Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley (MS) is offering unsecured, unsubordinated market-linked notes via Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley. The notes, issued at $1,000 per Note with a term of approximately five years (maturing August 29, 2031), are linked to a weighted basket of international equity indices: EURO STOXX 50® 40%, Nikkei Stock Average 25%, FTSE® 100 17.5%, Swiss Market Index® 10% and S&P®/ASX 200 7.5%.
At maturity, if the Basket Return is positive, investors receive $1,000 plus $1,000 × Basket Return × a Participation Rate set on the trade date, expected between 106.00% and 116.00%. If the Basket Return is zero or negative, the payment is the $1,000 principal only; there are no periodic interest or dividend payments. The Initial Basket Level is 100.
The notes are principal-protected only at maturity and only subject to Morgan Stanley’s creditworthiness; they are not secured and will not be listed on any exchange, so liquidity may be limited. The estimated value on the trade date is approximately $937.90 per Note (within $55 of that estimate), below the issue price due to selling, structuring and hedging costs and the use of an internal funding rate. For U.S. tax purposes, Morgan Stanley intends to treat the notes as contingent payment debt instruments, which generally requires annual accrual of interest income based on a comparable yield.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Contingent Income Auto-Callable Securities due May 10, 2028, linked to an equally weighted basket of five stocks (HPE, AppLovin, Oracle, Qualcomm and United Airlines). The notes have a $1,000 stated principal amount and issue price per security, with an aggregate principal amount of $1,200,000, and are fully and unconditionally guaranteed by Morgan Stanley.
Investors may receive a 12.80% per annum contingent coupon, paid only if the basket closing level on an observation date is at or above the coupon barrier level of 70. The notes are automatically callable on scheduled redemption determination dates if the basket level is at or above the call threshold level of 95, in which case investors receive principal plus the applicable coupon and no further payments. If held to maturity and not called, investors receive principal back only if the final basket level is at or above the downside threshold level of 60; otherwise, repayment is reduced 1% for each 1% basket decline, down to zero. The estimated value on the pricing date is $964.50 per security, below the issue price, reflecting issuance, selling, structuring and hedging costs and Morgan Stanley’s pricing.
Morgan Stanley Finance LLC is offering Trigger PLUS structured notes fully and unconditionally guaranteed by Morgan Stanley, with a $1,000 stated principal amount per security and an aggregate principal amount of $250,000. The notes pay no interest and expose principal to market risk based on the worst performing of ASML Holding N.V. ordinary shares, Micron Technology, Inc. common stock and Taiwan Semiconductor Manufacturing Company Limited ADSs.
At maturity on August 17, 2028, if the final level of each underlier is above its initial level, holders receive principal plus a leveraged upside payment equal to 375% of the worst performer’s percentage gain. If any underlier is at or below its initial level but all remain at or above 70% of their initial levels, holders receive principal only. If any underlier falls below its downside threshold (70% of its initial level), repayment is reduced 1% for each 1% decline in the worst performer, with no minimum payment, so the amount can be zero.
The issue price is $1,000 per security, including costs; the issuer’s estimated value on the pricing date is $993 per security. All payments are subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley, and secondary market liquidity and tax treatment are uncertain.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering $881,000 aggregate principal amount of Jump Securities with an auto-callable feature, issued at $1,000 per security and maturing on August 18, 2031. These unsecured, principal-at-risk notes are fully and unconditionally guaranteed by Morgan Stanley and pay no interest.
The return is based on the worst performing of three equity futures excess return indices (DJIAFP, NDXNQER, SPXFP). Securities may auto-redeem from August 17, 2027, with early redemption payments targeting about 30% per annum (e.g., $1,300 then $1,450). At maturity, if not called and all indices finish above initial levels, investors receive principal plus an upside amount with a 200% participation rate on the worst underlier’s gain.
If any final index level is at or below its initial but all stay at or above 69% of initial, only principal is repaid. If any index finishes below its downside threshold, repayment is reduced 1% for each 1% decline in the worst index, potentially to zero. The estimated value on the pricing date is $976.80 per security, and all payments are subject to Morgan Stanley’s credit risk.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Digital S&P 500® Index-Linked Notes with a $1,000 face amount per note, linked to the S&P 500® Index and maturing in approximately 45 to 48 months.
At maturity, if the S&P 500 final level is at least 90% of its initial level, investors receive a fixed Maximum Settlement Amount expected between $1,333.70 and $1,391.50 per $1,000 note. If the index declines by more than 10%, repayment is $1,000 + $1,000 × index return, giving full downside exposure and potentially a total loss of principal.
The notes pay no interest, are unsecured obligations of Morgan Stanley Finance LLC guaranteed by Morgan Stanley, and will not be listed on any exchange. The estimated value on the trade date is about $957.40 per note, reflecting issuer costs and an internal funding rate. The public offering price is $1,000 per note, including a 3.09% sales commission.
Morgan Stanley (MS), via Morgan Stanley Finance LLC, is offering principal-at-risk Buffered Jump Securities with an auto-call feature maturing September 6, 2029, linked to the S&P 500® Futures Excess Return Index and fully and unconditionally guaranteed by Morgan Stanley.
Each security has a $1,000 stated principal and issue price, with an estimated value on the pricing date of approximately $983, reflecting issuing, selling, structuring and hedging costs borne by investors. The note may be automatically redeemed on September 10, 2027 for a fixed $1,147 per security if the index is at or above 100% of its initial level on the first determination date.
If not called, at maturity investors receive upside participation of 150% of any index appreciation above the initial level, return of principal if the index finish is between 85% and 100% of the initial level, and a buffered loss if the index ends below 85%, with losses of 1% per 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal. The securities pay no interest, are unsecured obligations subject to Morgan Stanley’s credit risk, and involve complex market, liquidity, tax and conflict-of-interest risks outlined in the risk factors.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering unsecured market-linked notes due March 2, 2028, whose return depends on the Nasdaq-100 Index®. The notes pay no interest and repay the $1,000 stated principal amount per note at maturity, regardless of index performance.
If the index’s final level on the February 28, 2028 observation date is above its initial level, holders receive principal plus 100% of the index’s gain, capped at a maximum payment of $1,102 per note (110.20% of principal). If the final level is at or below the initial level, only principal is returned, so there is no upside but also no loss of principal at maturity. The notes will not be listed on an exchange, all payments are subject to Morgan Stanley’s and MSFL’s credit risk, the estimated value on the pricing date is approximately $983.80 per note, and secondary market prices are expected to be below the $1,000 issue price due to embedded issuance, structuring and hedging costs.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Contingent Income Memory Auto-Callable Securities due September 3, 2030, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index and fully and unconditionally guaranteed by Morgan Stanley.
Each security has a $1,000 stated principal amount and pays a contingent coupon at 13.65% per annum only when the index closes at or above a 60% coupon barrier on the relevant observation date; missed coupons can be paid later if conditions are met. The notes are automatically redeemed at par plus applicable coupons if, on specified redemption determination dates starting February 26, 2027, the index is at or above 100% of its initial level. If held to maturity and not redeemed early, investors receive par only if the final index level is at or above a 60% downside threshold; otherwise the payoff is proportional to index performance and can be zero.
The securities are unsecured obligations of MSFL, subject to Morgan Stanley credit risk, are not insured by any governmental agency, and have an estimated value on the pricing date of approximately $937.40 per $1,000 security, reflecting issuance, selling, structuring and hedging costs. The underlying index is a leveraged, volatility-targeted, 4% decrement strategy index established on March 14, 2022, with a reported closing level of 1,392.44 on August 13, 2026.