Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a contingent-income, auto-callable note issue fully guaranteed by Morgan Stanley. The offering totals $1,811,000 aggregate principal at a $1,000 stated principal per security and an issue price of $1,000 per security.
The notes link to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000, pay a contingent annual coupon of 7.15% on observation dates if all underliers meet coupon barriers, feature automatic early redemption beginning March 25, 2027 if all underliers meet 90% call thresholds, and mature March 28, 2031. If any underlier is below the 70% downside threshold at maturity, principal is reduced pro rata to the worst performing underlier.
Morgan Stanley Finance LLC is offering $250,000 aggregate principal of Dual Directional Buffered PLUS notes due March 28, 2029, sold at a stated issue price of $1,000 per security. Each note has a 111% leverage factor on the upside, a 20% buffer and a 20% minimum payment at maturity. The securities reference the Nasdaq-100® Equal Weighted Index and the S&P® 500 Equal Weight Index and pay based on the worst performing underlier; estimated value on the pricing date was $978.20 per security. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering Structured Investments—Contingent Income Memory Auto-Callable Securities due March 29, 2029, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, an issue price of $1,000 and an estimated value of $973.20 on the pricing date.
The securities pay a contingent coupon at an annual rate of 10.55% on scheduled coupon dates only if both the Russell 2000® and S&P 500® closing levels meet or exceed their coupon barrier levels on observation dates. The notes are auto‑callable beginning on March 24, 2027 if both underliers meet call thresholds (100% of initial levels). At maturity, if the worst performing underlier is below its downside threshold (≈80% of initial level), principal is reduced pro rata and could be zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering $1,000 face‑amount, step‑up autocallable notes linked to the VanEck® Gold Miners ETF (GDX). The notes pay no interest and may be automatically called on two observation dates (expected ~12–14 months and ~24 months). If called, investors receive $1,000 plus a call premium (first call ~19.15%–22.47%; second call ~38.30%–44.94%). If not called, maturity (expected ~36 months) payoff depends on ETF performance: upside participation is 200% with a threshold settlement amount expected between $1,574.50 and $1,674.10; a trigger at 75% protects only to that level, with losses possible up to the full principal. Estimated trade‑date value is approximately $951.40 per note. All payments are subject to issuer and guarantor credit risk and notes are unsecured, non‑listed, and not FDIC insured.
Morgan Stanley Finance LLC is offering Principal at Risk callable securities with a stated principal amount of $1,000 per security, fully and unconditionally guaranteed by Morgan Stanley. The securities pay a contingent coupon of 11.00% per annum only if each underlier meets its coupon barrier on observation dates and carry a buffer amount of 20% and a minimum payment at maturity of 20% of principal.
The notes are linked to the worst performing of the Nasdaq-100® Technology Sector (NDXT), the Russell 2000® Index (RTY) and the State Street® Utilities Select Sector SPDR® ETF (XLU). They are callable beginning on July 7, 2026 based on a risk neutral valuation model selected by the calculation agent. If not redeemed, maturity is April 6, 2028; losses on principal occur if the final level of the worst performing underlier is below its buffer level.
Morgan Stanley Finance LLC is offering $500,000 aggregate principal of Structured Investments — Buffered Jump Securities — fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount, a 15% buffer, a downside factor of 1.1764, a 125% participation rate and an automatic early redemption feature with a first determination date of April 6, 2027 and early redemption payment of $1,155.30 per security.
The securities do not pay interest, are principal‑at‑risk and may result in a loss of principal if the Russell 2000® final level is below the buffer level on the final determination date. All payments are subject to the issuer’s and guarantor’s credit risk. Estimated value on the pricing date was $978.40 per security; issue price was $1,000 per security.
Morgan Stanley Finance LLC is offering Trigger Jump Securities tied to Microsoft Corporation common stock with a $1,000 stated principal amount and maturity on November 3, 2027. The securities pay no interest and provide a fixed $303 upside payment if the final share price is greater than or equal to the initial share price.
The securities return the $1,000 principal if the final share price is between the initial price and the downside threshold of 80% of the initial share price; if the final share price is below that threshold the payment equals $1,000 × (final share price / initial share price) and may be less than $800 or zero. Valuation date is October 29, 2027. Estimated value on the pricing date was approximately $965.40.
Morgan Stanley Finance LLC is offering Structured Investments Enhanced Buffered Jump Securities, unsecured notes fully and unconditionally guaranteed by Morgan Stanley, with an aggregate principal amount of $2,132,000 issued at $1,000 per security. The securities have an original issue date of March 30, 2026 and mature on April 29, 2027.
Payments are linked to the worst performing of the Russell 2000®, S&P 500® and Nasdaq-100® Technology Sector indices. If the worst performing underlier finishes at or above its buffer level (85% of initial), holders receive the stated principal plus an upside payment of $142.50 (14.25%). If the worst performing underlier finishes below its buffer, investors lose 1% of principal per 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal.
Morgan Stanley Finance LLC priced Principal-at-Risk structured notes (Buffered Jump Securities) fully guaranteed by Morgan Stanley. The offering is for $3,322,000 aggregate principal in $1,000-denominated securities, issue price $1,000 and estimated value on the pricing date of $974.10 per security.
The notes are tied to the worst-performing of the Russell 2000®, the S&P 500® Equal Weight and the S&P 500® and feature a 20% buffer, a 1.25 downside factor, a 200% participation rate, and an automatic early redemption test on March 29, 2027. Maturity is March 29, 2029. Payments depend on final index levels and are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC offers $1,940,000 of structured notes (stated principal $1,000 per security) — buffered step-down jump securities due March 29, 2029 with an automatic early redemption feature tied to the worst performing of the XLP Fund, RSP Fund and RTY Index.
The securities pay no regular interest, provide a 15% buffer before investors begin to incur losses, a minimum payment at maturity of 15% of principal and fixed early redemption payments corresponding to approximately 12.45% per annum if call thresholds are met on scheduled determination dates beginning March 29, 2027. All payments are subject to Morgan Stanley Finance LLC’s and Morgan Stanley’s credit risk.