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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Structured Investments — Buffered Jump Securities with Auto-Callable Feature, fully and unconditionally guaranteed by Morgan Stanley. The securities are issued at a $1,000 stated principal amount and have an original issue date of March 31, 2026, with a maturity date of January 2, 2029. The offering aggregates $5,331,000 and the estimated value on the pricing date was $940.40 per security. The notes provide a 15% buffer and a minimum payment at maturity equal to 15% of principal; investors receive fixed early redemption payments (approximate return 9.50% per annum) if both underliers meet call threshold levels on determination dates. Payments depend on the worst performing of the VanEck® Gold Miners ETF (GDX) and the State Street® SPDR® S&P® Metals & Mining ETF (XME) and are subject to issuer credit risk and the other risks described.
Morgan Stanley Finance LLC is offering Buffered PLUS notes due March 31, 2031, unsecured and fully guaranteed by Morgan Stanley, linked to the worst performing of the Dow Jones Industrial Average and the S&P 500. The offering is for $1,000 per security with an aggregate principal amount of $577,000. The notes provide a 135.85% leverage factor on positive performance of the worst performing underlier, a 15% downside buffer and a minimum maturity payment of 15% of principal. Payments depend solely on closing levels on the observation date; losses occur if the worst performing underlier is below its buffer, and all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) priced $1,109,000 aggregate principal of contingent‑income, memory buffered auto‑callable notes due March 31, 2031. Each security has a stated principal amount of $1,000 and an issue price of $1,000.
The notes pay a contingent coupon at an annual rate of 8.00% on each coupon payment date only if the closing level of the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index is at or above the coupon barrier (60% of the initial level). The notes feature an automatic early‑redemption test beginning on March 29, 2027 (call threshold = initial level) and provide a 20% buffer at maturity with a 20% minimum payment. The estimated value on the pricing date was $896.40 per security. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk Structured Investments—Enhanced Trigger Jump Securities linked to Tesla, Inc. common stock, with an aggregate principal amount of $302,000 and a stated principal amount of $1,000 per security. The securities pay no interest and are fully guaranteed by Morgan Stanley.
At maturity on April 29, 2027, if the final level of the underlier on the observation date is at or above the downside threshold (60% of the initial level), holders receive the stated principal plus a fixed upside payment of $170 (17%). If the final level is below the downside threshold, holders suffer proportional principal loss (1% loss for each 1% decline), with no minimum payment and potential loss of the entire investment. Payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced contingent-income, principal-at-risk notes fully guaranteed by Morgan Stanley for an aggregate principal amount of $1,375,000. The securities have a $1,000 stated principal amount, an issue price of $1,000 and an estimated value on the pricing date of $929.90. They pay a contingent coupon at an annual rate of 13.15% only if the basket closing level on each observation date is at or above the coupon barrier (80%). The notes mature on April 1, 2031, are automatically redeemable if the basket is at or above the call threshold (100%) on a redemption determination date, and provide a buffer of 20% (buffer level 80%) with a minimum payment at maturity of 20% of principal. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced an offering of structured, principal-at-risk notes linked to Citigroup Inc. common stock. The issue totals $8,012,000 in aggregate principal with a $1,000 stated principal per security and an estimated value on the pricing date of $954.30. The notes pay a contingent coupon at an annual rate of 10.10% on observation dates when the underlier is at or above the coupon barrier level of $59.059 (55% of the initial level). Automatic early redemption is possible if the closing level meets or exceeds the call threshold of $107.38. At maturity investors face full downside exposure below the downside threshold of $59.059, receiving a payment equal to the stated principal multiplied by the performance factor (final level/initial level). All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — Market-Linked Notes due March 29, 2030, fully and unconditionally guaranteed by Morgan Stanley, with an aggregate principal amount of $158,000. Each note has a stated principal amount of $1,000 and pays no interest; repayment and any upside depend on the worst performing of the Russell 2000® Index and the EURO STOXX 50® Index on the observation date. The participation rate is 102%, the estimated value on the pricing date was $942.70 per note, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is registering $8,568,000 of Principal at Risk securities linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The notes have a $1,000 stated principal per security, a contingent annual coupon of 11.25% (paid only if the index meets the coupon barrier on observation dates), an 85% buffer level, a 15% buffer amount, and a minimum payment at maturity of 15% of principal. The notes may be auto‑redeemed on specified dates if the index reaches the call threshold and are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley. All payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC is offering $500,000 aggregate principal amount of Structured Investments — Enhanced Trigger Jump Securities due March 28, 2031, based on the S&P 500® Index. Each security has a $1,000 stated principal amount and was issued at $1,000 per security.
At maturity the securities pay the stated principal plus a fixed upside payment of $481.60 if the final level is greater than or equal to the downside threshold level (5,603.115). If the final level is below that threshold, the payment equals the stated principal multiplied by the performance factor (final level / initial level), and investors may lose some or all principal. The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley; all payments are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC priced a series of principal-at-risk, buffered jump securities due March 30, 2028. The offering comprises securities with a stated principal amount of $1,000 per security and aggregate principal of $725,000. Payments depend on the worst performing of the Nasdaq-100 and Russell 2000 indices, a 10% buffer, a 150% participation rate for upside, and an automatic early redemption feature that pays $1,218 per security if both underliers meet their call thresholds on the first determination date. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to issuer credit risk.