Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Buffered Jump Securities with an auto-callable feature linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index. Each note has a $1,000 stated principal amount and pays no interest.
The notes can be automatically redeemed on scheduled determination dates if the index closes at or above 90% of its initial level, with early redemption payments designed to correspond to about 12.40% per annum. If held to maturity and not called, investors receive $1,620 per note if the final index level is at or above the 90% call threshold, only principal back if the index is between 85% and 90% of its initial level, and a proportional loss beyond a 15% buffer with a minimum maturity payment of 15% of principal. The estimated value on the pricing date is approximately $907.40 per note, and investors face both market risk on the index and Morgan Stanley credit risk, with limited expected liquidity and complex U.S. tax treatment.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering S&P 500®-linked Buffered Participation Securities due August 23, 2027. Each $1,000 note pays no interest and offers 100% participation in index gains, capped at a maximum payment of $1,152.50 per security (115.25% of principal).
If the S&P 500® ends down but not below 90% of its initial level, investors receive only their $1,000 principal. Below that 10% buffer, principal is reduced 1% for each additional 1% index decline, with a minimum payment of 10% of principal. The estimated value on the pricing date is approximately $971.70 per security, reflecting structuring and hedging costs and Morgan Stanley’s internal funding rate. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on any exchange, and involve complex, uncertain U.S. tax treatment as prepaid financial contracts.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk “Dual Directional Jump Securities” due February 15, 2029 linked to the worst performer of Microsoft, Alphabet (Class A) and NVIDIA common stocks.
Each $1,000 note may auto-redeem on February 17, 2027 for a fixed $1,571 if all three stocks are at or above their 100% call thresholds on the first determination date. If held to maturity, investors get enhanced upside via a 300% upside participation rate when all final levels exceed initial levels, or up to a 40% positive return if the worst performer is down but above its 60% downside threshold. If any stock finishes below its downside threshold, repayment is reduced 1% for every 1% decline in the worst performer and can fall to zero. The estimated value on the pricing date is approximately $965.30 per note, reflecting issuing, structuring and hedging costs, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk Callable Contingent Income Securities due February 17, 2028, linked to the worst performer of the Nasdaq‑100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, and fully guaranteed by Morgan Stanley.
Investors receive a contingent coupon at an annual rate of 11.95% only if on each observation date all three indices are at or above 70% of their initial levels. If any index is below its coupon barrier on an observation date, no coupon is paid for that period.
From May 18, 2026, the notes are callable in whole on specified redemption dates if a risk‑neutral valuation model shows early redemption is economically rational for the issuer. If not called and at maturity every index is at or above its 70% downside threshold, investors receive their full principal plus any final coupon.
If at maturity any index finishes below its downside threshold, the principal repayment is reduced 1% for each 1% decline of the worst-performing index, potentially to zero. The estimated value on the pricing date is approximately $982.70 per $1,000 note. The securities are unsecured, subject to Morgan Stanley credit risk, and will not be listed on any exchange.
Morgan Stanley Finance LLC is offering Contingent Income Memory Auto-Callable Securities tied to Alphabet Inc. Class A stock, maturing on August 17, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount and issue price of $1,000.
Investors may receive an 11.12% per annum contingent coupon, but only when Alphabet’s closing level is at or above the 65% coupon barrier on observation dates; missed coupons can be “remembered” and paid later if the barrier is met. The notes can be automatically redeemed early if Alphabet is at or above 100% of the initial level on specified redemption determination dates, paying principal plus due and previously unpaid coupons.
If not called and the final level is at or above a 65% downside threshold, investors receive principal plus any payable coupon. Below that threshold, repayment is reduced 1% for each 1% decline in Alphabet, and the maturity payment can fall to zero. The estimated value on the pricing date is approximately $976.50 per security, reflecting issuing, selling, structuring and hedging costs, as well as an internal funding rate and Morgan Stanley’s credit spread. The securities are unsecured, unlisted, subject to Morgan Stanley’s credit risk, may have limited secondary liquidity and involve uncertain U.S. tax treatment.
Morgan Stanley Finance LLC is offering Dual Directional Trigger PLUS notes due August 25, 2027, linked to the worst performer among the SPDR® S&P 500® ETF (SPY), State Street® Consumer Discretionary Select Sector SPDR® ETF (XLY) and State Street® Technology Select Sector SPDR® ETF (XLK). The notes pay no interest and expose holders to full principal loss based on the worst-performing ETF.
Each $1,000 note offers 144% leveraged upside if the worst ETF finishes above its initial level, and up to a 25% positive return if it declines but stays at or above 75% of its initial level. If any ETF ends below its 75% downside threshold, repayment falls 1% for each 1% decline in the worst ETF, potentially to zero. The estimated value on the pricing date is approximately $981.70 per note, the notes will not be listed on any exchange, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC is offering principal-at-risk “Jump Securities” due March 1, 2029, fully and unconditionally guaranteed by Morgan Stanley. These unsecured notes pay no interest and are linked to the worst performer among the Dow Jones Industrial, Nasdaq-100 Technology Sector and Russell 2000 indices.
The notes auto-call on March 10, 2027 for a fixed $1,200 per $1,000 security if all three indices are at or above their initial levels. If held to maturity and all final index levels exceed their initials, investors receive principal plus 175% of the gain of the worst index; if any index finishes between 70% and 100% of its initial level, only principal is returned. If any index ends below 70% of its initial level, repayment is reduced one-for-one with the worst index’s decline, potentially to zero. The estimated value on the pricing date is approximately $956.30 per security, the notes will not be listed on an exchange, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk buffered participation securities linked to the S&P 500® Index that pay no interest and mature on August 24, 2027.
Investors get 100% upside participation if the index rises, capped at a maximum payment of $1,167.50 per $1,000 security (116.75% of principal). A 15% downside buffer applies; below this, principal is reduced 1% for each 1% further index decline, with a minimum payment of 15% of principal. The estimated value on the pricing date is approximately $986.10 per security, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC is issuing Buffered PLUS structured notes due February 7, 2028, fully and unconditionally guaranteed by Morgan Stanley, with an aggregate principal amount of $5,050,000 and a price of $1,000 per security.
The notes pay no interest and return at maturity depends on the worst performing of Intuit, Microsoft and Palo Alto Networks common stocks. Investors receive leveraged upside at 386% if the worst stock finishes above its initial level, full principal back if it stays within a 10 percent buffer, and a 1 percent loss of principal for every 1 percent decline beyond the buffer, subject to a 10 percent minimum payment of principal.
The estimated value on the pricing date is $989.50 per security, below the issue price due to structuring and hedging costs and Morgan Stanley's internal funding rate. The notes are unsecured, subject to Morgan Stanley's credit risk, will not be listed on an exchange and may have limited secondary market liquidity.
Morgan Stanley Finance LLC is offering principal-at-risk Enhanced Buffered Jump Securities maturing on March 3, 2027, linked to the worst performer among the Russell 2000® Index, the S&P 500® Futures Excess Return Index and the State Street® Utilities Select Sector SPDR® ETF.
Each $1,000 note pays no interest. If, on the observation date, every underlier is at or above its 75% buffer level, investors receive $1,000 plus a fixed $86.50 upside payment (an 8.65% gain), regardless of how far the best underlier has risen. If any underlier finishes below its buffer, repayment is reduced by 1.3333% of principal for every 1% decline beyond the 25% buffer, with no minimum, so the entire investment can be lost.
The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and will not be listed on an exchange. The initial issue price is $1,000 per note, while the estimated value on the pricing date is approximately $988.40, reflecting issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate.