Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering principal-at-risk contingent income auto-callable securities due February 8, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 note is linked to the EURO STOXX 50® Index, the Russell 2000® Index and Microsoft common stock, based on the worst-performing of the three.
The notes pay a contingent coupon at 10.75% per year, only if on each observation date all underliers are at or above their coupon barrier levels, set at 70% of initial levels. The securities can be auto-called on scheduled redemption determination dates if all underliers are at or above their call thresholds, equal to 100% of initial levels; in that case, investors receive principal plus the applicable coupon and the product terminates early.
If not called, and at maturity every underlier is at or above its 70% downside threshold, investors receive full principal back plus any final coupon. If any underlier finishes below its downside threshold, repayment is reduced 1% for each 1% decline in the worst-performing underlier, potentially to zero. The estimated value on the pricing date is approximately $950.30 per security, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $23,906,000 of Digital S&P 500® Index-Linked Notes maturing on March 8, 2027. These principal-at-risk notes pay no interest and the payout depends entirely on S&P 500® performance from the February 4, 2026 trade date to the March 4, 2027 determination date.
If the index finish level is at least 90% of the initial level of 6,882.72, investors receive a fixed maximum settlement of $1,085.70 per $1,000 note, equal to a 8.57% total return. If the index falls more than 10%, repayment is reduced using a downside formula with a buffer rate of about 111.11%, and losses can reach 100% of principal.
The original issue price is $1,000 per note, including selling, structuring and hedging costs, while the issuer’s estimated value on the trade date is $984.30. Morgan Stanley & Co. receives a 1.09% sales commission, and the notes are unsecured obligations exposed to Morgan Stanley’s credit risk with no listing or redemption feature.
Morgan Stanley Finance LLC is offering $2,751,000 of capped leveraged notes linked to the VanEck Gold Miners ETF, fully and unconditionally guaranteed by Morgan Stanley. The notes mature on March 8, 2027, pay no interest, and are principal-at-risk unsecured obligations.
At maturity, investors receive $1,000 plus 300% of any positive ETF return, capped at a maximum settlement of $1,542.10 per $1,000 face amount; any loss in the ETF is passed through one-for-one, with no minimum payment, so the entire investment can be lost. The initial ETF level is $98.70, the cap level is 118.07% of that, and the estimated value on the trade date is $979.90 per note versus the $1,000 issue price. Morgan Stanley & Co. earns a 0.95% selling concession, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC is offering Contingent Income Memory Auto-Callable Securities linked to the worst performing of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a contingent coupon at 10.75% per annum only when each index closes at or above its coupon barrier (80% of its initial level) on the relevant observation date, with missed coupons potentially paid later if conditions are met. The securities may be automatically called on scheduled dates if all three indices are at or above their call thresholds (100% of initial levels), returning principal plus due coupons.
If not called, and at maturity in 2031 any index finishes below its downside threshold (70% of initial level), repayment of principal is reduced in line with the decline of the worst index, potentially to zero. The estimated value on the pricing date is approximately $983.60 per $1,000 note, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate. All payments are subject to Morgan Stanley’s credit risk and the notes will not be listed, so liquidity may be limited.
Morgan Stanley Finance LLC is offering principal-at-risk “Buffered Jump Securities” linked to the Nasdaq-100 Index®, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, with no periodic interest payments and all cash flows subject to Morgan Stanley’s credit risk.
The notes may be automatically called on March 4, 2027 if the index on March 1, 2027 is at or above 100% of its initial level, paying an early redemption amount of $1,101 per security. If not called, at maturity on March 2, 2028 investors get upside exposure of 150% of any index gain, full principal back if the index is down but not below 85% of its initial level, and a buffered loss if the index falls below that level, with a minimum payment of 15% of principal. The estimated value on the pricing date is expected to be about $980.50 per security, reflecting embedded structuring and hedging costs.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk structured notes linked to the worst performer of the Nasdaq-100 Index and the VanEck Gold Miners ETF. Each security has a stated principal amount and issue price of $1,000.
The notes pay a contingent coupon at 10.40% per annum only if on each observation date both underliers are at or above their coupon barrier levels, set at 70% of initial levels. The notes are auto-callable quarterly from August 13, 2026 if both underliers are at or above their call thresholds, equal to 100% of initial levels, returning principal plus the applicable coupon.
If not called, at maturity on January 19, 2029 investors receive full principal only if each underlier is at or above its 80% buffer level. Otherwise, the payoff is reduced 1% for each 1% decline of the worst-performing underlier beyond the 20% buffer, subject to a minimum payment of 20% of principal. The preliminary estimated value on the pricing date is approximately $949.10 per security, reflecting issuance, structuring and hedging costs.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk structured notes linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, maturing on February 19, 2031. Each $1,000 note pays a 14.25% annual contingent coupon only when the index is at or above 70% of its initial level on scheduled observation dates.
The notes are auto-callable quarterly starting August 2026 if the index is at or above 100% of its initial level, returning principal plus the relevant coupon. At maturity, if not called and the index is at or above 60% of its initial level, investors receive principal back (plus any final coupon). If the final level is below 60%, repayment is reduced 1% for each 1% index decline and can fall to zero. The estimated value on the pricing date is approximately $903.90 per $1,000 note, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $61,423,000 of Digital Russell 2000® Index-Linked Notes due February 3, 2028. These unsecured notes pay no interest and put principal at risk.
At maturity, investors receive $1,200.10 per $1,000 (120.01% of face amount) if the Russell 2000 final level is at least 90% of its initial level. If the index falls more than 10%, repayment declines, amplified by a buffer rate of about 111.11%, and losses can reach 100% of invested principal. The initial estimated value is $981.70 per $1,000 note, reflecting structuring and hedging costs. The notes are not listed, have limited liquidity, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk “Jump Securities with Auto-Callable Feature” maturing on February 21, 2031, linked to the worst performer of the Dow Jones Industrial Average, S&P 500 Index and Russell 2000 Index.
Each security has a $1,000 stated principal amount and issue price, with an estimated value on the pricing date of approximately $943.10. The notes pay no periodic interest. Starting with the first determination date on February 19, 2027, they are automatically redeemed if each index is at or above its 100% call threshold, for early redemption payments rising from $1,085 up to $1,340 per security.
If not called, at maturity investors receive $1,425 per security if all indices are at or above their call thresholds; $1,000 if any index is below its call threshold but all are at or above 60% downside thresholds; otherwise they lose 1% of principal for each 1% decline in the worst index, potentially down to zero. The notes are unsecured obligations subject to Morgan Stanley’s credit risk and are not listed on an exchange.
Morgan Stanley Finance LLC is offering principal-at-risk Jump Securities with an auto-call feature linked to the worst-performing of the Dow Jones Industrial Average, Nasdaq-100 Index® and S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley.
Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $949.30. The notes may be automatically redeemed on scheduled determination dates starting in February 2027 if all three indices are at or above their call threshold levels, paying fixed call amounts that translate to about 9.00% per annum.
If not called, maturity is in January 2031. Holders then receive $1,450 per security if each index is at or above its call threshold, only the principal back if all are at or above a 70% downside threshold, and a proportional loss if any index finishes below that level, potentially losing the entire investment. Payments depend on Morgan Stanley’s credit, and the securities do not pay periodic interest or offer participation in any index upside beyond the fixed payoff.