Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC issues a priced supplement for Principal-at-Risk notes tied to Alphabet Inc. Class A stock totaling $3,869,000. The notes have a $1,000 stated principal amount, a 16.57% annual contingent coupon, automatic early‑redemption dates beginning August 21, 2026, and maturity on May 26, 2027.
The contingent coupon is payable only if the closing level of the underlier meets the coupon barrier (85% of the initial level) on observation dates; early redemption occurs if the closing level meets the call threshold (100% of the initial level) on redemption determination dates. At maturity, if the final level is below the buffer level (85% of initial), investors suffer a loss equal to the underlier decline beyond the 15% buffer multiplied by a 1.1765 downside factor.
Morgan Stanley Finance LLC is offering auto-callable, principal-at-risk notes due June 13, 2029, fully guaranteed by Morgan Stanley. The offering registers 4,062 securities at a $1,000 stated principal amount each, with an issue price of $1,000 per security and an estimated value on the pricing date of $985.40 per security.
The notes are linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 and the S&P 500. They pay no regular interest, may be automatically redeemed early on the first determination date for an early redemption payment of $1,201, and otherwise pay at maturity based on the worst performing underlier with a 150% participation rate for upside and a 70% downside threshold per underlier. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers principal-at-risk structured notes with an automatic early redemption feature and a 15% buffer. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The preliminary pricing shows an estimated value on the pricing date of approximately $905.70 per security. The notes reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, provide no regular interest, and can be automatically redeemed on specified determination dates for fixed early redemption payments (the first potential determination date is May 20, 2027). At maturity investors receive $1,875.00 if the final level meets the call threshold, the stated principal if the final level is at or above the buffer level (85% of the initial level), or a reduced payment that loses 1% of principal per 1% decline beyond the buffer (subject to a minimum payment at maturity of 15% of principal). All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to the issuer’s credit risk.
Morgan Stanley Finance LLC priced a primary offering of structured, principal‑at‑risk notes due June 3, 2027 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and a fixed $131.40 upside payment payable at maturity if the MSCI Emerging Markets Index finishes at or above a 90% buffer level.
If the index finishes below the buffer level, investors lose 1.1111% of principal for every 1% decline in the index beyond the 10% buffer; there is no minimum payment and investors could lose their entire initial investment. The securities pay no interest; payments are subject to the issuer's and guarantor's credit risk. The estimated value on the pricing date was approximately $981.90 per security and the issue price is $1,000, with an agent commission of $10 per security.
Morgan Stanley Finance LLC offers Principal at Risk notes linked to the common stock of The Goldman Sachs Group, Inc., with an aggregate principal amount of $1,113,000 issued at $1,000 per security.
The notes pay a contingent coupon at an annual rate of 15.00% on observation dates only if the underlier's closing level meets the coupon barrier ($674.266, ~72% of the initial level). The notes feature automatic early redemption if the closing level meets the call threshold ($936.48) on any redemption determination date; at maturity holders receive principal only if the final level is at or above the downside threshold ($674.266), otherwise payment equals principal × (final level/initial level), which could result in significant loss or zero principal. All payments are subject to Morgan Stanley's credit risk and U.S. federal tax treatment is described as uncertain.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering structured, principal-at-risk notes linked to the S&P 500® Index with a 15% buffer and a 1.1765 downside factor, maturing on June 3, 2027.
Each security has a stated principal amount of $1,000, an estimated value on the pricing date of approximately $985, and a fixed upside payment of at least $76.90 (7.69%). Observation date is May 28, 2027; pricing/strike date is May 15, 2026 and original issue date is May 20, 2026. The securities pay no interest, do not guarantee return of principal, and could result in a total loss of principal if the final level is below the buffer amount.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable securities tied to the common stock of Philip Morris International Inc. The securities are $1,000 each, aggregate $140,000, with an original issue date of May 13, 2026 and maturity on June 11, 2027.
The notes pay a contingent coupon at an annual rate of 13.95% on each coupon date only if the underlier's closing level on the related observation date is at or above the coupon barrier of $131.662 (approximately 77% of the initial level). The securities will auto‑redeem early if the closing level on a redemption determination date is at or above the call threshold of $170.99 (the initial level); the first redemption determination date is November 9, 2026.
If not redeemed, at maturity investors receive principal if the final level is at or above the downside threshold ($131.662); if the final level is below that threshold, payment equals principal × (final level / initial level), so investors can lose a substantial portion or all principal. All payments are subject to Morgan Stanley's credit risk. The estimated value on the pricing date was $985.80 per security.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes—"Buffered Jump Securities"—due June 25, 2029, fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security, an automatic early redemption payment of $1,100 if both underliers meet their call thresholds on the first determination date, and a participation rate of 250% for upside at maturity. The notes reference the worst performing of the Dow Jones Industrial Average and the S&P 500, include a 10% buffer and a 10% minimum payment at maturity, and are subject to issuer credit risk, limited liquidity and uncertain U.S. federal income tax treatment. Key dates include a strike and pricing date of May 20, 2026, original issue date of May 26, 2026 and first determination date of May 27, 2027. The estimated value on the pricing date is approximately $982.70 per security.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Principal at Risk structured notes called Buffered Jump Securities with Auto-Callable Feature linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. The offering is for $1,000 per security with an aggregate principal amount of $2,659,000. The securities may be automatically redeemed on specified determination dates beginning May 11, 2027 for fixed early redemption payments that imply approximately a 19.50% per annum return. If not called, maturity occurs on May 13, 2031 with payoff mechanics: $1,975.00 if the final level is at or above the call threshold, return of principal if the final level is at or above the buffer level, and a pro rata principal loss beyond the 15% buffer down to a minimum payment of 15% of principal. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced $1,858,000 of structured Buffered Participation Securities due May 13, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, an estimated value on the pricing date of $957.10, a 20% buffer, a 100% participation rate and a maximum payment at maturity of $1,800 per security.
The payout depends on a calculated basket performance factor across three basket components (EFA ETF, S&P 500® Futures Excess Return Index, Russell 2000® Index) with dynamic weightings (60%/30%/10% by relative performance). Payments at maturity can return principal plus upside capped at the maximum, return only principal if losses do not exceed the buffer, or reduce principal dollar-for-dollar for losses beyond the buffer, subject to a minimum payment of 20% of principal. All payments are subject to Morgan Stanley credit risk.