Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers Trigger PLUS securities due May 13, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and is linked to the worst performing of the Nasdaq-100 Futures Excess Return™ Index and the S&P 500® Futures Excess Return Index. The securities feature a leveraged upside of 268% on the appreciation of the worst performing underlier, a downside threshold of 70% (below which principal is lost 1% per 1% decline), and no guaranteed interest. The pricing date and strike date are May 8, 2026, the original issue date is May 13, 2026, and the observation date is May 8, 2031. The estimated value on the pricing date was approximately $959.50 per security. All payments are subject to issuer and guarantor credit risk; holders may lose some or all of their investment.
Morgan Stanley Finance LLC offers Principal at Risk notes due June 17, 2027 linked to the worst performing of the Russell 2000® and the S&P 500®. Each security has a stated principal amount of $1,000 and an upside payment of $105 (10.50%) if both underliers finish at or above their 70% downside threshold on the observation date of June 14, 2027. If the final level of either underlier is below its downside threshold, the payment equals the stated principal multiplied by the performance factor of the worst performing underlier, exposing investors to a 1% loss for each 1% decline (no minimum payment).
The pricing date and strike date are May 12, 2026, original issue date is May 15, 2026, and the estimated value on the pricing date is approximately $990.60 per security. All payments are subject to the credit risk of MSFL and Morgan Stanley; investors may lose some or all principal.
Morgan Stanley Finance LLC is offering market-linked, auto-callable principal-at-risk securities linked to the common stock of Blackstone Inc. with a stated face amount of $1,000 per security and maturity on May 25, 2027. The securities pay contingent monthly coupons (with a memory feature) only if the underlying stock closes at or above a coupon threshold equal to 60% of the starting price, and the contingent coupon rate will be set on the pricing date at a rate of at least 12.65% per annum. The offering documents state an estimated value on the pricing date of approximately $965.90 per security (within $35.00 of that estimate). If not called and the ending price is below the downside threshold (60% of the starting price), the maturity payment will be the face amount multiplied by the performance factor, exposing holders to loss of more than 40% of principal and possibly all of their investment.
Morgan Stanley Finance LLC is offering auto-callable, principal-at-risk market‑linked securities due February 2, 2029, fully guaranteed by Morgan Stanley, linked to the lowest performing of Alphabet (GOOGL), Micron (MU) and Microsoft (MSFT). Each security has a face amount of $1,000, a public offering price of $1,000 and an estimated value on the pricing date of $901.50. The securities feature a 200% participation rate in positive performance of the lowest performing underlying stock, an automatic call on February 4, 2027 with a cash call payment of $1,280, and downside exposure if the lowest performing stock falls below its 50% threshold. Purchasers bear issuer credit risk, issuance and hedging costs, and may lose more than 50%, possibly all, of principal if the lowest performing stock declines below its threshold on the calculation day.
Morgan Stanley Finance LLC is offering Structured Investments — Contingent Income Auto-Callable Notes due April 16, 2031, fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and pays a contingent coupon of 9.50% per annum only when the closing level of each underlying (Netflix, Meta Class A, Micron) is at or above its coupon barrier on quarterly observation dates. The notes are automatically redeemed early if, on any redemption determination date beginning April 12, 2027, the closing level of each underlier is at or above its call threshold (100% of initial levels). If not redeemed early, holders receive the stated principal at maturity and a final contingent coupon if payable. The notes are unsecured, unlisted, subject to Morgan Stanley credit risk, and were issued at $1,000 with an estimated value of $948.30 on the pricing date.
Morgan Stanley Finance LLC priced a $1,005,000 offering of Variable Income Auto-Callable Notes due August 1, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and an original issue price of $1,000; the estimated value at pricing was $945.10. The notes pay a variable monthly coupon of either 10.25% (higher coupon) or 0.25% (lower coupon) depending on the closing levels of four reference stocks on observation dates, are auto-redeemable on scheduled redemption determination dates, and pay principal at maturity if not previously redeemed. All payments are subject to Morgan Stanley credit risk and the notes are unsecured and unlisted.
Morgan Stanley Finance LLC priced a $4,351,000 aggregate offering of Performance Leveraged Upside Securities (PLUS) linked to the Russell 2000® Index, fully and unconditionally guaranteed by Morgan Stanley. The PLUS mature on August 4, 2027 with a valuation date of July 30, 2027 (subject to postponement). Each PLUS has a stated principal amount of $1,000, an issue price of $1,000 and an estimated value on the pricing date of $970.40. Investors receive 300% leveraged upside of index appreciation up to a maximum payment at maturity of $1,220.40 per PLUS; downside is 1% loss of principal for each 1% decline in the index, with no minimum payment and potential loss of the entire investment. Initial index closing value on the pricing date was 2,799.905.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities due May 5, 2031 linked to the S&P 500® Futures Excess Return Index. The stated principal amount is $1,000 per security and the aggregate offering is $1,267,000. The securities pay no interest and provide a leveraged upside equal to 214.50% of the index appreciation if the final level exceeds the initial level of 581.37. If the final level is between the initial level and the downside threshold (70% of initial, 406.959), investors receive principal; below the downside threshold, investors lose 1% of principal for every 1% decline in the index. The estimated value on the pricing date was $964.50 per security; the issue price is $1,000 with agent commissions of $7.50 per security. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a capped, principal-at-risk structured note ("Trigger PLUS") with an aggregate stated principal amount of $2,000,000 and a $1,000 stated principal per security. The securities reference the Dow Jones Industrial Average and the S&P 500® Index, mature on May 5, 2031, and base payoff on the worst performing underlier.
Key mechanics: a 131% leverage factor applies to upside of the worst performing underlier; a 75% downside threshold protects principal only if the worst performing underlier finishes at or above that level; if the worst performing underlier finishes below the threshold, investors lose pro rata principal (up to 100%). The issue price is $1,000 with an estimated value on pricing date of $946.30. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced Principal at Risk Buffered Participation Securities linked to the S&P 500® Index. The securities have a stated principal amount of $1,000 per security, an issue price of $1,000 and an aggregate principal amount of $500,000. The initial level is 7,209.01 (strike date April 30, 2026) and the observation date is November 1, 2027 with maturity on November 4, 2027.
At maturity the payoff is: (1) stated principal plus upside (100% participation) capped at a maximum payment of $1,146 if the final level > initial level; (2) the stated principal if the final level ≥ the buffer level (80% of initial); or (3) a reduced payment that declines 1% for each 1% the underlier falls below the buffer, subject to a minimum payment of 20% of principal. All payments are subject to the issuer and guarantor credit risk.