Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering “Enhanced Buffered Jump Securities” due September 10, 2027, linked to an equally weighted basket of seven semiconductor-related stocks. Each note has a $1,000 stated principal amount and pays no interest.
At maturity, if the basket’s final level is at or above the 80% buffer level, investors receive $1,000 plus an upside payment of at least $154.70 per note (at least 15.47% of principal), regardless of how far above the buffer the basket finishes. If the final level is below the buffer, investors lose 1.25% of principal for every 1% decline beyond the 20% buffer, with no minimum repayment and potential loss of the entire investment.
The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and all payments depend on Morgan Stanley’s and MSFL’s credit. The estimated value on the pricing date is approximately $983.80 per note, below the $1,000 issue price due to selling, structuring and hedging costs. Liquidity may be limited, and the U.S. federal income tax treatment is uncertain; counsel currently views them as prepaid financial contracts that are “open transactions.”
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Callable Contingent Income Securities due September 5, 2031, linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Index and Russell 2000 Index. Each security has a stated principal of $1,000 and pays a 7.55% per annum contingent coupon only if, on each quarterly observation date, all three indices close at or above their coupon barrier levels, set at 65% of their initial levels.
The notes are callable in whole from September 7, 2027 onward if a risk neutral valuation model indicates early redemption is economically rational for the issuer; upon redemption, investors receive principal plus any due coupon and no further payments. At maturity, if not called and each index is at or above its 60% downside threshold level, investors receive principal (plus any final coupon). If any index finishes below its downside threshold, repayment is reduced 1% for every 1% decline of the worst-performing index, potentially to zero.
The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and all payments are subject to Morgan Stanley’s credit risk. The estimated value on the pricing date is approximately $942.90 per $1,000 security, reflecting issuing, selling, structuring and hedging costs and the issuer’s funding spread. The notes may have limited or no secondary market, involve complex U.S. tax treatment, and non-U.S. holders may face 30% withholding on coupons.
Morgan Stanley (MS), via Morgan Stanley Finance LLC, is offering Buffered Performance Leveraged Upside Securities (Buffered PLUS) maturing on September 5, 2031, linked to the S&P 500® Index. Each security has a stated principal amount and issue price of $1,000 and pays no interest.
At maturity, investors earn 125% of any index gain, capped at a maximum payment of $1,705.50 per security (170.55% of principal). Principal is fully returned if the index is flat or down but not below a 15% buffer (buffer level 85% of the initial index level). Below the buffer, investors lose 1% of principal for each 1% additional index decline, subject to a minimum payment of 15% of principal.
The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, so all payments depend on Morgan Stanley’s credit. The estimated value on the pricing date is about $976.20 per $1,000, reflecting issuance, structuring and hedging costs, and secondary-market liquidity may be limited. The U.S. federal income tax treatment is uncertain and may be affected by future IRS or legislative actions.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Callable Contingent Income Securities due August 31, 2029, linked to the worst performer of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index and fully guaranteed by Morgan Stanley.
The notes have a stated principal of $1,000 per security and pay a contingent coupon at 12.35% per annum, but only for periods where on the relevant observation date the closing level of each index is at or above its coupon barrier, set at 75% of its initial level. The issuer may redeem the notes in whole on scheduled redemption dates, starting December 3, 2026, but only if a risk neutral valuation model indicates that early redemption is economically rational for the issuer.
If not called and on the final observation date each index is at or above its downside threshold of 60% of its initial level, investors receive principal plus any final coupon. If any index is below its downside threshold, repayment is reduced 1% for each 1% decline of the worst-performing index, potentially to zero. The estimated value on the pricing date is approximately $979.20 per security, below the $1,000 issue price, reflecting fees and hedging costs. All payments are subject to Morgan Stanley’s credit risk.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley Finance LLC is offering Autocallable Participation Notes linked to the VanEck Semiconductor ETF (SMH), with a $10 principal amount per unit, fully and unconditionally guaranteed by Morgan Stanley. The notes have a maturity of approximately three years if not called earlier.
About one year after pricing, the notes are automatically called if the ETF’s Observation Value is at least 100% of the Starting Value, paying a Call Payment of $11.40–$11.60 per unit (a 14%–16% Call Premium), after which no further payments are due. If not called, at maturity investors receive 1‑to‑1 exposure to gains above a Threshold Value of 80% of the Starting Value, but face 1‑to‑1 downside below this level, with up to 80% of principal at risk and no periodic interest or dividends.
The notes are unsecured obligations of MSFL, guaranteed by Morgan Stanley, exposing holders to the credit risk of both entities and to limited secondary market liquidity. The original issue price is $10, while the initial estimated value is approximately $9.701 per unit, reflecting embedded fees, hedging and Morgan Stanley’s internal funding rate.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering $5,000,000 of S&P 500®-linked principal at risk securities maturing on January 29, 2032. The notes pay no interest, are unsecured, and are fully and unconditionally guaranteed by Morgan Stanley.
The payoff depends on the average S&P 500® level over specified initial and final averaging periods. Investors can receive enhanced upside within defined ranges, up to a maximum payment of $1,823.80 per $1,000 note, but face leveraged losses if the index falls below a 86% lower strike, and full 1‑for‑1 downside beyond 72% of the initial average index value.
There is no minimum repayment, so investors may lose their entire investment. The issue price is $1,000 per note, while the estimated value on the pricing date is $982.50, reflecting structuring and hedging costs. All payments are subject to Morgan Stanley’s credit risk.