Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note program guaranteed by Morgan Stanley: an offering of $100,000 aggregate principal of Enhanced Trigger Jump Securities, $1,000 stated principal per security, linked to the worst performing of the Dow Jones Industrial Average, Nasdaq-100 and Russell 2000.
The securities pay no interest and provide a fixed upside payment of $427.50 (42.75% of principal) at maturity only if the final level of each underlier is at or above its 70% downside threshold; otherwise investors suffer a loss equal to the full percentage decline in the worst performing underlier (payment could be zero). The pricing date and strike date are April 30, 2026, original issue date is May 5, 2026, and the observation date is April 30, 2030 with maturity on May 3, 2030. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Market Linked Securities—auto-callable principal-at-risk notes linked to the lowest performing of the S&P 500, Russell 2000 and Nasdaq-100, maturing October 28, 2027. Each security has a face amount of $1,000 and an estimated value at pricing of $972.00.
The securities pay a contingent coupon of 12.00% per annum on monthly calculation days only if the lowest performing underlying is at or above 75% of its starting level; they are callable beginning about six months after issue. At maturity, if not called, principal is repaid only if each underlying is at or above its 75% downside threshold; otherwise the payment equals $1,000 multiplied by the lowest performing underlying's performance factor, exposing investors to more than 25% loss, possibly up to total loss. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced a structured note offering: Buffered Jump Securities linked to the worst performing of the S&P 500, Nasdaq-100 Technology Sector and Russell 2000. The offering totals $368,000 in aggregate principal at $1,000 per security, with an estimated value of $973.10 on the pricing date.
Key economics: 150% participation rate, 20% buffer, minimum payment at maturity 20% of principal, automatic early redemption test on the first determination date (May 4, 2027) pays $1,165 per security if all underliers meet their call thresholds. Payments depend on the worst performing underlier and are subject to issuer credit risk and tax uncertainty.
Morgan Stanley Finance LLC priced $2.0 million of market‑linked, auto‑callable, principal‑at‑risk securities. The securities have a face amount of $1,000 per security, mature May 3, 2030, and are linked to the lowest performing of the S&P 500®, Russell 2000® and the Dow Jones Industrial Average. The pricing date was April 30, 2026; the original issue date is May 5, 2026. The offering lists a price to public of $1,000 per security, an estimated value of $970.30 per security on the pricing date, and agent commissions of up to $25.75 per security. The notes are auto‑callable monthly beginning May 5, 2027, with specified call payments and carry downside exposure if the lowest performing underlying falls below a 75% threshold of its starting level.
Morgan Stanley Finance LLC priced Buffered PLUS notes linked to the S&P 500® Index, offering leveraged upside with a 15% downside buffer and principal at risk. The securities have a $1,000 stated principal amount, aggregate issuance of $437,000, an original issue price of $1,000 and an estimated value on the pricing date of $974.80. At maturity on May 5, 2031, investors receive principal plus 125% leverage on positive index performance subject to a $1,651 maximum payment, receive principal if the final level remains at or above an 85% buffer level, or suffer proportional losses below the buffer (with a minimum payment of 15% of principal).
Morgan Stanley Finance LLC is issuing principal-at-risk contingent income securities linked to the worst-performing of the S&P 500® and Russell 2000®. Each security has a stated principal of $1,000, an estimated value on the pricing date of $957.20, and a contingent coupon of 8.00% per annum payable only if both underliers meet coupon barrier levels on each observation date. If, at maturity on May 3, 2029, either underlier is below its downside threshold (both thresholds equal the coupon barrier, ~75% of initial levels), the payment equals the stated principal multiplied by the performance factor of the worst performing underlier, which could result in a substantial loss or total loss of principal. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced contingent income notes linked to the worst performing of the S&P 500® and Russell 2000®, due May 3, 2029. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities pay a 9.10% contingent annual coupon on each coupon payment date only if both underliers are at or above coupon barrier levels on the related observation dates. The coupon barrier and downside threshold for each index equal approximately 75% of its initial level (SPX 5,406.758; RTY 2,099.929), and investors incur full downside exposure to the worst performing underlier (payment at maturity equals stated principal × performance factor if the worst underlier is below its downside threshold). All payments are subject to Morgan Stanley's credit risk. The pricing date and strike date are April 30, 2026; original issue date is May 5, 2026.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering $6,570,000 aggregate principal of Performance Leveraged Upside Securities (PLUS) linked to the Russell 2000® Index, maturing on June 4, 2027. Each PLUS has a stated principal of $1,000, a 300% leverage factor for index appreciation, and a maximum payment at maturity of $1,194.20 per PLUS (119.42% of principal). If the final index value is greater than the initial index value (initial index closing value 2,799.905 on the pricing date), investors receive $1,000 plus 300% of the index percent increase subject to the cap. If the final index value is less than or equal to the initial index value, the payment equals $1,000 times the index performance factor and may be less than principal, including zero. The offer price is $1,000 with an estimated value on the pricing date of $969.80 per PLUS; issuer proceeds per PLUS are $977.50 after fees. All payments are subject to Morgan Stanley's credit risk and the PLUS are not exchange-listed.
Morgan Stanley Finance LLC priced a structured, principal-at-risk note linked to the worst performing of the S&P 500 Index, Nasdaq-100 Technology Sector Index and Russell 2000 Index. The securities have a $1,000 stated principal amount, an aggregate principal amount of $277,000 and an original issue price of $1,000 per security.
The notes mature on May 5, 2031 and feature an automatic early redemption observation on May 4, 2027. If automatically redeemed then, holders receive $1,255 per security. If not redeemed, maturity payoffs depend on the worst performing underlier: full principal plus an upside payment if all underliers appreciate; principal only if all underliers finish at or above 70% of initial levels; otherwise principal is reduced proportionally to the worst performing underlier and could be zero. All payments are subject to Morgan Stanley's credit risk.
The securities are Dual Directional Trigger PLUS principal-at-risk notes issued by Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley. The issue is $1,000 per security with an aggregate principal amount of $650,000 and maturity on May 5, 2031. Payments at maturity depend on the S&P 500® Futures Excess Return Index final level versus the initial level of 581.37. Investors receive leveraged upside of 182% of appreciation if the final level is higher; an absolute return participation of 50% on declines that remain above a 60% downside threshold (348.822); if the final level is below that threshold, investors lose principal on a 1:1 basis, and could lose the entire investment.
The original issue price is $1,000 and the estimated value at pricing was $962.40; agent commissions reduce proceeds to the issuer and the securities do not pay interest. All payments are subject to issuer and guarantor credit risk.