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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering market-linked notes due April 13, 2028, fully guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and pays no interest; at maturity investors receive principal and an upside payment equal to the underlier percent change × 100% participation, capped at a $1,110 maximum payment (111% of principal). The underlier is the S&P 500® Futures Excess Return Index with a strike/observation framework from April 10, 2026 to April 10, 2028. The estimated value on the pricing date was approximately $963.10 per note. All payments are subject to Morgan Stanley credit risk; the notes will not be listed and may have limited secondary liquidity.
Morgan Stanley Finance LLC priced a preliminary offering of principal-at-risk, contingent-income, memory auto-callable securities tied to the Class A common stock of Meta Platforms, Inc. The securities have a $1,000 stated principal per security, an issue price of $1,000, and a contingent coupon at an annual rate of 12.90%. Pricing and strike dates are April 2, 2026 with original issue date April 7, 2026 and maturity on October 7, 2027. Observation dates and possible automatic early redemption start with a first redemption determination date of July 2, 2026. Coupon and downside barrier levels are specified as 60% of the initial level; the call threshold is 100% of the initial level. Estimated value on the pricing date is approximately $975.30 per security; agent commission is $15 per security.
Morgan Stanley Finance LLC offers Structured Investments — Enhanced Trigger Jump Securities due April 22, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal and an upside payment of $645. The securities pay no interest and are linked to the worst performing of the EURO STOXX 50® Index, the Russell 2000® Index and the State Street® SPDR® S&P® Regional Banking ETF. At maturity the payout is determined by the worst performing underlier versus predefined upside and downside threshold levels (75% and 65% of initial levels, respectively). The estimated value on the pricing date was approximately $903.10 per security; the original issue price is $1,000, which includes issuance, sales, structuring and hedging costs borne by investors.
Morgan Stanley Finance LLC is offering Trigger Jump Securities linked to Applied Materials, Inc. common stock due November 3, 2027. Each security has a stated principal of $1,000 and a fixed upside payment of $544.30 (54.43%) if the final share price is at or above the initial share price. If the final share price is between the initial price and 70% of the initial price, investors receive $1,000. If the final share price is below 70% of the initial price, the maturity payment equals $1,000 times the share performance factor and may be significantly less, possibly zero. Estimated value on the pricing date was approximately $960.70. All payments are subject to issuer credit risk and there is no interest or guaranteed principal return.
Morgan Stanley Finance LLC priced Principal-at-Risk auto-call notes linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, with a stated issue price of $1,000 per security and a final maturity of April 7, 2031. The notes pay a contingent coupon of 15.30% per annum on observation dates only if the underlier meets the coupon barrier (70% of the initial level). The securities are automatically redeemed early if the underlier is at or above the call threshold (100% of the initial level) on any redemption determination date. At maturity, if the final level is below the downside threshold (60% of the initial level), investors suffer proportional principal loss (payment = $1,000 × final/initial). The estimated value on the pricing date was approximately $942.10 per security. All payments are subject to the issuer’s and guarantor’s credit risk; these securities do not guarantee principal and could pay no coupons.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-income auto-callable securities linked to Blackstone Inc. common stock with a stated principal amount of $1,000 per security. The securities mature on March 29, 2029, pay a contingent coupon at 14.35% per annum when observation thresholds are met, and are fully and unconditionally guaranteed by Morgan Stanley. The initial level and call threshold were $109.63 (strike date March 26, 2026); the coupon barrier and downside threshold are $54.815 (50% of initial). Estimated value on the pricing date was approximately $966.20 per security. The securities can auto-redeem beginning with the first redemption determination date September 28, 2026, and investors bear full principal risk and issuer credit risk.
Morgan Stanley Finance LLC is offering market-linked, principal-at-risk securities due March 29, 2029, fully guaranteed by Morgan Stanley. The offering totals $2,879,000 at a $1,000 face amount per security; the estimated value on the pricing date is $957.00 per security. The notes are auto-callable on the March 30, 2027 call date for a fixed $1,500 call payment (a 50% call premium). If not called, payout depends on the lowest-performing stock among Palantir, Alphabet (Class C) and Netflix with a 300% participation rate on positive returns, a 50% threshold (losses beyond which investors absorb full downside) and full issuer credit risk.
Morgan Stanley Finance LLC priced a structured market-linked offering of principal-at-risk securities due March 29, 2029, fully guaranteed by Morgan Stanley. The offering is sold at $1,000 per security with aggregate price to public of $525,000 and estimated value per security of $963.20. The securities pay at maturity based on the performance of the lowest performing of three ETFs (OIH, XOP, XLE), feature a 228.00% participation rate for positive returns and an 85% threshold 15% loss triggers downside exposure). The pricing date was March 25, 2026 and the calculation day is set for March 26, 2029, with the original issue date on March 30, 2026. All payments are subject to the issuer’s credit risk; secondary market liquidity and tax treatment are noted as uncertain.
Morgan Stanley Finance LLC offers Principal at Risk auto-callable notes due March 30, 2028, fully guaranteed by Morgan Stanley, with a stated principal amount of $1,000 per security and an issue price of $1,000.
The notes reference the S&P 500® Index with an initial level of 6,477.16 (strike date March 26, 2026). They feature an automatic early redemption on the first determination date (April 8, 2027) if the closing level is ≥ the call threshold (6,477.16), for an early redemption payment of $1,132.20. If not called, maturity payoff depends on the final level: upside participation is 150% of appreciation, principal is preserved only if final level ≥ the downside threshold (5,181.728, 80% of initial level), and investors bear full downside below that level (1% loss per 1% decline).
The estimated value on the pricing date was approximately $977.90 per security. Placement agent fees may be up to $15 per security, leaving estimated proceeds of $985 per security to the issuer before hedging and other adjustments. All payments are subject to Morgan Stanley's credit risk.
The Vanguard Group filed an amendment on Schedule 13G/A reporting 0 shares of Morgan Stanley common stock, representing 0% of the class. The filing states that on January 12, 2026 Vanguard completed an internal realignment causing certain subsidiaries/divisions to report separately in reliance on SEC Release No. 34-39538. The form is signed by Ashley Grim on 03/27/2026.