Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced structured notes: principal-at-risk, auto-callable securities due May 5, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, aggregate principal amount $1,432,000, issue price $1,000 and estimated value on the pricing date of $965.70. The notes link to the worst performing of the S&P 500®, EURO STOXX 50® and Russell 2000® indices. An automatic early redemption can occur on the first determination date May 4, 2027 for an early redemption payment of $1,315 if each underlier meets its call threshold. At maturity investors may receive principal plus an upside payment (participation rate 150%) if all underliers rise, receive principal only if declines remain above downside thresholds (70% of initial levels), or lose in proportion to the worst performing underlier if that underlier falls below its downside threshold. All payments are subject to Morgan Stanley credit risk and the securities do not pay interest.
Morgan Stanley Finance LLC is offering market-linked notes due May 5, 2031 that are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000 and an issue price of $1,000. At maturity investors receive the stated principal plus an upside payment only if the EURO STOXX 50® closing level on the observation date (April 30, 2031) is greater than the initial level of 5,881.51. The upside payment equals the stated principal multiplied by a 115% participation rate times the underlier percent change. If the final level is equal to or less than the initial level, investors receive only the stated principal. The pricing date estimated value was $955.00 per note and the aggregate principal offered is $364,000. All payments are subject to Morgan Stanley's credit risk; the notes will not be listed.
Morgan Stanley Finance LLC priced Trigger Jump Securities linked to Alphabet Inc. Class A stock due November 3, 2027. Each security has a $1,000 stated principal and pays no interest. If the final share price is ≥ the initial share price, holders receive $1,000 plus an $323 upside payment (32.30%). If the final share price is between the initial price and the downside threshold ($307.84, 80% of the initial), holders receive $1,000. If the final share price is below the threshold, the maturity payment equals $1,000 times the share performance factor (final/initial), and could be substantially less or zero. All payments are subject to issuer credit risk; estimated value on the pricing date was $964.80 per security.
Morgan Stanley Finance LLC priced auto-callable, principal-at-risk securities linked to the lowest performing of the SPDR® Gold Trust (GLD) and the iShares® Silver Trust (SLV). The securities have a face amount of $1,000, a pricing date of April 30, 2026, an original issue date of May 5, 2026, a scheduled maturity of May 3, 2029 and a call date of May 5, 2027.
The offering price is $1,000 per security with agent commissions of $25.75 and estimated proceeds to the issuer of $974.25 per security. The issuer estimates the securities' value at $972.30 on the pricing date. The product provides 200% participation in positive performance of the lowest performing underlying, a fixed call payment of $1,342.50 if auto-called, and threshold prices equal to 50% of each starting price.
Morgan Stanley Finance LLC is offering $1,669,000 aggregate principal of buffered jump securities (stated principal $1,000 per security) that are fully and unconditionally guaranteed by Morgan Stanley.
The notes pay no interest, carry an automatic early redemption feature tied to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, and include a 15% buffer and a call threshold equal to 90% of the initial level. The initial level was 1,322.93 (closing level on the strike date), the issue price is $1,000 and the estimated value on the pricing date is $903.50. Commissions of $42 per security are paid to selected dealers.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities due May 5, 2031, fully and unconditionally guaranteed by Morgan Stanley. The securities reference the Nasdaq-100, Russell 2000 and S&P 500 and pay at maturity based on the worst performing underlier.
If the worst performing underlier finishes above its initial level, investors receive $1,000 plus 400% of that underlier's percent gain, capped at $1,800 per security. If every underlier finishes at or above 70% of its initial level, investors receive $1,000. If the worst performing underlier finishes below 70% of its initial level, investors lose 1% of principal for each 1% decline in that underlier; the payment could be zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced market‑linked principal‑at‑risk securities linked to the lowest performing share of Microsoft and Amazon.com, with an aggregate face amount of $1,593,000 (face amount $1,000 per security). The securities pay a contingent fixed return of 18.60% ($186 per $1,000) if the lowest performing underlying stock’s ending price is greater than or equal to its starting price. If the lowest performing underlying stock finishes below its threshold price (60% of starting price), holders bear losses equal to the decline, potentially losing more than 40% or all principal.
Pricing date was April 30, 2026, original issue date May 5, 2026, and calculation day May 7, 2027. Estimated value on the pricing date was $962.40 per security. Agent commissions and offering price are shown on the cover; proceeds to issuer were $976.75 per security.
Morgan Stanley Finance LLC is offering Buffered PLUS notes due May 5, 2031, unsecured obligations of MSFL fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000; the estimated value on the pricing date was $976.50. The payout at maturity is based on the worst performing of the Dow Jones Industrial Average and the S&P 500 and includes a 140.50% leverage factor on any appreciation above the initial level, a 10% buffer and a 10% minimum payment at maturity. If the worst performing underlier closes below its buffer level on the observation date, investors lose 1% of principal for each 1% decline beyond the buffer. All payments are subject to Morgan Stanley's credit risk; MS & Co. is the calculation agent and dealer. The offering aggregates $514,000 of principal and includes structuring fees to selected dealers; tax treatment is uncertain and purchasers should consult advisors.
Morgan Stanley Finance LLC priced Market Linked Securities — Auto-Callable with 1-for-1 Downside Principal at Risk linked to the EURO STOXX 50® Index, with a face amount of $1,000 per security and an original issue date of May 5, 2026. The offering aggregates $513,000 (513 securities) at a price to public of $1,000 per security; net proceeds to MSFL are shown as $974.25 per security. The securities feature annual calculation days beginning May 5, 2027, an automatic call if the index closes at or above the starting level, capped call payments of $1,121, $1,242 and $1,363 on the respective calculation days, and a maturity date of May 3, 2029. The estimated value on the pricing date is $958.90 per security. Investors bear full downside risk on the final calculation day on a 1-to-1 basis and are exposed to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced an offering of auto-callable, principal-at-risk market-linked securities due April 27, 2029, fully guaranteed by Morgan Stanley. The securities pay a contingent coupon of 20.75% per annum quarterly only if the lowest-performing underlying meets its coupon threshold. The underlyings are the iShares® Silver Trust (SLV) and the VanEck® Gold Miners ETF (GDX) with starting prices of $66.66 and $88.29 (pricing date April 30, 2026). Face amount is $1,000 per security and the estimated value on the pricing date is $977.50 per security. The offering table shows total price to public of $666,000, agent commissions of $15,484.50, and proceeds to issuer of $650,515.50. Payments and secondary-market value are subject to Morgan Stanley’s credit risk, automatic call mechanics beginning after six months, and full downside exposure to the lowest-performing underlying if thresholds are breached.