Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced $17,160,000 of Capped Leveraged Basket-Linked Notes due November 15, 2027, guaranteed by Morgan Stanley. The notes link principal repayment to a weighted basket of five international indices using an Initial Basket Level of 100, a 200% Upside Participation Rate and a Cap Level of 115.30 that limits the Maximum Settlement Amount to $1,306 per $1,000 face. Trade Date is May 13, 2026 and Original Issue Date is May 18, 2026. The notes pay no interest, are unsecured, subject to issuer credit risk and may result in loss of principal if the Final Basket Level is below 100 on the Determination Date.
Morgan Stanley Finance LLC is offering market‑linked, auto‑callable principal‑at‑risk securities due May 23, 2029 guaranteed by Morgan Stanley. Each security has a face amount of $1,000, a pricing date of May 18, 2026, and an original issue date of May 21, 2026. The issuer estimates the securities' value at approximately $901.00 per security on the pricing date and will sell them at $1,000 per security with agent commissions of $25.75 and net proceeds to the issuer of $974.25 per security.
The securities pay no interest and may be automatically called on monthly calculation days beginning May 21, 2027 if each underlying stock closes at or above its starting price. Call payments range from at least $1,340.00 (1st calculation day) up to at least $2,020.00 (final calculation day). If not called, maturity payoffs depend solely on the lowest performing underlying stock; downside threshold prices equal 50% of each starting price, and loss at maturity can exceed 50%, possibly to zero.
Morgan Stanley Finance LLC priced a market-linked, auto-callable principal-at-risk security linked to Expedia Group, Inc. stock. Each security has a face amount of $1,000, an estimated pricing-date value of approximately $960.50 (± $35.00) and a contingent coupon rate to be set on the pricing date of at least 12.20% per annum. The securities pay quarterly contingent coupons only if the underlying stock closes at or above defined thresholds on specified quarterly calculation days and may be automatically called beginning August 2026. If not called, the maturity date is May 24, 2029, and principal at maturity is either $1,000 or $1,000 multiplied by the performance factor based on the ending price versus the starting price, exposing investors to downside risk if the ending price is below the 50% downside threshold. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Autocallable Contingent Coupon Equity-Linked Notes linked to the Class A common stock of Oklo Inc., fully and unconditionally guaranteed by Morgan Stanley. Each note has a Face Amount of $1,000 and an estimated Trade Date value of $968.70 (±$15).
The notes pay contingent monthly coupons only if the Observation Closing Level of Oklo is at or above the Coupon Trigger Level of $43.506 (60% of the Initial Underlier Level of $72.51). Notes are auto-called on the Call Observation Date (November 13, 2026) if the underlier closes at or above the Initial Underlier Level; maturity is May 17, 2027. At maturity, cash settlement depends on the Final Underlier Level versus the Trigger Knock-Out Level (60% of initial). Payments are unsecured and subject to issuer credit risk.
Morgan Stanley Finance LLC offers auto-callable, principal-at-risk market-linked securities tied to the common stock of Arista Networks, Inc. with a stated face amount of $1,000 per security and a maturity date of May 24, 2027 (subject to postponement).
The securities pay contingent quarterly coupons (the contingent coupon rate will be determined on the pricing date and will be at least 26.60% per annum), can be automatically called beginning in August 2026, and provide a 20% downside buffer together with a stated multiplier of 1.25 that magnifies the buffered exposure to declines beyond the buffer. The estimated value on the pricing date is approximately $967.40 per security, and all payments are subject to the issuer's credit risk.
Morgan Stanley Finance LLC will issue $60,000,000 aggregate principal of fixed rate callable notes due July 13, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay interest quarterly at 4.050% per annum, have an initial issue price of $1,000 per note and an estimated value on the pricing date of $993.10 per note. The notes are callable quarterly beginning November 13, 2026 if a risk neutral valuation model determines early redemption is economically rational; redemption (if any) will be at 100% of principal plus accrued interest. Proceeds will be used for general corporate purposes. Payments are subject to issuer credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC is offering structured, auto-callable Jump Notes due June 1, 2033, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and an issue price of $1,000. The issuer estimates the note's value on the pricing date at approximately $919.60. The notes pay no interest and may be automatically redeemed on specified annual determination dates beginning May 26, 2027 if the underlier meets or exceeds the call threshold (100% of the initial level). Early redemption payments increase by determination date, reflecting an approximate 8.50% per annum return schedule (e.g., $1,085 at first redemption, up to $1,510 at the sixth). If not redeemed early, a payment at maturity will equal a fixed positive amount if the final level is greater than or equal to the call threshold; otherwise you receive only the stated principal. The notes are linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index (inception March 14, 2022); the index includes a 4% per annum decrement and volatility-targeting features. All payments are subject to Morgan Stanley's credit risk, the notes are unsecured, non‑listed and contain multiple risks and tax considerations described in accompanying supplements.
Morgan Stanley Finance LLC priced callable Jump Notes linked to the worst performing of the Russell 2000® and S&P 500® with a $1,000 stated principal amount per note. The notes mature on May 30, 2031, pay no periodic interest, and may be redeemed beginning June 2, 2027 if a risk neutral valuation model indicates redemption is economically rational. Payment at maturity (if not redeemed) equals the stated principal plus an upside payment tied to the percent change of the worst performing underlier with a 100% participation rate. Estimated value on the pricing date is approximately $941.70 per note. All payments are subject to issuer and guarantor credit risk.
The Preliminary Pricing Supplement describes market-linked notes issued by Morgan Stanley Finance LLC, unconditionally guaranteed by Morgan Stanley, with a $1,000 stated principal amount per note. The notes pay no interest, participate at 100% participation rate in the S&P 500® upside subject to a maximum payment of $1,165 to $1,185 per note, mature on June 1, 2029, and reference the closing level of the S&P 500® on the observation date of May 29, 2029. The issuer’s estimated value on the pricing date is approximately $955.90 per note. All payments are subject to the issuer’s credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-income auto-callable notes due December 1, 2027, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $960.80. The notes pay a contingent coupon (annual rate determined on pricing date, disclosed range 10.50%–11.50%) only if the closing level of each underlier meets its coupon barrier on each observation date. Automatic early redemption is possible on specified redemption determination dates if every underlier meets its call threshold; otherwise, at maturity investors receive principal only if each final underlier level is at or above its downside threshold, or otherwise a payment reduced pro rata by the worst performing underlier. Key barriers are set as percentages of initial levels: coupon barrier 80%, downside threshold 70%, call threshold 100%. All payments are subject to issuer and guarantor credit risk.