Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering auto-callable, principal-at-risk notes linked to the EURO STOXX 50® Index with a $1,000 stated principal per security and maturity on May 29, 2031. The securities pay no interest, can be automatically redeemed on the first determination date for an $1,100 early redemption payment, and provide a 200% participation rate in appreciation if not called. If the final index level falls below the downside threshold of 50% of the initial level, investors lose principal pro rata; payments and value are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering $6,745,000 of Digital S&P 500® Index-Linked Notes due June 3, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and repay an amount at maturity based on the S&P 500® Index performance from the Trade Date May 4, 2026 to the Determination Date June 1, 2027. Each $1,000 face amount will return $1,090.30 if the Final Underlier Level is at least 90% of the Initial Underlier Level (Initial Index Level: 7,200.75). If the index declines by more than 10%, holders suffer a pro rata loss (the formula uses a Buffer Rate of approximately 111.11%). The estimated value on the Trade Date was $983.90 per note and the price to public is $1,000 per note.
Morgan Stanley Finance LLC priced Market‑Linked Notes due August 18, 2027, linked to the worst performing of the Russell 2000®, Dow Jones Industrial and Nasdaq‑100 indices. Each note has a $1,000 stated principal amount, May 13, 2026 pricing and strike dates, August 13, 2027 observation date, and 100% participation with a maximum payment at maturity of $1,117.50 per note. Notes pay no interest, return principal if any underlier is flat or down at observation, and are unsecured obligations of MSFL fully guaranteed by Morgan Stanley. Estimated value on the pricing date was approximately $984.20 per note. All payments are subject to issuer credit risk; the notes will not be listed on an exchange.
Morgan Stanley Finance LLC is offering Buffered PLUS securities due May 22, 2031, principal at risk and fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and pays no interest. Payout depends on the worst performing of the Dow Jones Industrial Average and the S&P 500, using a 106% leverage factor for upside, a 25% buffer and a 25% minimum payment at maturity. Estimated value on the pricing date was approximately $941.40 per security. Payments are subject to issuer credit risk, the calculation agent’s determinations and potential illiquidity in any secondary market.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due June 11, 2027 linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices. Each security has a $1,000 stated principal amount and a fixed $90 upside payment (9%) if the worst performing underlier finishes at or above its 60% downside threshold on the observation date June 8, 2027. If any underlier finishes below its 60% threshold, the payment equals principal multiplied by the performance factor of the worst performing underlier, exposing investors to up to full principal loss. The estimated value on the pricing date was approximately $989.70 per security and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS notes due December 2, 2027 with a stated principal amount of $1,000 per security. The securities are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley. The payout at maturity is determined solely by the worst performing of the Russell 2000® and the S&P 500®, subject to a 10% buffer, a leveraged upside (leverage factor set on the pricing date between 106%–111%), a 100% absolute return participation rate and a minimum payment of 10% of principal. If the worst performing underlier closes below its buffer level on the observation date, investors bear proportional losses beyond the buffer. All payments are subject to MSFL and Morgan Stanley credit risk. The pricing and strike dates are May 27, 2026 and original issue date is June 1, 2026. The estimated value on the pricing date was approximately $965.70 per security.
Morgan Stanley Finance LLC offers Principal at Risk auto-callable securities tied to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, with a stated principal amount of $1,000 per security and aggregate principal of $1,255,000. The securities pay a contingent coupon at an annual rate of 14.00% only when the underlier's closing level meets or exceeds the coupon barrier on observation dates and may be automatically redeemed early if the underlier meets the call threshold on a redemption determination date. The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley. At maturity investors receive principal only if the final level is at or above the downside threshold; otherwise payment equals the stated principal multiplied by the performance factor and could be significantly less or zero. The estimated value on the pricing date was $884.00 per security. Terms include a strike/pricing date of March 17, 2026 and maturity of March 20, 2031, with the first redemption determination date on March 17, 2028.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Structured Investments: Enhanced Buffered Jump Securities with a stated principal amount of $1,000 per security and an aggregate principal amount of $850,000. The securities mature on April 2, 2027 with an observation date of March 30, 2027. If the final level is at or above the buffer level (85), holders receive the stated principal plus a fixed upside payment of $227.50 (22.75%). If the final level is below the buffer level, holders incur losses equal to 1.1765% for each 1% decline beyond the 15% buffer; there is no minimum payment and investors could lose their entire investment. The estimated value on the pricing date was $961.60 and the issue price is $1,000 (agent commission $10, proceeds $990). All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a preliminary offering of Buffered PLUS notes linked to the S&P 500® Index with a stated principal of $1,000 per security and a maturity of June 17, 2027. The securities provide 150% leveraged upside on positive index performance capped at a $1,126 per security maximum and include a 10% buffer (losses below the buffer are pro rata). The observation date is June 14, 2027 and the strike/pricing date is May 14, 2026. The estimated value on the pricing date is approximately $985.70 per security and the minimum payment at maturity is 10% of principal. All payments are subject to the issuer and guarantor credit risk and U.S. federal tax treatment is described as uncertain in this preliminary supplement.
Morgan Stanley Finance LLC offers structured, principal-at-risk notes due June 4, 2027, fully guaranteed by Morgan Stanley, linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices.
The securities have a $1,000 stated principal amount and $1,000 original issue price. At maturity investors receive either the stated principal plus an upside payment (capped at $1,125 per security), a positive absolute-return payment if the worst underlier finishes between its initial level and the 80% buffer level, or a reduced principal if the worst underlier finishes below the buffer; the minimum payment at maturity is 20% of principal.