Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is issuing principal-at-risk structured notes linked to the Global X Copper Miners ETF, maturing August 10, 2028, with an aggregate principal amount of $3,567,000 and a stated principal amount of $1,000 per security. The notes are fully and unconditionally guaranteed by Morgan Stanley.
The securities may be automatically redeemed on August 26, 2027 for $1,201 per security if the ETF’s closing level on August 23, 2027 is at or above the initial level of $88.03. If not called and the final level on August 7, 2028 is at or above the initial level, holders receive $1,000 plus the greater of a fixed $402 upside payment or 100% of the ETF’s gain.
If the final level is below the initial level but at or above the buffer level of $61.621 (70% of initial), investors receive only principal. Below the buffer, losses accelerate at 1.4286% of principal for each 1% decline beyond the 30% buffer, with no minimum payment, so the investment can result in a total loss. The notes pay no interest, have an estimated value of $966.30 per $1,000 at pricing, and all payments depend on Morgan Stanley’s credit.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Callable Contingent Income Memory Securities due August 19, 2027, linked to the worst performer of three ETFs: XLE, XLU and SMH. Each security has a $1,000 stated principal amount and an aggregate issue size of $643,000.
The notes pay a contingent coupon at 16.70% per annum, only if on each observation date all three underliers close at or above their coupon barrier levels, set at 60% of their initial levels (XLE $36.636, XLU $26.424, SMH $353.472). Missed coupons may be paid later if a future observation meets the barriers, but can be lost entirely if barriers are never met.
Principal repayment is not guaranteed. If the notes are outstanding at maturity and any underlier’s final level is below its downside threshold (also 60% of initial), the payoff is reduced 1% for each 1% decline of the worst performer, potentially to $0. The issuer can redeem the notes early on set redemption dates starting February 19, 2027, but only if a risk neutral valuation model indicates it is economically rational for Morgan Stanley, after which no further payments occur. The estimated value on the pricing date is $993.20 per $1,000 note, reflecting issuance, structuring and hedging costs, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering $600,000 of principal-at-risk Contingent Income Auto-Callable Securities due May 17, 2028, at $1,000 per security, fully and unconditionally guaranteed by Morgan Stanley.
The notes reference an equally weighted basket of five stocks (HPE, APP, ORCL, QCOM and HOOD) via a synthetic underlier with an initial level of 100. Investors may receive a 14.85% per annum contingent coupon on scheduled dates only if the underlier’s closing level on the related observation date is at or above the coupon barrier level of 70. The notes are automatically redeemed if, on any redemption determination date from November 12, 2026 onward, the underlier is at or above the call threshold level of 95, paying principal plus that period’s coupon.
If not called, at maturity investors receive principal back only if the final underlier level is at or above the downside threshold level of 60; otherwise, repayment is reduced one-for-one with the underlier’s decline, potentially to zero. The securities are unsecured obligations subject to Morgan Stanley’s credit risk. The issue price is $1,000, while the estimated value on the pricing date is $961.60 per security, reflecting embedded fees and structuring costs and potentially lower secondary-market values.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering $2,000,000 of Enhanced Trigger Jump Securities linked to On Holding AG Class A shares, fully and unconditionally guaranteed by Morgan Stanley. These are principal at risk structured notes that pay no interest and do not guarantee return of principal.
Each $1,000 security offers a fixed upside payment of $243.60 (24.36%) at maturity if the final share price on the August 25, 2027 observation date is at or above the downside threshold of $23.258 (75% of the $31.01 initial level). If the final level is below this threshold, investors lose 1% of principal for each 1% decline in the underlier, with no minimum payment, so the entire investment can be lost.
The issue price is $1,000 per security, including up to $10 in fees, while the estimated value on the pricing date is $979.20, reflecting issuance, selling, structuring and hedging costs and Morgan Stanley’s funding rate. The notes are unsecured obligations of MSFL, subject to Morgan Stanley’s credit risk, and may have limited or no secondary market liquidity.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering Enhanced Trigger Jump Securities linked to the S&P 500® Index, issued under its medium-term note program. Each note has a $1,000 stated principal amount, an aggregate principal amount of $410,000, and matures on September 16, 2027. The securities pay no interest and are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley.
At maturity, if the S&P 500 final level is at or above the downside threshold of 6,198.80 (80% of the initial level of 7,748.50), investors receive $1,000 plus a fixed upside payment of $86.20 (an 8.62% return), regardless of how much the index has risen. If the final level is below the downside threshold, repayment is reduced 1% for each 1% index decline, with no minimum payment, so the entire principal can be lost.
The estimated value on the pricing date is $985.70 per security, below the $1,000 issue price because it includes issuing, selling, structuring and hedging costs, and uses Morgan Stanley’s proprietary valuation models. The notes are subject to Morgan Stanley’s credit risk, may have limited or no secondary market liquidity, and carry uncertain U.S. tax treatment, which counsel currently views as prepaid financial contracts treated as open transactions.
Morgan Stanley (MS), via Morgan Stanley Finance LLC, is offering principal-at-risk "Jump Securities" with an auto-call feature maturing on August 18, 2031, linked to the worst performer of the MSCI EAFE Index and the MSCI Emerging Markets Index.
Each note has a $1,000 stated principal amount and may be automatically redeemed on August 25, 2027 for $1,262.50 per note if both indices are at or above their call thresholds (100% of initial levels). If not called, at maturity investors receive upside exposure of 150% of the worst index’s gain if both indices finish above initial levels, full principal back if both remain at or above 70% of initial levels, and a 1-for-1 loss with the worst index if either falls below its downside threshold, potentially losing the entire investment.
The aggregate principal amount is $1,266,000. The estimated value on the pricing date is $961.20 per note, below the issue price, reflecting structuring and hedging costs. The notes pay no interest, are unsecured obligations of MSFL guaranteed by Morgan Stanley, and all payments are subject to Morgan Stanley’s credit risk.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley Finance LLC is offering Trigger Absolute Return Step Securities, unsecured notes fully guaranteed by Morgan Stanley, linked to a weighted basket of five international equity indices (EURO STOXX 50, Nikkei 225, FTSE 100, Swiss Market Index and S&P/ASX 200). The term is approximately 5 years, with a $10.00 issue price per Security and an estimated value on the trade date of about $9.368 per Security.
At maturity, if the Final Basket Level is at or above the Step Barrier of 100, investors receive $10 plus $10 times the greater of the Basket Return or a fixed Step Return of 41.00%–46.00%. If the Final Basket Level is below the Step Barrier but at or above the Downside Threshold of 75, investors receive $10 plus $10 times the absolute value of the Basket Return (Contingent Absolute Return). If the Final Basket Level is below the Downside Threshold, repayment is $10 plus $10 times the Basket Return, exposing investors to loss of principal up to 100%.
The securities pay no interest, offer no dividends from the underlying indices and may have limited or no secondary market. All payments are subject to the credit risk of Morgan Stanley and MSFL, and early sale can result in losses even if the Basket is above the Downside Threshold.