Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities due February 16, 2028, linked to the worst performer of the iShares MSCI EAFE ETF, the Russell 2000 Index and the State Street Utilities Select Sector SPDR ETF, fully guaranteed by Morgan Stanley.
The notes may pay a contingent coupon at 6.75% per year, but only if on each observation date all three underliers are at or above their coupon barrier levels, initially set at 70% of their strike-date levels. Missed barriers on any underlier for a period mean no coupon for that period.
The notes auto-call at par plus the applicable coupon if, on any redemption determination date starting August 11, 2026, all underliers are at or above their call thresholds, initially 100% of their strike-date levels. If not called, and at maturity any underlier finishes below its downside threshold (70% of its initial level), investors lose 1% of principal for each 1% decline of the worst underlier and can lose their entire investment. The estimated value on the pricing date is approximately $957 per $1,000 security, reflecting issuance, hedging and structuring costs and an internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $3,080,000 of Jump Securities with an auto-call feature maturing February 8, 2029. Each note has a $1,000 principal amount and is linked to the worst performer of the iShares U.S. Aerospace & Defense ETF (ITA) and the State Street Consumer Staples Select Sector SPDR ETF (XLP).
The notes may be automatically redeemed starting February 5, 2027 if both ETFs are at or above their call thresholds (100% of initial levels), paying early redemption amounts designed to reflect about 13.60% per annum returns. If held to maturity and both ETFs stay at or above their call thresholds, investors receive $1,408 per note; if either finishes below its downside threshold (70% of initial), repayment is reduced 1% for each 1% decline in the worst ETF and can fall to zero.
The estimated value on the pricing date is $975.70 per note, below the $1,000 issue price because of issuing, selling, structuring and hedging costs and use of an internal funding rate. The notes carry full principal risk, are unsecured obligations subject to Morgan Stanley’s credit risk, are not listed on an exchange, and face additional risks from ETF concentration, market volatility, liquidity limits and uncertain U.S. tax treatment.
Morgan Stanley Finance LLC is offering $1,674,000 of principal-at-risk Jump Securities with an auto-call feature maturing on February 8, 2029, linked to the VanEck Semiconductor ETF. The $1,000-per-security notes can be automatically redeemed starting February 11, 2027 if the ETF closes at or above the $382.02 call threshold, paying fixed cash amounts that imply about 16.75% per annum.
If not called, maturity payment ranges from $1,502.50 per security (if the final ETF level is at or above the call threshold) down to a full loss of principal if the ETF finishes below the $229.212 downside threshold, with losses matching the ETF’s decline. The notes pay no interest, do not participate in ETF upside, are unsecured obligations guaranteed by Morgan Stanley, will not be listed on any exchange, and are intended for fee-based advisory accounts. The estimated value on the pricing date is $965.80 per $1,000, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Buffered PLUS notes linked to the S&P 500® Index, maturing on August 29, 2028. Each $1,000 security pays no interest and offers 200% leveraged upside when the index rises, up to a maximum payment of at least $1,225.
If the index ends between 90% and 100% of its initial level, investors receive only principal back. Below 90%, principal is lost one-for-one beyond the 10% buffer, with a minimum payment of 10% of principal. The notes are unsecured, subject to Morgan Stanley credit risk, not exchange-listed, and have an estimated value of about $963.10 per $1,000 at pricing, reflecting embedded costs and internal funding rates.
Morgan Stanley Finance LLC is offering $1,321,000 of contingent income auto-callable securities due February 7, 2031, linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index and fully guaranteed by Morgan Stanley. These notes pay a 9.65% annual contingent coupon only when the index closes at or above a barrier on scheduled observation dates and may redeem early if the index is at or above 90% of its initial level on specified redemption determination dates. If held to maturity and the index is at or above 60% of its initial level, investors receive principal back (plus any final contingent coupon); if it finishes below 60%, repayment is reduced one-for-one with the index decline and can fall to zero. The notes are unsecured, not listed on an exchange, and were valued on the pricing date at $905 per $1,000 issue price, reflecting embedded costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC is offering $2,000,000 of structured Callable Contingent Income Buffered Securities, at $1,000 per note, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a contingent coupon at 9.40% per year only if, on each observation date, the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the State Street® Utilities Select Sector SPDR® ETF all close at or above their coupon barrier levels (70% of their initial levels).
The notes are linked to the worst-performing of the three underliers and can be called in whole, starting May 7, 2026, if a risk-neutral valuation model indicates early redemption is economically rational for Morgan Stanley. If not called and, at maturity, each underlier is at or above its 80% buffer level, investors receive full principal back plus any final coupon. If any underlier finishes below its buffer, principal is reduced 1% for each 1% decline of the worst underlier beyond the 20% buffer, but not below a minimum 20% of principal. The estimated value on the pricing date is $981.90 per note, the securities are not listed, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is issuing $5,121,000 of callable contingent income securities at $1,000 per note, fully and unconditionally guaranteed by Morgan Stanley. These notes pay a 12.00% per annum contingent coupon only when all three underliers—the Nasdaq-100® Technology Sector Index, Russell 2000® Index and S&P 500® Index—close on an observation date at or above their coupon barrier levels (75% of initial levels).
The notes are callable in whole, but not in part, on scheduled redemption dates starting May 7, 2026, if a risk‑neutral valuation model indicates early redemption is economically rational for the issuer. If not called, and if each index finishes at or above its downside threshold (70% of initial), investors receive principal back at maturity plus any final coupon; if any index finishes below its threshold, repayment is reduced 1% for every 1% decline in the worst performer and can fall to zero.
Principal is entirely at risk, investors do not participate in any index upside, and the estimated value on the pricing date is $975.70 per security, below the $1,000 issue price. All payments depend on Morgan Stanley’s credit and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC is offering $368,000 of Dual Directional Buffered Participation Securities, $1,000 per note, linked to the worst performer of the Nasdaq-100® Technology Sector Index and the Russell 2000® Index, fully and unconditionally guaranteed by Morgan Stanley.
The notes pay no interest and mature on April 8, 2027. Investors can gain 1:1 upside based on the worst-performing index, capped at a maximum payment of $1,145 per note (114.5% of principal), and benefit from a 15% downside buffer, with a minimum payment of 15% of principal.
If either index falls more than 15%, principal is reduced 1% for each additional 1% decline in the worst performer. The estimated value on the pricing date is $962.50 per note, below the $1,000 issue price, and the notes will not be listed on any exchange and are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk structured notes linked to the worst performer of Meta, Microsoft and Tesla common stocks. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of about $928.10.
The notes may auto-call on August 11, 2026 if each stock closes at or above 90% of its initial level, paying an early redemption amount of $1,440 per security and then terminating. If held to the February 14, 2031 maturity and not called, investors receive principal plus a 200% participation in the gain of the worst-performing stock if all finish above their initial levels, only principal if all finish at or above 50% of initial, and a proportional loss if any finish below 50%, potentially losing the entire investment.
The securities pay no interest, are unsecured and unsubordinated, are not listed on any exchange, and all payments depend on Morgan Stanley’s creditworthiness.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $1,005,000 of Enhanced Buffered Jump Securities due February 8, 2029, linked to the worst performer of the S&P MidCap 400® and S&P 500® indices.
The notes pay no interest and return principal plus a fixed $250 upside payment per $1,000 if the final level of each index stays at or above 85% of its initial level. If either index finishes below this buffer, investors lose 1% of principal for each 1% decline beyond the 15% buffer, with a minimum payment of 15% of principal.
The securities are unsecured obligations of MSFL, guaranteed by Morgan Stanley, not listed on any exchange, and have an estimated value on the pricing date of $977.80 per $1,000 note due to issuing, selling, structuring and hedging costs and the issuer’s internal funding rate.