Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers Principal-at-Risk auto-callable securities due May 30, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an original issue price of $1,000.
The notes pay a contingent coupon at an annual rate of 10.25% on coupon payment dates only if the underlier's closing level meets the coupon barrier (70% of initial level). The securities can be automatically redeemed early if the underlier equals or exceeds the call threshold (100% of initial level) on a redemption determination date. At maturity, if not redeemed, investors receive principal only if the final level is ≥ the buffer level (85% of initial level); otherwise the payout equals $1,000 × (performance factor + 15%) subject to a 15% minimum payment at maturity. The underlier is the S&P U.S. Equity Momentum 40% VT 4% Decrement Index. Estimated value on the pricing date was approximately $901.60 per security.
The issuer, Morgan Stanley Finance LLC, priced a $1,000,000 offering of principal‑at‑risk, contingent income auto‑callable securities linked to CVS Health Corporation common stock. Each security has a stated principal of $1,000, an estimated value at issuance of $976.60, and a maturity date of June 10, 2027. The notes pay an 11.60% per annum contingent coupon only if the underlier meets the coupon barrier on each observation date, are subject to automatic early redemption if the underlier meets the call threshold on specified redemption determination dates, and expose investors to full principal loss if the final level is below the downside threshold.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes fully and unconditionally guaranteed by Morgan Stanley with an aggregate principal amount of $4,649,000. Each security has a stated principal amount of $1,000 and an original issue price of $1,000.
The securities are linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 and the Russell 2000. Key terms: pricing and strike date May 7, 2026, original issue date May 12, 2026, first determination date May 14, 2027, final determination date June 7, 2029 and maturity date June 12, 2029. The early redemption payment is $1,235 and the participation rate is 200%.
Payments depend on the worst performing underlier: automatic early redemption occurs if each underlier meets its call threshold on the first determination date; otherwise maturity payoffs range from the stated principal plus an upside payment to a reduced principal tied to the worst-performing underlier, potentially resulting in a total loss. All payments are subject to Morgan Stanley's credit risk. The estimated value on the pricing date is $984.70 per security.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes linked to the common stock of Netflix, Inc. The offering consists of 893 securities at a stated principal amount of $1,000 per security (aggregate principal amount $893,000), issued May 12, 2026, maturing June 10, 2027.
The notes pay a contingent coupon at an annual rate of 12.50% only when the closing level of the Netflix stock on each observation date is at or above the coupon barrier of $57.363 (approximately 65% of the initial level). The notes are auto-callable on specified redemption determination dates if the closing level meets or exceeds the call threshold of $88.25 (the initial level); otherwise holders face downside exposure at maturity, receiving the stated principal multiplied by the performance factor (final level / initial level). All payments are subject to MSFL/Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced a series of principal-at-risk notes — Buffered PLUS — linked to the Russell 2000® Index with a $1,000 stated principal per security and an aggregate principal amount of $1,460,000. The securities mature on May 12, 2032 and provide 125% upside participation (leverage factor 125%) up to a $1,830 maximum payment per security, include a 20% buffer (buffer level ~80% of the initial level) and a minimum payment of 20% of principal. Payments at maturity depend solely on the closing level of the underlier on the observation date May 7, 2032, and investors bear full issuer credit risk and potential loss beyond the buffer.
Morgan Stanley Finance LLC priced contingent-income, memory auto-callable principal-at-risk securities with a stated principal amount of $1,000 per security and an aggregate principal amount of $2,465,000. The securities reference the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, pay a contingent coupon at an annual rate of 11.75% on observation dates when the underlier closes at or above a coupon barrier level, and are automatically redeemable if the underlier closes at or above the call threshold on any redemption determination date.
If not redeemed, at maturity investors receive principal only if the final level is at or above the downside threshold; otherwise maturity payment equals the stated principal multiplied by the performance factor and could be significantly less or zero. The initial level on the strike date was 3,389.93, the coupon barrier is 70% of initial level (2,372.951), the downside threshold is 60% (2,033.958), and the estimated value on the pricing date was $906.20 per security. All payments are subject to issuer and guarantor credit risk and the securities do not pay regular interest or participate in upside of the underlier.
Morgan Stanley Finance LLC offers Capped Leveraged Basket-Linked Notes due August 9, 2027, guaranteed by Morgan Stanley, linked to a weighted basket of five international indices with a 300% Upside Participation Rate and a Cap Level of 107.65%.
Each $1,000 Face Amount pays at maturity either (a) up to a Maximum Settlement Amount of $1,229.50 if the Final Basket Level ≥ Cap Level, (b) $1,000 plus 300%×Basket Return if Final Basket Level > Initial but < Cap, or (c) $1,000 plus the Basket Return if Final ≤ Initial (principal at risk). Trade Date: May 11, 2026; Strike Date: May 8, 2026; Determination Date: August 5, 2027.
Morgan Stanley Finance LLC priced auto-callable principal-at-risk securities linked to the common stock of UnitedHealth Group Incorporated with a face amount of $1,000 per security and a maturity date of May 17, 2027. The contingent coupon rate is 10.50% per annum, payable monthly if the stock closing price on each monthly calculation day is at or above the coupon threshold price of $258.818 (70% of the starting price). The securities carry downside exposure if the ending price is below the downside threshold ($258.818), and may be automatically called beginning after a six-month non-call period if the stock closing price is at or above the starting price ($369.74) on a calculation day. The estimated value on the pricing date was $975.70 per security. Agent commissions and proceeds per security are shown on the cover page.
Morgan Stanley Finance LLC priced contingent-income, auto-callable principal-at-risk notes linked to Alphabet Inc. Class A common stock. Each security has a stated principal amount of $1,000 and an issue price of $1,000. The notes pay a contingent coupon at an annual rate of 15.20% on observation dates if the closing level of the underlier meets the coupon barrier. The notes are automatically redeemed early if the underlier reaches the call threshold on a redemption determination date; if not redeemed, maturity payoff depends on the final level versus the downside threshold (approximately 75% of the initial level). All payments are unsecured and subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk Structured Investments (Enhanced Trigger Jump Securities) linked to ServiceNow, Inc. common stock with a stated principal amount of $1,000 per security and an aggregate principal amount of $550,000. The securities mature on November 12, 2027 and pay no interest.
At maturity investors receive the stated principal plus a fixed upside payment if the arithmetic-average final level on specified averaging dates is at or above the downside threshold. If the final level is below the downside threshold, the payment equals the stated principal multiplied by the performance factor and could be significantly less or zero. All payments are subject to the issuer’s and guarantor’s credit risk.