Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers $291,000 aggregate principal amount of Structured Investments — Buffered Jump Securities with an auto-callable feature, fully and unconditionally guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount, a 150% participation rate, an 80% buffer (20% buffer amount), a one-time early redemption test on March 29, 2027 and maturity on March 29, 2029. If auto‑redeemed on the first determination date, the early redemption payment is $1,115 per security. If not auto‑redeemed, maturity payoffs depend on the worst performing underlier (S&P 500, Nasdaq-100 Technology Sector, Russell 2000), with a minimum payment at maturity equal to 20% of principal. The original issue price is $1,000 per security and the estimated value on the pricing date is $935.70 per security. All payments are subject to Morgan Stanley's credit risk and the offering includes $25 commissions per security.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) priced principal-at-risk, auto-callable structured notes linked to the worst-performing of the S&P 500®, EURO STOXX 50® and Russell 2000®. The securities have a $1,000 stated principal amount, were priced on March 26, 2026, and mature on March 31, 2031.
The notes pay no interest, carry a 150% participation rate on the upside if all underliers finish above their initial levels, and feature an automatic early redemption on April 6, 2027 (early redemption payment: $1,250) if each underlier equals or exceeds its call threshold (100% of initial levels). If the worst-performing underlier falls below its downside threshold (70% of initial level), principal is reduced proportionately and could be lost.
Morgan Stanley Finance LLC priced Principal at Risk notes due March 31, 2031 linked to the S&P 500 Futures 40% Intraday 4% Decrement VT Index. The securities pay a contingent coupon of 8.75% per annum on observation dates if the underlier is at or above the coupon barrier level (1,172.075, 50% of the initial level) and include an automatic early redemption feature at the call threshold (2,344.15, 100% of the initial level). Principal is returned at maturity only if the final level is at or above the downside threshold (1,172.075); otherwise payment equals principal times final/initial level and could be significantly less or zero. Issue price is $1,000 per security (estimated value $882.60); aggregate principal offered is $100,000. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a structured note offering linked to the worst performer of MSFT, GOOG (Class C) and NVDA. The issue totals $562,000 in aggregate principal at $1,000 per security with an estimated value of $939.80 on the pricing date. The notes are principal-at-risk, feature a 100% initial call threshold, a 30% buffer (70% buffer level), an upside participation of 150% (capped at a 30% effective upside when positive), automatic early redemption on the first determination date and a minimum payment at maturity of 30%.
All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to the issuer’s credit risk. The securities do not pay interest and incorporate dealer commissions of $42.50 per security.
Morgan Stanley Finance LLC is offering 480 securities at a stated principal amount of $1,000 per security (aggregate principal amount $480,000) of Buffered PLUS linked to the worst performing of iShares® Silver Trust (SLV) and SPDR® Gold Trust (GLD). The securities pay no interest and mature on March 31, 2031. At maturity investors receive either: the stated principal plus a 165% leveraged upside on the worst performing underlier if it appreciates; the stated principal if the worst performing underlier is down but ≥ the 15% buffer; or a pro rata loss beyond the buffer, subject to a minimum payment of 15% of principal. Issue price is $1,000 with an estimated value of $861 on the pricing date; selected dealers receive a $32.50 commission per security. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and remain subject to issuer credit risk.
Morgan Stanley Finance LLC priced contingent income, auto-callable notes due March 29, 2029, fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and pays a 8.25% contingent coupon only if all three underliers meet coupon barriers on observation dates.
Automatic early redemption can occur beginning on March 29, 2027 if each underlier equals or exceeds its call threshold; at maturity investors receive principal only if all underliers are at or above the 70% downside thresholds, otherwise payoff equals principal × performance of the worst performing underlier.
Morgan Stanley Finance LLC priced a principal-at-risk note offering of $3,005,000 aggregate principal, issued as $1,000-denominated securities with an original issue price of $1,000 per security and an estimated value of $914.20 on the pricing date. The securities pay a fixed coupon of 7.00% per annum, feature monthly coupons, an automatic early redemption if the underlier equals or exceeds the call threshold (1,044.94), and a maturity payment that protects only the first 15% of underlier decline (buffer level 888.199), with a minimum payment at maturity of 15% of principal. All payments are unsecured and subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced a contingent income, principal-at-risk note series backed and guaranteed by Morgan Stanley that is linked to Oracle Corporation common stock. The offering consists of $135,000 aggregate principal (135 securities at $1,000 each) with a contingent annual coupon of 16.75%, automatic early‑redeem features, and a maturity of March 30, 2028.
The notes pay contingent coupons only if Oracle's closing level meets the coupon barrier (60% of the initial level) on observation dates; principal is at risk if the final level is below the 60% downside threshold, producing a pro rata loss equal to the underlier's decline.
Morgan Stanley Finance LLC priced principal-at-risk auto-callable securities linked to Tractor Supply Company stock. The offering is $2,535,000 aggregate at $1,000 per security with an estimated value of $959.80. Securities pay a contingent coupon of 10.25% per annum, auto-call on observation dates at the call threshold $44.87, and mature on April 2, 2029. If not called, principal is repaid at maturity only if the final level is at or above the downside threshold of $29.166; otherwise payments decline pro rata and could be zero. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced contingent income auto-callable securities fully guaranteed by Morgan Stanley, offering 120 securities at a $1,000 stated principal amount each (aggregate $120,000). The notes pay a 9.00% annual contingent coupon if both underliers meet coupon barrier tests on observation dates and are automatically redeemable on specified redemption determination dates. Coupons and early redemption depend on closing levels of the Nasdaq-100 Technology Sector Index and the Russell 2000 Index; downside threshold and coupon barrier levels are ~75% of initial levels. Payment at maturity exposes investors to loss equal to the percentage decline of the worst-performing underlier if that underlier is below its downside threshold, and all payments are subject to Morgan Stanley credit risk.