Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note offering: Series of auto-callable securities linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and S&P 500. The offering is for 832 total securities at a $1,000 stated principal amount per security, with an aggregate principal amount of $832,000 and an estimated value on the pricing date of $938.60 per security. The securities can be automatically redeemed on the first determination date if each underlier meets its call threshold, pay an early redemption amount of $1,128.50 if called, and otherwise pay at maturity based on the worst performing underlier (including downside exposure below 70% of initial levels). All payments are subject to MSFL/Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced market-linked notes totaling $561,000 aggregate principal. Each $1,000 note matures on May 5, 2031 and references the S&P 500® Futures Excess Return Index. The notes pay no interest and return the stated principal at maturity; if the index finishes above the initial level (581.37), holders receive the stated principal plus an upside payment equal to the participation rate (128%) multiplied by the index percent change. The estimated value on the pricing date was $960.40 per note. All payments are unsecured and subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced market-linked notes due May 3, 2030 linked to the worst performing of the Russell 2000® Index and the EURO STOXX 50® Index and fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount, an issue price of $1,000 per note and aggregate principal of $149,000. The estimated value on the pricing date was $962.00 per note.
At maturity investors receive the stated principal plus an upside payment equal to 123% (participation rate) times the percentage appreciation of the worst performing underlier if that underlier’s final level is greater than its initial level; otherwise investors receive only the stated principal. The notes pay no interest and are subject to Morgan Stanley’s credit risk. Tax treatment is as a contingent payment debt instrument with a comparable yield of 4.6306%.
Morgan Stanley Finance LLC priced market-linked notes due May 5, 2031, fully guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount, $560,000 aggregate issuance and pay no interest. At maturity investors receive principal and, if the S&P 500® Futures Excess Return Index is higher on the observation date (April 30, 2031), an upside payment equal to 128% of the underlier percent change applied to principal.
Estimated value at issuance was $959.80 per note; payments are unsecured and subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced structured Jump Notes linked to Meta Platforms class A common stock. Each unsecured note has a $1,000 stated principal amount and an aggregate offering of $692,000. The notes pay no interest and mature on May 3, 2029. If the closing level of Meta on the observation date is greater than or equal to the initial level of $611.91, each note will pay the stated principal plus a fixed upside payment of $252 (a 25.20% return); if the final level is below the initial level, investors receive only the stated principal at maturity. The estimated value at pricing was $976.60 per note, reflecting issuance, structuring and hedging costs. Payments are unsecured and subject to Morgan Stanley and MSFL credit risk; the notes will not be listed and secondary liquidity may be limited.
Morgan Stanley Finance LLC priced $1,572,000 of structured, market‑linked notes due May 3, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and was issued at $1,000 per note with an estimated value on the pricing date of $978.60. The notes pay no periodic interest and return principal at maturity if the S&P 500® final level is equal to or below the initial level (7,209.01). If the final level is greater than the initial level, holders receive principal plus an upside payment equal to 100% participation in the index appreciation, capped at a maximum payment of $1,210 per note. All payments are subject to issuer credit risk, the notes will not be listed, secondary trading may be limited, and tax treatment is as contingent payment debt instruments with a comparable yield of 4.5407%.
Morgan Stanley Finance LLC is offering Buffered PLUS notes due May 3, 2030, fully guaranteed by Morgan Stanley. The securities have a stated principal amount of $1,000 per security and an aggregate principal amount of $650,000. Payments at maturity depend on the performance of the worst performing of the Russell 2000® and S&P 500® indices versus their initial levels on the strike date of April 30, 2026. The notes provide a 20% buffer against losses on the worst performing underlier, a 120% leverage factor on upside, and a minimum payment at maturity of 20% of principal. The securities pay no interest, are principal‑at‑risk, are unsecured obligations of MSFL and are subject to Morgan Stanley credit risk. Estimated value on the pricing date was $966.90 per security, and the issue price is $1,000 (commissions and fees reduce proceeds to MSFL).
Morgan Stanley Finance LLC priced structured, principal‑at‑risk, auto‑callable notes linked to the worst performing of the Dow Jones Industrial, Nasdaq‑100 and S&P 500. The securities have a $1,000 stated principal amount, an issue price $1,000, an estimated value $946.40 on the pricing date and mature on May 3, 2030.
The notes auto‑redeem if each index is at or above its call threshold on the first determination date (May 4, 2027) for an early redemption payment of $1,129. If not auto‑redeemed, maturity payoffs depend on the worst performing index: investors may receive the principal plus an upside payment (participation rate 150%), only principal, or a reduced principal that falls 1% for each 1% the worst index declines below its downside threshold (70% of initial). All payments are subject to Morgan Stanley and MSFL credit risk.
Morgan Stanley Finance LLC priced Principal-at-Risk notes linked to the S&P 500® and Russell 2000®, issuing $1,000 stated principal per security with an aggregate principal amount of $1,203,000. The securities pay no interest and expose investors to the performance of the worst performing underlier; maturity is May 5, 2031 and the observation date is April 30, 2031. The estimated value on the pricing date was $951.90 per security and the stated upside payment is $460 (46% of principal). Payments at maturity depend on whether each underlier is at or above its initial level, between its initial level and a ~75% downside threshold, or below that threshold; losses can be substantial and could result in a complete loss of principal. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced Principal at Risk notes (Structured Investments Enhanced Trigger Jump Securities) linked to the worst performing of the iShares MSCI EAFE ETF and the Russell 2000 Futures Excess Return Index. Each security has a $1,000 stated principal amount, a fixed upside payment of $515 (51.50%) if both underliers finish at or above 65% of their initial levels, and otherwise suffers principal loss equal to the percentage decline of the worst performing underlier. The securities mature May 6, 2031 and are fully and unconditionally guaranteed by Morgan Stanley. Estimated value on the pricing date was $978.60 per security; issue price was $1,000. All payments are subject to issuer and guarantor credit risk.