Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering dual directional, principal‑at‑risk notes linked to Marvell Technology, Inc. common stock with automatic early redemption and maturity protections that depend on the underlier's closing levels. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $943.80.
The securities are callable on a series of determination dates beginning July 23, 2027, with scheduled early redemption payments that rise over time (for example, $1,354.00 on the first early redemption date and $2,032.50 on the last scheduled early redemption before maturity). If not called, the payment at maturity can be $2,062.00 if the final level is at or above the call threshold, a limited positive payout if the final level is between the call threshold and the downside threshold, or a pro rata loss (performance factor) if the final level is below the downside threshold. All payments are subject to Morgan Stanley's credit risk and U.S. federal tax treatment is described as uncertain.
Morgan Stanley Finance LLC is offering Trigger GEARS linked to a weighted basket of global indices maturing July 17, 2031, fully guaranteed by Morgan Stanley. Each $10 Security returns $10 plus any positive Basket Return multiplied by an Upside Gearing (1.10–1.29 set on the Trade Date). If the Final Basket Level is below the Downside Threshold (75 of initial 100), holders can lose a portion or all of principal; if the Final Basket Level is at or above the threshold and the Basket Return ≤ 0, principal is returned at maturity. Issue Price is $10.00; estimated Trade Date value ~ $9.167. Payments depend on the Basket’s Closing Levels on the Final Valuation Date and are subject to issuer credit risk, Calculation Agent discretion and possible postponement for Market Disruption Events.
Morgan Stanley has priced an offering of Fixed Rate Notes with an aggregate principal amount of $50,000,000. The notes were issued at an issue price of $1,000 per note on an original issue date of June 8, 2026 and mature on August 9, 2027.
The notes pay interest in arrears at a stated rate of 4.32% per annum with a single interest payment date of August 9, 2027. Payments are unsecured and subject to the credit risk of Morgan Stanley. The notes will not be listed on any exchange. The pricing supplement shows per‑note original issue discount (OID) accruals totaling $50.5200 per note as of maturity periods listed.
Morgan Stanley Finance LLC is offering Structured Investments Variable Income Auto-Callable Notes due June 30, 2031, fully guaranteed by Morgan Stanley. The offering registers an aggregate principal amount of $4,279,000 in $1,000 denominations. The notes pay a variable monthly coupon that is either 12.00% (higher) or 0.25% (lower) per annum depending on each observation date and are linked to the worst performing share among AMD, Meta (class A), Marvell and Tesla. The notes may be automatically redeemed early on scheduled redemption determination dates if every underlier meets its call threshold; early redemption pays the stated principal plus the higher coupon for the related period. The estimated value on the pricing date was $942.40 per note and the price to public was $1,000 per note (agent commission $42.50 per note). All payments are subject to Morgan Stanley's credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC priced a structured, variable‑coupon, auto‑callable note offering linked to the worst performing of NVDA, META, ORCL and GOOG, with an $1,261,000 aggregate principal amount and a stated principal amount of $1,000 per note. The notes are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley; they pay a variable coupon of either 9.25% (higher coupon) or 0.25% (lower coupon) per annum depending on observation‑date tests and include automatic early redemption mechanics and a final maturity of June 30, 2031.
The issue price is $1,000 per note, the estimated value on the pricing date is $948.50 per note, selected dealers receive a $37 commission per note, and net proceeds per note to the issuer are $963 (total proceeds shown $1,214,343).
Morgan Stanley Finance LLC is offering Structured Investments: Variable Income Auto-Callable Notes due June 30, 2031, linked to the worst performing of Palantir (PLTR), Goldman Sachs (GS) and Qualcomm (QCOM), with an aggregate principal amount of $543,000. The notes pay a variable monthly coupon of 9.75% (higher) or 0.25% (lower), are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC priced $894,000 of structured, variable‑coupon auto‑callable notes due June 30, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. The notes pay a monthly variable coupon of 6.00% (higher) or 1.00% (lower) depending on monthly observation dates and are linked to the worst performing of Meta (META), Palantir (PLTR), Netflix (NFLX) and Tesla (TSLA). The notes can be automatically redeemed beginning with the first redemption determination date June 25, 2027 if each underlier meets its call threshold; otherwise investors receive scheduled coupons and the stated principal of $1,000 per note at maturity. All payments are subject to the issuer’s credit risk and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC priced an auto-callable, principal-at-risk note series fully guaranteed by Morgan Stanley linked to the worst performing of the SPDR® S&P MidCap 400® ETF Trust (MDY) and the SPDR® S&P® Regional Banking ETF (KRE). The securities have a $1,000 stated principal amount, an original issue price of $1,000 and aggregate principal of $925,000. Automatic early redemption can occur on periodic determination dates beginning June 29, 2027, offering fixed early redemption payments that rise over time (first early redemption payment shown as $1,108 per security). If not redeemed, maturity is July 1, 2031 with a capped favorable payment of $1,540 if both underliers meet call thresholds; conversely, a final shortfall below the downside thresholds (70% of initial levels) exposes investors to up to 100% of the downside of the worst performing underlier.
Morgan Stanley Finance LLC is offering Market-Linked Notes due July 1, 2031 that are fully and unconditionally guaranteed by Morgan Stanley. The offering aggregates $4,421,000 and each Note has an Issue Price of $1,000 and an estimated Trade Date value of $953.10. The Notes pay no interest and at maturity will return either the $1,000 principal or, if a weighted Basket of five international indices has a positive Basket Return on the Determination Date, the principal plus the Basket Return multiplied by a 110% Participation Rate. The Notes are unsecured, not listed, subject to Morgan Stanley credit risk, and are intended to be held to maturity; proceeds will be used for general corporate purposes.
Morgan Stanley Finance LLC is offering Principal at Risk structured securities linked to the S&P 500® Index due June 30, 2031. Each security has a $1,000 stated principal amount and pays no interest; estimated value on the pricing date was $946.30.
The payoff depends on the index level on the observation date (June 25, 2031): full upside participation at 100% is capped at $1,606.50 (160.65%); a 15% buffer protects limited declines; below the buffer investors lose principal pro rata, with a minimum payment of 15% of principal.