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MORGAN STANLEY (MS) SEC Filings, Feb 6, 2026

MS NYSE

Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.

Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.

Rhea-AI Summary

Morgan Stanley Finance LLC is issuing structured notes called Contingent Income Memory Auto-Callable Securities due February 8, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 principal amount, with a total offering of $2,950,000.

The notes pay a 10.10% per annum contingent coupon, but only when the Nasdaq-100 Technology Sector Index, Russell 2000 Index and S&P 500 Index are all at or above 80% of their initial levels on scheduled observation dates; missed coupons can be paid later if conditions are met. The notes are automatically redeemed early at par plus applicable coupons if, on specified quarterly dates starting May 4, 2026, all three indices are at or above 100% of their initial levels.

If not redeemed early, investors receive full principal at maturity only if each index is at or above 60% of its initial level. If any index is below 60%, repayment is reduced 1% for each 1% decline in the worst-performing index, potentially to zero. The securities are unsecured, subject to Morgan Stanley’s credit risk, not listed on an exchange, and priced at $1,000 with an estimated value of $981.80 on the pricing date.

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Morgan Stanley Finance LLC is offering $1,307,000 of principal-at-risk, contingent income auto-callable securities due March 9, 2027, fully guaranteed by Morgan Stanley. These notes are linked to the worst performer of the Nasdaq-100 Technology Sector Index and the S&P 500 Index.

Investors may receive an annual contingent coupon of 8.50%, but only when both indexes close at or above their coupon barrier levels on scheduled observation dates. The notes can be automatically redeemed early if both indexes are at or above their initial levels on specified redemption determination dates.

At maturity, if not called and either index finishes below its downside threshold (80% of its initial level), repayment is reduced 1% for every 1% decline in the worst-performing index, potentially resulting in a total loss of principal. The estimated value on the pricing date is $962.30 per $1,000 security, reflecting issuance, structuring and hedging costs, and all payments depend on Morgan Stanley’s credit.

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Rhea-AI Summary

Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Enhanced Trigger Jump Securities linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100® Technology Sector Index and Russell 2000® Index, maturing on May 20, 2027.

Each security has a $1,000 stated principal amount and pays no interest. If the final level of every index is at or above 70% of its initial level, investors receive $1,000 plus a fixed upside payment of $112.50, an 11.25% return. If any index finishes below its 70% downside threshold, repayment is reduced 1% for every 1% decline in the worst-performing index, with no minimum, so principal can be fully lost.

The securities are unsecured obligations of MSFL, subject to Morgan Stanley’s credit risk, will not be listed on an exchange and may have limited liquidity. The estimated value on the pricing date is approximately $962 per $1,000 security, reflecting issuance, structuring and hedging costs and the issuer’s internal funding rate.

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Rhea-AI Summary

Morgan Stanley Finance LLC is offering principal-at-risk structured notes linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and matures on February 11, 2031.

Investors may receive a 10.25% per annum contingent coupon, paid only when the index closes at or above a 70% coupon barrier on observation dates; missed coupons can be paid later if the barrier is met. The notes are automatically called from February 2027 onward if the index is at or above 100% of its initial level, returning principal plus due and unpaid coupons.

If held to maturity and not called, full principal is repaid only if the final index level is at or above an 85% buffer level. Below that, investors lose 1% of principal for each 1% additional decline, subject to a minimum payment of 15% of principal. The estimated value on the pricing date is approximately $906.20 per security, the notes are unsecured, unlisted, and all payments depend on Morgan Stanley’s credit.

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Morgan Stanley Finance LLC priced Structured Investments—Buffered Jump Securities with an auto-callable feature, issued as $1,000 stated principal notes due February 18, 2031 and fully guaranteed by Morgan Stanley.

The notes reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, feature automatic early redemption on scheduled determination dates if the underlier closes at or above an 85% call threshold, and offer early redemption payments that correspond to approximately a 10.00% per annum return. If not called, the payment at maturity is $1,500 if the final level is at or above the 85% buffer level; if below the buffer, holders lose 1% of principal for each 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal.

The pricing date and strike date were February 12, 2026, original issue date February 18, 2026, and the issuer’s estimated value on the pricing date was approximately $906.70 per security.

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Morgan Stanley Finance LLC is offering structured notes linked to the SPDR® Gold Trust, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $1,000 stated principal amount, pay no interest and mature on March 10, 2027.

At maturity, investors receive $1,000 plus 100% of any gain in the underlier, capped at a maximum payment of $1,127.60 per note. If the SPDR Gold Trust falls, principal is reduced 1% for each 1% decline but not below 95% of principal. The estimated value on the pricing date is approximately $982.30 per note, reflecting issuance, structuring and hedging costs, and all payments are subject to Morgan Stanley’s credit risk.

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Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Jump Securities linked to the S&P 500® Index, priced at $1,000 per security. The estimated value on the pricing date is approximately $979.50 per security, reflecting issuing, selling, structuring and hedging costs.

The notes may be automatically redeemed on February 16, 2027 for an early redemption payment of $1,104.60 per security if the index on the first determination date is at or above the 6,798.40 call threshold. Otherwise, at maturity on February 10, 2028, investors receive upside at a 150% participation rate if the index rises, principal back if it is between 80% and 100% of the initial level, or a proportional loss if it falls below the 5,438.72 downside threshold, potentially losing the entire investment. All payments depend on Morgan Stanley’s credit and the notes will not be listed on any exchange.

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Rhea-AI Summary

Morgan Stanley Finance LLC is offering auto-callable, principal-at-risk notes linked to the worst performer of Citigroup, Goldman Sachs and Bank of America common stocks, maturing in February 2029 and fully and unconditionally guaranteed by Morgan Stanley.

Each $1,000 security pays a contingent coupon of at least 15.00% per annum, but only if on a quarterly observation date every stock closes at or above 70% of its starting price. After a six‑month non‑call period, the notes auto‑call at par plus coupon if all three stocks are at or above their starting prices.

If not called and any stock finishes below its 70% downside threshold at final valuation, investors are exposed 1‑for‑1 to the worst stock’s decline and can lose more than 30%, up to their entire principal. The issuer’s estimated value on the pricing date is about $961.50 per $1,000 security, versus a public offering price of $1,000 and dealer commissions of up to $23.25 per note, highlighting embedded fees and funding costs. The securities are unsecured obligations subject to Morgan Stanley’s credit risk and will not be listed; secondary liquidity may be limited.

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Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing principal-at-risk structured notes offering an 11.00% annual contingent coupon tied to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a $1,000 stated principal amount and matures on February 11, 2031, with automatic early redemption possible starting in 2027 if the underlier closes at or above the call threshold level.

Coupons are paid only when the index closes at or above 70% of its initial level on observation dates, with missed coupons potentially paid later if the barrier is met. If held to maturity and the final index level is at least 50% of the initial level, investors receive principal back plus any due coupons; below 50%, repayment is reduced in line with the index decline and can fall to zero. The preliminary estimated value on the pricing date is approximately $895.20 per $1,000 note, reflecting issuance, structuring and hedging costs. The underlying index is a leveraged, volatility-targeting futures strategy with a 4.0% per annum decrement, which structurally drags performance, and all payments depend on Morgan Stanley’s credit.

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Morgan Stanley Finance LLC is offering $1,000 principal-at-risk Callable Contingent Income Securities due November 18, 2030, fully and unconditionally guaranteed by Morgan Stanley and linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 Index and S&P 500 Index.

The notes pay a 9.20% per annum contingent coupon only if on each observation date all three indexes are at or above 75% of their initial levels; otherwise no coupon is paid for that period. At maturity, if not called and each index is at or above 65% of its initial level, investors receive full principal; if any index is below 65%, repayment is reduced 1% for every 1% decline of the worst index, potentially to zero.

The notes are callable in whole, but not in part, on specified redemption dates starting August 18, 2026, based on a risk-neutral valuation model that favors redemption when it is economically rational for the issuer. The estimated value on the pricing date is approximately $977.30 per $1,000 security, reflecting issuance, structuring and hedging costs. All payments depend on Morgan Stanley’s credit and the notes will not be listed on any exchange.

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FAQ

How many MORGAN STANLEY (MS) SEC filings are available on StockTitan?

StockTitan tracks 7969 SEC filings for MORGAN STANLEY (MS), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for MORGAN STANLEY (MS)?

The most recent SEC filing for MORGAN STANLEY (MS) was filed on February 6, 2026.