Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC launches a priced offering of fixed rate callable notes due March 30, 2032, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount and issue price of $1,000, an estimated value on the pricing date of approximately $969.70 per note, and a semi‑annual fixed interest rate of 4.400% per annum from the original issue date to maturity.
The notes include a semi‑annual call feature with the initial redemption date of March 30, 2027. Early redemption will occur only if a risk neutral valuation model determination (using prevailing market inputs and Morgan Stanley’s credit spreads as of the pricing date(s)) indicates redemption is economically rational; redemption pays 100% of principal plus accrued interest. The notes will not be listed and are book‑entry only. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC offers Fixed Rate Callable Notes due 2033, fully and unconditionally guaranteed by Morgan Stanley. The notes have a stated principal and issue price of $1,000 per note and pay interest at a fixed 4.550% per annum, semi-annually, with maturity on March 30, 2033. The notes are callable semi-annually beginning March 30, 2027 based on a risk neutral valuation model determination; any redemption would pay 100% of principal plus accrued interest. The issuer estimates the value on the pricing date at approximately $967.20 per note (within $47.20 of that estimate). The notes will not be listed on any exchange, are book-entry only, and are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers fixed rate callable notes due March 29, 2030 with a stated principal of $1,000 per note and an interest rate of 4.100% per annum.
The notes pay semi‑annual interest on the 29th of March and September, begin interest accrual on March 30, 2026 and have an initial redemption date of March 29, 2027. Early redemption will occur only if a risk neutral valuation model determination (using market inputs and Morgan Stanley’s pricing date credit spreads) indicates redemption is economically rational; redemption pays 100% of principal plus accrued interest. The estimated value on the pricing date is approximately $976.80 per note. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal‑at‑risk auto‑callable securities tied to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index with an aggregate principal amount of $1,225,000 and a stated principal of $1,000 per security. The securities mature on March 20, 2031 and pay a contingent coupon at an annual rate of 14.00% only if the underlier meets the coupon barrier on observation dates. The initial level and call threshold are 2,571.55, the coupon barrier is 1,800.085 (70% of initial), and the downside threshold is 1,285.775 (50% of initial). Automatic early redemption may occur on scheduled redemption dates beginning with the redemption determination date of March 17, 2028. If not called and the final level is below the downside threshold, investors lose 1% of principal for every 1% decline in the underlier; payments could be significantly less than principal or zero. All payments are unsecured and subject to Morgan Stanley credit risk. The estimated value on the pricing date was $884.00 per security.
Morgan Stanley Finance LLC is offering Fixed Rate Callable Notes due March 29, 2029 with a stated principal of $1,000 per note and an interest rate of 4.000% per annum. The original issue date is March 30, 2026 and interest is paid semi‑annually.
The notes are fully and unconditionally guaranteed by Morgan Stanley and are callable semi‑annually beginning on March 29, 2027. Early redemption will occur only if a risk neutral valuation model, applied on a determination date five to eight business days before a redemption date, indicates redemption is economically rational for the issuer. The issuer estimates the note value on the pricing date at approximately $981.80 per note; the issue price is $1,000 per note.
Morgan Stanley Finance LLC is offering Buffered PLUS securities due March 31, 2031. These are unsecured, principal‑at‑risk notes guaranteed by Morgan Stanley that provide leveraged upside on the worst performing of the Dow Jones Industrial Average and the S&P 500, subject to a 15% buffer, a leverage factor of 135.85%, and a minimum payment at maturity equal to 15% of principal. The securities pay no interest; payment at maturity depends solely on closing levels on the observation date (March 26, 2031). All payments are subject to Morgan Stanley’s credit risk. Investors face full downside beyond the buffer and should expect the estimated value on pricing to be less than the $1,000 issue price.
Morgan Stanley Finance LLC offers structured, principal-at-risk notes: Buffered Jump Securities with an auto-callable feature tied to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index.
The notes have a $1,000 stated principal amount, a five-year term maturing on April 1, 2031, automatic early redemption opportunities beginning on March 30, 2027, a 15% buffer and a minimum payment at maturity of 15% of principal. The estimated value on the pricing date is about $899.20 per security. All payments are subject to Morgan Stanley Finance LLC’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering structured, partial principal-at-risk notes due September 30, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000, pays no interest and is linked to the worst performing of the Nasdaq-100, S&P 500 and Dow Jones Industrial indices.
At maturity the payment is based solely on the worst performing underlier: investors receive the stated principal plus upside at a 100% participation rate subject to a maximum payment of $1,211, or otherwise lose principal pro rata with the worst underlier, down to a partial principal return amount of 95% ($950). The estimated value on the pricing date was approximately $984.80 per note.
Morgan Stanley Finance LLC is offering Dual Directional Trigger PLUS notes linked to Broadcom Inc. The offering is for $3,394,000 aggregate in principal at $1,000 per security with an issue price of $1,000 and an estimated value of $966.30 on the pricing date.
The notes mature on March 22, 2028 and reference an initial level of $321.31 (strike date March 17, 2026). Upside payoff is 150% leverage on appreciation capped at a $2,035 maximum per security. If final level ≥ 75% of initial ($240.983), investors may receive a capped positive return via a 50% absolute return participation. If final level is below the downside threshold, principal is lost pro rata (1% loss per 1% decline).
Morgan Stanley Finance LLC offers callable contingent income securities due March 30, 2028, fully guaranteed by Morgan Stanley, linked to the worst performing of the Nasdaq-100 Technology Sector, Russell 2000 and S&P 500 indices. The securities pay a 10.10% per annum contingent coupon on each interest period only if the closing level of each underlier meets its coupon barrier (60% of initial level) on the related observation date. The notes are principal‑at‑risk: at maturity investors receive principal only if each final level is at or above its downside threshold (60% of initial); otherwise payment equals the stated principal multiplied by the performance factor of the worst performing underlier, which can result in a substantial loss, including total loss. The issuer may redeem early beginning on July 2, 2026 if a risk neutral valuation model indicates redemption is economically rational; first redemption cannot occur earlier. All payments are subject to Morgan Stanley credit risk. The issue price is $1,000 per security and the estimated value on pricing date was approximately $976.50 per security.