Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering $500,000 aggregate principal of callable contingent income securities linked to the worst performing of the NDXT, RTY and SPX indices. The notes have a $1,000 stated principal amount each, an annual contingent coupon of 13.40% (paid only if all underliers meet coupon barriers on observation dates) and a risk‑based early call determined by a risk neutral valuation model. At maturity, if every underlier is at or above its downside threshold, investors receive principal; if the worst performing underlier is below its downside threshold, principal is reduced in proportion to that underlier’s decline. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000; the aggregate principal amount offered is $316,000. The securities are linked to the worst performing of the EURO STOXX 50® Index and the iShares® MSCI EAFE ETF, carry a leverage factor of 193%, have a downside threshold equal to 70% of each initial level, and mature on May 8, 2031. The estimated value on the pricing date was $949.10 per security. At maturity holders may receive (1) principal plus a leveraged upside payment if both underliers finish above their initial levels, (2) only the stated principal if both underliers finish at or above their 70% downside thresholds, or (3) a loss of principal equal to the percentage decline of the worst performing underlier (no minimum payment). All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers Principal at Risk auto-callable notes due May 15, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $897.60.
The securities pay a contingent annual coupon of 12.50% on scheduled coupon payment dates only if the underlier meets the coupon barrier (70% of the initial level) on observation dates. They auto-redeem if the underlier is at or above the call threshold (100% of initial level) on any redemption determination date. At maturity, if the final level is below the downside threshold (60% of the initial level), principal is reduced pro rata (performance factor = final level / initial level) and could be significantly less than the stated principal, possibly zero. The underlier includes a 4% per annum decrement and uses intraday rebalancing and leverage; it was established on August 30, 2024.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk, auto‑callable securities due May 28, 2030 that are fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a participation rate of 150%.
The securities are linked to the worst performing of the Dow Jones Industrial Average and the S&P 500. They may be automatically redeemed on the first determination date May 26, 2027 for an early redemption payment of $1,140.50 if both underliers meet call thresholds. If not called, maturity payoff depends on the worst performing underlier versus a downside threshold set at 70% of the initial level: investors may receive principal plus an upside payment, return of principal only, or a reduced payment that can result in a total loss of principal.
Morgan Stanley Finance LLC offers structured, principal-at-risk notes due May 27, 2031, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal and issue price and an estimated value on the pricing date of approximately $937.10. The notes link to the worst performing of the Russell 2000 Index and the State Street SPDR S&P Regional Banking ETF (KRE), feature automatic early redemption on the first determination date, a 150% participation rate for upside, and a downside threshold of 70% of each underlier's initial level. Early redemption pays $1,221.50 on the first determination date; maturity payoffs depend on final underlier performance and can result in full loss of principal if the worst performing underlier falls below its downside threshold. All payments are subject to issuer and guarantor credit risk and other conditions "subject to postponement" and market-disruption adjustments.
Morgan Stanley Finance LLC is offering Structured Investments — Buffered Participation Securities due November 17, 2027 — unsecured notes of MSFL fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000.
Payment at maturity depends on the basket final level versus an initial level (100) and an 85% buffer. The securities pay no interest, have a 100% participation rate in upside subject to a $1,213 maximum payment, and provide a minimum payment of 15% of principal. The estimated value on the pricing date was about $985.80 per security.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Trigger PLUS principal-at-risk notes linked to the worst performing of the iShares4 MSCI India ETF and the Tokyo Stock Price Index. Each security has a $1,000 stated principal amount and an original issue price of $1,000; the estimated value on the pricing date was approximately $895.20. The notes mature on May 20, 2031 with final performance determined by closing levels on the observation date May 15, 2031. If the worst performing underlier finishes above its initial level, holders receive the stated principal plus a 205% leveraged upside on that appreciation. If the worst performing underlier finishes below its downside threshold (set at 70% of its initial level), holders lose principal on a 1%-for-1% basis, and could lose their entire investment. All payments are subject to Morgan Stanley and MSFL credit risk.
Morgan Stanley Finance LLC is offering structured Principal-at-Risk securities linked to the iShares® Bitcoin Trust ETF, with a stated principal amount of $1,000 per security. The securities carry an automatic early redemption feature on the first determination date of May 27, 2027 for an early redemption payment of $1,132.50 if the underlier meets the call threshold. If not redeemed, payments at maturity on June 6, 2029 depend on the final level versus the initial level determined on the strike date of May 22, 2026: upside is paid at a 150% participation rate for appreciation, the securities protect only the first 20% decline (buffer) and carry a minimum payment of 20% of principal; losses beyond the buffer reduce principal on a 1:1 basis. Estimated value on the pricing date was approximately $953.60 per security. All payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley and are subject to credit risk.
The document is a preliminary pricing supplement for Morgan Stanley Finance LLC securities: contingent income, principal-at-risk, auto-callable notes linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a stated principal amount of $1,000, an estimated value on the pricing date of approximately $903.70, a contingent annual coupon rate of 11.50%, a 6-year term from the original issue date to maturity (May 15, 2031), multiple monthly observation/redemption determination dates beginning November 12, 2026, a coupon barrier at 70% of the initial level and a downside threshold at 60% of the initial level. The underlier includes a 4% per annum decrement and limited operating history; all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk, contingent-income, memory auto-callable securities due November 18, 2027, linked to the worst-performing common stock of Bank of America Corporation and JPMorgan Chase & Co. The stated issue price is $1,000 per security and the estimated value on the pricing date is approximately $978.80. The notes pay a contingent coupon at an annual rate of 11.05% on observation dates only if both underliers meet coupon barrier levels. The notes may be automatically redeemed on specified redemption determination dates beginning August 14, 2026. At maturity, if the worst-performing underlier is below its downside threshold (65% of initial level), investors suffer proportional principal loss; payment could be significantly less than principal or zero. All payments are subject to Morgan Stanley's credit risk.