Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal-at-risk, Contingent Income Memory Buffered Auto-Callable Securities linked to Broadcom Inc. The securities have a $1,000 stated principal amount, a pricing/strike date of May 15, 2026, an original issue date of May 20, 2026, and mature on June 3, 2027. The securities pay a contingent coupon (annual rate of at least 20.56% as described) only if the closing level of the underlier meets the coupon barrier (set at 75% of the initial level) on observation dates. The securities feature automatic early redemption on specified determination dates beginning August 28, 2026, a buffer of 25% and a downside factor of 1.3333, so that if the final level is below the buffer investors lose 1.3333% of principal for each 1% decline beyond the buffer. Estimated value on the pricing date is approximately $984.80 per security; agent commission is $10 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk structured securities due July 2, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an upside payment of $86.50 ( 8.65% ) if both underliers finish at or above their downside thresholds.
The securities are linked to the worst performing of the Dow Jones Industrial Average and the S&P 500 with an observation date of June 29, 2027. If the final level of either underlier is below its downside threshold (70% of its initial level), payment equals the stated principal times the performance factor of the worst performing underlier, and could be significantly less than the stated principal or zero. The estimated value on the pricing date is approximately $988.70 per security.
Morgan Stanley Finance LLC is offering Principal at Risk securities due June 11, 2027 backed by Morgan Stanley. The offering is for $1,050,000 aggregate principal at a $1,000 stated principal amount per security. Investors receive $114 upside payment (11.40%) at maturity only if the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 is at or above its 70% downside threshold on the observation date. If the worst performing underlier falls below its downside threshold, payment equals principal times that underlier's performance factor, exposing investors to full loss of principal; there is no interest and no minimum payment. All payments are subject to Morgan Stanley credit risk and the estimated value on pricing date was $988.80 per security.
The Preliminary Pricing Supplement describes a structured note offering: Buffered PLUS with Downside Factor linked to the S&P 500® Index, issued by Morgan Stanley Finance LLC and guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and matures on June 16, 2027. The notes provide 150% leveraged upside subject to a $1,138 maximum payment per note and a 10% downside buffer (buffer level 6,671.556). If the final index level is below the buffer, investors lose 1.1111% of principal for each 1% decline beyond the buffer and may lose their entire principal. The estimated value on the pricing date is approximately $987.80 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS securities due June 22, 2029, unsecured notes fully and unconditionally guaranteed by Morgan Stanley that provide leveraged upside tied to the worst performing of the Dow Jones Industrial Average and the S&P 500.
The securities have a $1,000 stated principal amount and an issue price of $1,000. The leverage factor is 119.55%, the buffer is 20% (buffer level = 80% of initial level), the minimum payment at maturity is 20% of principal, the observation date is June 18, 2029 and maturity is June 22, 2029. The estimated value on the pricing date was approximately $985.80 per security. The securities pay no interest and expose holders to issuer credit risk and full downside beyond the buffer.
Morgan Stanley Finance LLC is offering Structured Investments — Enhanced Buffered Jump Securities linked to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley. The securities have a stated principal of $1,000 per security, an estimated value on the pricing date of $984.70, an upside payment of at least $90.50 (9.05%) and a buffer equal to 10% of the initial index level. If the final level is below the buffer, investors lose 1.1111% of principal for each 1% decline beyond the buffer; there is no minimum payment at maturity. Commissions of up to $10 per security reduce issuer proceeds to $990 per security.
Morgan Stanley Finance LLC is offering Principal at Risk notes due May 20, 2031, fully guaranteed by Morgan Stanley, linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index. The stated principal amount is $1,000 per security and the original issue price is $1,000. The securities pay a contingent coupon at an annual rate of 10.25% only if the underlier meets the coupon barrier on observation dates. An automatic early redemption feature may return principal plus any payable contingent coupon if the underlier meets the call threshold on a redemption determination date. If not redeemed, maturity payment depends on the final level relative to an 85% buffer level; losses apply 1% per 1% decline beyond the buffer, subject to a 15% minimum payment. Estimated value on the pricing date was approximately $901.60 per security. All payments are subject to issuer and guarantor credit risk. Timing, aggregate offering size and dealer commissions are not provided in the excerpt.
Morgan Stanley Finance LLC priced $8,630,000 of leveraged buffered S&P 500® Index-linked notes due October 22, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 Face Amount note has a 200% Upside Participation Rate, a 5.00% downside buffer (95.00% Buffer Level) and a $1,186.40 Maximum Settlement Amount. The Initial Underlier Level is 7,398.93 (trade date May 8, 2026); the Determination Date is October 20, 2027 and the Stated Maturity Date is October 22, 2027. The estimated value on the trade date is $984.50 per note and the offering price is $1,000 per note; agent commissions equal $10.70 per note.
Morgan Stanley Finance LLC is offering $2,577,000 in aggregate Face Amount of Capped Leveraged Buffered Basket-Linked Notes due July 9, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes return at maturity is linked to a five-index weighted basket (EURO STOXX 50, TOPIX, FTSE 100, SMI, S&P/ASX 200) measured from the trade date May 8, 2026 to the determination date July 7, 2027. Key economics include a 230% Upside Participation Rate, a cap at 107.30% of the initial basket level (Maximum Settlement Amount $1,167.90 per $1,000 face amount) and a 12.50% buffer that protects losses up to that decline; below the buffer investors incur proportional losses and could lose their entire principal.
Morgan Stanley Finance LLC is offering Capped Leveraged S&P 500® Index-Linked Notes due in roughly 13–15 months, fully and unconditionally guaranteed by Morgan Stanley. Each note has a Face Amount of $1,000 and an estimated Trade Date value of $982.30. The notes pay no interest; maturity payment depends on the S&P 500® Index performance from the Trade Date to the Determination Date and is capped.
If the Final Underlier Level exceeds the Initial Underlier Level, investors receive $1,000 plus 125% of the Underlier Return subject to a Maximum Settlement Amount expected between $1,174.125 and $1,204.25 per $1,000 face. If the Final Underlier Level is at or below the Initial Underlier Level, the Cash Settlement Amount falls proportionately and could result in a total loss of principal. All payments are subject to issuer credit risk; the notes are unsecured, not listed, and have limited secondary market liquidity.