Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income buffered auto-callable securities due November 1, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities pay a contingent coupon at an annual rate of 5.50% on each coupon payment date only if the closing level of both underliers (the Nasdaq-100 Index and the Russell 2000 Index) is at or above their coupon barrier levels on the related observation dates. The securities are automatically redeemed early if both underliers are at or above their call threshold levels on any redemption determination date; otherwise payment at maturity depends on the worst performing underlier versus a 20% buffer, with a 20% minimum payment at maturity. Strike date and pricing date are April 28, 2026 with original issue date April 30, 2026. The estimated value on the pricing date is approximately $954.60 per security. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk notes fully and unconditionally guaranteed by Morgan Stanley with a stated principal amount of $1,000 per security and an aggregate principal amount of $795,000. The notes reference the worst performing of Alphabet Inc. (GOOGL) and Amazon.com, Inc. (AMZN) and feature an automatic early redemption if both underliers meet their call thresholds on a determination date.
If not redeemed early, maturity payments vary: $1,666 per security if both underliers are at or above their call thresholds; the stated principal amount ($1,000) if each is at or above its downside threshold; otherwise a loss proportional to the worst performing underlier (payment could be zero). Initial levels were $330.54 for GOOGL and $234.34 for AMZN; call thresholds are 90% of initial levels and downside thresholds are 60% of initial levels. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering market-linked, auto-callable principal-at-risk securities linked to the lowest performing of the Dow Jones Industrial Average, the Russell 2000® Index and the S&P 500® Equal Weight Index due April 28, 2032. Each security has a face amount of $1,000 and a pricing date of April 23, 2026. The preliminary pricing supplement states an estimated value on the pricing date of approximately $982.80 per security (within $55.00). Call dates begin April 28, 2027 and occur semiannually; specified call payments range from $1,129.00 up to $1,774.00 depending on the calculation day. If not called, maturity payment depends on the lowest performing underlying and can result in a loss greater than 25% or the loss of the full face amount.
Morgan Stanley Finance LLC offers market-linked, auto-callable principal-at-risk securities fully guaranteed by Morgan Stanley due April 6, 2029 with a face amount of $1,000 per security. The securities have a 125% participation rate, a threshold level of 75 (75% of starting level) and an automatic call feature on April 6, 2027. The pricing date is March 31, 2026 and the original issue date is April 6, 2026. Morgan Stanley estimates the securities’ value on the pricing date at approximately $953.10 (± $30.00). If not called, maturity payoff depends on the Basket’s ending level: full participation in positive returns at the stated participation rate, a return of principal if the ending level is between the starting level and threshold, or a loss 25% or total loss) if the ending level is below the threshold.
Morgan Stanley Finance LLC offers Buffered PLUS linked to a 10-stock equally weighted basket due May 3, 2028. Each Buffered PLUS has a $1,000 stated principal amount and an original issue price of $1,000 (estimated value on the pricing date approximately $966.90).
The securities provide 150% leveraged upside (subject to a $1,465 maximum payment at maturity), a 10% downside buffer and a minimum payment at maturity of $100 (10% of principal). Pricing date was April 16, 2026 and original issue date April 21, 2026. All payments are unsecured obligations of MSFL and are guaranteed by Morgan Stanley and are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC offers $1,940,000 aggregate principal of structured, principal‑at‑risk notes with a 15% buffer and automatic early‑call feature, fully guaranteed by Morgan Stanley.
Each security has a $1,000 stated principal amount and issue price, an estimated value on the pricing date of $986.10, a strike date of March 24, 2026, pricing date March 25, 2026, original issue date March 30, 2026, observation date March 26, 2029 and maturity date March 29, 2029. The notes reference the XLP Fund, RSP Fund and the RTY Index, pay no regular interest, offer fixed early‑redemption payments that correspond to approximately 12.45% per annum if all underliers meet call thresholds on scheduled determination dates beginning March 29, 2027, and at maturity return $1,373.50 if each underlier is at or above its buffer level; otherwise losses are tied to the worst performing underlier beyond the 15% buffer, subject to a minimum payment of 15% of principal.
Morgan Stanley Finance LLC is offering structured Jump Notes due March 29, 2029 with payments linked to the worst-performing of META, GOOGL and NVDA. The offering totals $365,000 in aggregate principal at an issue price of $1,000 per note and an estimated value on the pricing date of $958.90 per note.
The notes pay no interest, carry automatic early redemption on specified determination dates beginning March 24, 2027, and provide fixed early redemption payments that correspond to a return of approximately 9.00% per annum if all three underliers meet their 100% call threshold levels. If not redeemed early and any underlier is below its threshold on the final determination date, investors receive only the stated principal amount.
Morgan Stanley Finance LLC is offering Structured Investments Partial Principal at Risk Notes due September 30, 2027, fully and unconditionally guaranteed by Morgan Stanley. The offering aggregates $1,426,000 with a $1,000 stated principal amount per note.
The notes pay no interest, return a partial principal return amount equal to 95% of principal at worst-case downside, and provide an upside payment equal to 100% participation in the worst performing underlier subject to a $1,211 maximum payment at maturity. Underliers: Nasdaq-100, S&P 500, and Dow Jones Industrial Average. All payments are subject to issuer credit risk; notes are unsecured and unlisted. The estimated value on the pricing date was $984.90 per note, and notes were sold to fee-based advisory accounts with an agent commission of $7 per note.
Morgan Stanley Finance LLC issues structured Auto-Callable Jump Notes with an aggregate principal amount of $1,026,000. The notes are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
The notes have a stated principal of $1,000 per note, an issue price of $1,000 and an estimated value on the pricing date of $974.00. They pay no interest, mature on March 29, 2029, and include an automatic early redemption feature on the first determination date of April 1, 2027 for an early redemption payment of $1,101.50 per note if each underlier meets its 100% call threshold.
Payments depend on the worst performing underlier (AMZN, MSFT, GOOGL). At maturity, if every final level exceeds its initial level investors receive the stated principal plus an upside payment = $1,000 × 125% × worst underlier percent change; if any final level is equal to or below its initial level investors receive only the stated principal. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced a primary offering of structured, principal-at-risk notes fully and unconditionally guaranteed by Morgan Stanley. The issue totals $1,807,000 aggregate principal at a stated principal amount of $1,000 per security with an estimated value on the pricing date of $968.90 per security.
Terms: payoff linked to the MSCI Emerging Markets Index with a 10% buffer, 100% participation up to a $1,491 maximum payment, and a 10% minimum payment. Agent commissions of $22.50 per security are included in the issue price. Payments are subject to issuer and guarantor credit risk.