priced to the public at $1,000 per security, with estimated value on the pricing date of $983.10 and an original issue date of April 24, 2026. The securities feature semiannual calculation days beginning April 26, 2027, automatic call opportunities with specified call payments up to $1,774.00 on the final calculation day, and a maturity date of April 26, 2032. Investors face downside exposure to the lowest performing underlying (maturity payment equals $1,000 × performance factor of the worst-performing index) and are fully subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced principal-at-risk, auto-callable notes—stated principal $1,000 per security, aggregate $1,494,000—linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The notes pay no regular interest, may auto‑redeem beginning March 30, 2027 if the underlier ≥ the call threshold (888.199), and at maturity pay $1,500 if the final level ≥ the buffer (888.199). If the final level < the buffer, payment = $1,000 × (final/initial + 15%), subject to a 15% minimum. All payments are unsecured and guaranteed by Morgan Stanley; estimated value on the pricing date was $901.00 per security.
Morgan Stanley Finance LLC priced Principal-at-Risk structured notes linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 Index® and the Russell 2000® Index. The offering consists of $1,000 stated principal per security, aggregate principal amount $773,000, and an original issue price of $1,000 per security.
The notes feature automatic early redemption on scheduled determination dates beginning April 5, 2027, fixed early redemption payments (ranging from $1,147.00 to $1,367.50), and a maturity date of March 29, 2029. Payment at maturity depends on the final levels of the underliers versus call and downside thresholds (100% and 70% of initial levels, respectively). All payments are unsecured and subject to the credit risk of Morgan Stanley.
Morgan Stanley Finance LLC offers market-linked, auto-callable principal-at-risk securities with a face amount of $1,000 per security linked to the lowest-performing of the Dow Jones Industrial Average, the Russell 2000® and the S&P 500® Equal Weight Index. The pricing date is April 16, 2026 and the stated maturity date is April 21, 2032, with semi-annual calculation days beginning April 21, 2027. The estimated value on the pricing date is approximately $983.00 per security, within $55.00 of that estimate. The notes are auto-callable on specified calculation days for fixed call payments if each underlying meets its call threshold; if not called, the maturity payoff exposes investors to the downside performance of the lowest-performing underlying (possible loss of more than 25% up to a total loss). All payments are subject to issuer credit risk and the securities do not pay interest or entitle holders to dividends or voting rights.
Morgan Stanley Finance LLC is offering Principal-at-Risk buffered, auto-callable notes tied to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index. Each security has a stated principal amount of $1,000, an issue price of $1,000 and an estimated value on the pricing date of $898. The notes may auto-redeem on scheduled determination dates if the underlier closes at or above a call threshold (90% of the initial level). At final maturity on March 31, 2031, investors receive $1,600 if the final level is at or above the call threshold, the stated principal if the final level is at or above the buffer (85% of initial), or a downside-adjusted payment exposing investors to losses beyond the 15% buffer, subject to a minimum 15% payment.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering structured, unsecured Step-Up Jump Notes tied to the BlackRock Adaptive U.S. Equity 5% Index. Each note has a $1,000 stated principal amount, an original issue price of $1,000 and an estimated value on the pricing date of $935.40. The notes pay no periodic interest, include an automatic early redemption feature (first determination date March 29, 2027) and mature on March 31, 2033. If not auto‑redeemed and the final index level exceeds the initial level, investors receive principal plus upside equal to 100% participation in appreciation; if the final level is equal to or below the initial level, investors receive only the stated principal. All payments are subject to Morgan Stanley's credit risk.