Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Principal at Risk notes due May 6, 2031, fully and unconditionally guaranteed by Morgan Stanley, with an aggregate principal amount of $3,310,000 at a stated principal amount of $1,000 per security.
The securities pay a contingent coupon at an annual rate of 11.60% on each coupon payment date only if the closing level of the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index (the underlier) is at or above the coupon barrier (1,077.632, 80% of the initial level) on the related observation date. Automatic early redemption is possible if the underlier equals or exceeds the call threshold (1,347.04, 100% of the initial level) on a redemption determination date. At maturity, if the final level is below the buffer level (1,144.984, 85% of the initial level), principal is reduced by 1% for each 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal.
Morgan Stanley Finance LLC priced a Conditional Lookback Entry Trigger PLUS due October 29, 2030, guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security, aggregate principal of $4,696,000 and an original issue price of $1,000 per security.
Payment at maturity depends on the S&P 500® Futures Excess Return Index final level versus specified thresholds and a knock-in feature. Key terms include an initial level 577.43, a knock-in level 519.687 (90% of initial), a leverage factor 164%, an upside threshold ~606.302 (≈105%) and a downside threshold 404.201 (70%). The estimated value on the pricing date was $951.00 per security. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering Principal-at-Risk structured notes linked to Ulta Beauty, Inc. common stock with an aggregate principal amount of $100,000 and a stated principal amount of $1,000 per security.
The notes pay a contingent coupon at an annual rate of 14.50% on each coupon payment date only if the closing level of Ulta Beauty is at or above the coupon barrier level on the related observation date. The securities are automatically redeemed early if the underlier is at or above the call threshold on any redemption determination date, and mature on June 4, 2027.
If not redeemed early, investors receive the stated principal at maturity only if the final level is at or above the downside threshold ($361.726, or 68% of the initial level). If the final level is below that threshold, the maturity payment equals the stated principal multiplied by the performance factor (final level/initial level) and could be significantly less than, or equal to, zero. All payments are subject to MSFL's and Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers $6,604,000 aggregate principal amount of dual-directional buffered participation securities due May 7, 2027, fully and unconditionally guaranteed by Morgan Stanley. The notes have a stated principal amount of $1,000 per security and an original issue price of $1,000 per security.
At maturity the payment is tied to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500 indices: upside is capped at $1,138.50 per security (113.85%), an absolute-return participation and a 20% buffer apply, and the minimum payment at maturity is 20 of principal. All payments are subject to issuer credit risk; the estimated value on the pricing date was $993.20 per security.
Morgan Stanley Finance LLC priced a contingent income, memory buffered auto-callable note due May 6, 2031, fully guaranteed by Morgan Stanley. The issue size is $2,969,000 in $1,000 denominations with an estimated value on the pricing date of $902.90 per security. The securities pay a contingent coupon at an annual rate of 10.25% when the underlier meets the coupon barrier on observation dates, feature automatic early redemption if the underlier equals or exceeds the call threshold, and return principal at maturity only if the final level is at or above an 85% buffer; otherwise investors absorb losses beyond the buffer, subject to a 15% minimum payment at maturity.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note program: aggregate principal amount $5,110,000 consisting of securities with a $1,000 stated principal amount issued at $1,000 per security and an estimated value $906.80 on the pricing date. The securities reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, carry a 15% buffer, and feature automatic early redemption opportunities that pay increasing fixed early redemption amounts if the underlier meets or exceeds a call threshold of 1,347.04 on specified determination dates. If not called, maturity is May 6, 2031, with final payout tied to the final level relative to the buffer and a minimum payment equal to 15% of principal. Payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; all payments remain subject to issuer credit risk.
Morgan Stanley Finance LLC priced Principal-at-Risk buffered jump securities linked to Vertiv Holdings Co Class A common stock. The notes have a $1,000 stated principal amount, issue price $1,000, aggregate principal amount of $6,147,000, an estimated value of $977.30 on the pricing date, and mature on May 19, 2027.
The securities pay a fixed upside payment of $247.80 (24.78%) if the final level is at or above the 70% buffer level. If the final level is below the buffer level, investors lose 1.4286% of principal for every 1% decline beyond the 30% buffer; there is no minimum payment and full principal loss is possible. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers S&P 500® index-linked digital notes due in roughly 16–19 months with principal at risk. Each note has a $1,000 Face Amount and will pay a capped cash amount at maturity: if the Final Underlier Level is ≥90% of the Initial Underlier Level, holders receive a Maximum Settlement Amount (expected to be $1,115.10 to $1,135.40 per $1,000). If the Final Underlier Level is below 90%, repayment is reduced according to the Buffer Rate (~111.11%) and could result in a total loss of principal. The notes pay no interest, are unsecured obligations of MSFL, are fully guaranteed by Morgan Stanley, and are subject to issuer credit risk and limited secondary-market liquidity. The estimated Trade Date value is approximately $985.80 per note and the agent concession is 1.11% ($11.10 per $1,000).
Morgan Stanley Finance LLC offers structured, auto-callable Jump Notes due May 23, 2033, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and an estimated pricing-date value of approximately $904.80. The notes pay no interest, include an automatic early redemption feature beginning on the first determination date (May 18, 2027) with fixed early redemption payments that escalate annually through May 21, 2032, and a maturity payoff that returns principal plus any upside (100% participation) only if the final index level exceeds the initial level.
The underlier is the Morgan Stanley Amplitude Index, a rules-based, volatility-targeted multi-asset index established January 5, 2026. All payments are unsecured and subject to issuer and guarantor credit risk; the notes will not be listed and may have limited secondary market liquidity. The offering includes customary distribution fees and hedging-related costs that reduce the economic terms to investors.
Morgan Stanley Finance LLC is offering Structured Investments — Buffered Participation Securities due June 4, 2027 — fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, a 10% downside buffer, 100% participation in upside subject to a capped maximum payment, and a 10% minimum payment at maturity. The securities pay no interest, expose investors to issuer credit risk, and may result in significant principal loss if the S&P 500® Index closes below the buffer on the observation date.