Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Principal-at-Risk structured notes linked to the worst performing of XLE, RTY and XLK with an aggregate principal amount of $1,652,000.
Each security has a $1,000 stated principal amount and was issued at $1,000 with an estimated value on the pricing date of $983.50. The notes pay no interest; if the worst performing underlier is at or above a downside threshold (75% of initial), holders receive principal plus an $181 upside payment (18.10%). If the worst performing underlier is below its downside threshold, payment equals principal × performance factor of the worst performing underlier, and investors may lose part or all of their principal. Observation date is June 1, 2027 and maturity is June 4, 2027.
Morgan Stanley Finance LLC offers principal-at-risk, auto-callable notes due May 5, 2031 that are fully guaranteed by Morgan Stanley. The securities have a $1,000 stated principal amount and an issue price of $1,000 per security; the estimated value on the pricing date was $938.30. The underlier is the S&P® 500 Futures 40% Intraday 4% Decrement VT Index with an initial level of 3,189.99. If the closing level on the first determination date (May 4, 2027) is at or above the call threshold (3,189.99), the securities will be automatically redeemed on May 7, 2027 for an early redemption payment of $1,255 per security. If not auto‑redeemed, at final determination (April 30, 2031) investors may receive: principal plus an upside payment (participation rate 330%) if the final level exceeds the initial level; principal only if the final level is between the initial level and the downside threshold (1,594.995, 50% of initial level); or a loss pro rata if the final level is below the downside threshold. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000. The aggregate principal amount is $100,000 and the issue price is $1,000 per security. The securities pay no interest, have a stated principal of $1,000 and an upside payment of $475 per security (47.50%). If the final level of any underlier is below its 70% downside threshold, investors lose 1% for each 1% decline in the worst performing underlier; there is no minimum payment and principal could be lost. All payments are unsecured and subject to Morgan Stanley credit risk. The estimated value on the pricing date is $979.10 per security.
Morgan Stanley Finance LLC is offering Trigger Jump Securities linked to the common stock of Amazon.com, Inc.. Each security has a stated principal of $1,000 and matures on November 3, 2027. If the final share price is greater than or equal to the initial share price ($265.06), holders receive $1,000 plus an upside payment of $338.40 (33.84%). If the final share price is between 80% of the initial price and the initial price (downside threshold = $212.048), holders receive $1,000. If the final share price is below the downside threshold, the maturity payment equals $1,000 × (final/initial share price), which may be less than $800 or zero. The valuation date is October 29, 2027. Aggregate principal issued is $14,572,000; estimated value on the pricing date was $975.00 per security. The securities pay no interest, are unsecured obligations of MSFL, are guaranteed by Morgan Stanley, and expose investors to credit and market risk, including potential loss of principal.
Morgan Stanley Finance LLC priced an Auto-Callable Trigger PLUS due May 5, 2031, a principal-at-risk note fully guaranteed by Morgan Stanley tied to a basket of five indices. The offering totals $3,330,000 at a stated principal amount of $1,000 per security and an original issue price of $1,000. The securities may be automatically redeemed following the first determination date (5/7/2027) for an early redemption payment of $1,150 per security. If not redeemed, maturity payoffs depend on the final basket value: upside participation of 161.50% of basket appreciation above the initial basket value, full return of principal if the final basket value is at or above 75% of the initial basket value, and 1-to-1 exposure below that threshold (potentially losing most or all principal). The estimated value on the pricing date was $961.20 per security; all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering leveraged, buffered S&P 500® Index‑linked notes (fully and unconditionally guaranteed by Morgan Stanley) pursuant to a preliminary pricing supplement dated May 4, 2026. Each note has a Face Amount of $1,000 and an estimated value on the Trade Date of approximately $980.40. The notes pay no interest and return at maturity is linked to the S&P 500 Index return from the Trade Date to the Determination Date (expected between 17 and 20 months after the Trade Date).
Key economic terms disclosed include an Upside Participation Rate of 150%, a Buffer Level of 90.00% (10.00% buffer), an expected Cap Level between 110.68% and 112.53% of the Initial Underlier Level, and a Maximum Settlement Amount expected between $1,160.20 and $1,187.95 per $1,000 Face Amount. If the Final Underlier Level is below the Buffer Level, investors will suffer a pro rata loss of principal; there is no guaranteed minimum payment. All payments are subject to issuer credit risk and the Calculation Agent (MS & Co.) has discretionary determinations for certain events.
Morgan Stanley Finance LLC is offering leveraged, buffered S&P 500® index-linked notes ("PLUS") that are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. Each note has a Face Amount of $1,000 and does not pay interest. The notes provide 200% upside participation in positive index returns up to a capped Maximum Settlement Amount (expected between $1,173.40 and $1,203.60 per $1,000 face amount). The notes provide a 5.00% buffer: if the Final Underlier Level is no more than 5.00% below the Initial Underlier Level, you receive the Face Amount; if the Final Underlier Level declines by more than 5.00%, you incur a loss that can be substantial, including loss of principal. The Initial Underlier Level, Cap Level (expected ~108.67%–110.18% of initial), Determination Date, and Stated Maturity Date will be set on the Trade Date. The estimated value on the Trade Date is approximately $984.50 per note. All payments are subject to issuer and guarantor credit risk; the notes are not FDIC insured and will not be listed on an exchange.
Morgan Stanley Finance LLC is offering callable structured notes due May 5, 2031 linked to the worst performing of the Nasdaq-100 Technology Sector, Russell 2000 and S&P 500. Each note has a $1,000 stated principal amount and an aggregate principal amount of $100,000.
The notes pay no periodic interest, feature scheduled redemption dates beginning May 12, 2027 with fixed increasing redemption payments (first: $1,130.00), and a maturity payoff that, if not redeemed earlier, returns principal plus an upside payment equal to 135% of the percent change of the worst performing underlier if that underlier finishes above its initial level. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) offers Principal-at-Risk Jump Securities due May 3, 2029, linked to the worst performing of the SPDR4 Gold Trust (GLD) and the iShares4 Silver Trust (SLV). Each security has a stated principal amount of $1,000 and an original issue price of $1,000. The notes feature automatic early redemption on specified determination dates if the closing level of each underlier meets or exceeds its call threshold; early redemption payments rise across eight observation dates (first early redemption payment shown: $1,305). At maturity investors receive $1,915 if both underliers meet call thresholds, the stated principal if both are at or above 70% of initial levels, or a reduced payment tied to the worst performing underlier (losing 1% of principal per 1% decline below the downside threshold), potentially to zero. All payments are subject to Morgan Stanleys credit risk. The estimated value on the pricing date was $1,002.90 per security and the offering aggregates $100,000.
Morgan Stanley Finance LLC priced a contingent‑income, principal‑at‑risk note offering: 100 securities at $1,000 each (aggregate principal $100,000), issued May 5, 2026 and maturing May 5, 2031, that reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index and are fully guaranteed by Morgan Stanley.
The notes pay a contingent coupon of 11.75% per annum on observation dates if the underlier is at or above the coupon barrier (60% of the initial level). They feature automatic early redemption if the index closes at or above the call threshold (initial level) on a redemption determination date. At maturity investors receive principal only if the final level is at or above the downside threshold (60% of initial level); otherwise payment equals principal multiplied by the performance factor and can be significantly below principal, possibly zero. All payments are subject to issuer and guarantor credit risk.