Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
The pricing supplement describes Morgan Stanley Finance LLC issuing principal‑at‑risk, contingent‑coupon, auto‑callable securities linked to the common stock of Broadcom Inc. The securities are issued at $1,000 each ($9,696,000 aggregate) and pay a 15.93% annual contingent coupon only if observation‑date barriers are met. The notes can be automatically redeemed early if the underlier meets the call threshold of $417.43 on any redemption determination date; the coupon barrier and downside threshold are $229.587 (≈55% of the initial level). If not auto‑redeemed, maturity payoff returns principal if the final level is at or above the downside threshold, or a declining amount equal to principal × (final level / initial level) if below, exposing investors to loss of principal. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to issuer credit risk, limited liquidity and uncertain U.S. federal tax treatment.
Morgan Stanley Finance LLC issues callable structured notes — MSFL is offering Callable Jump Notes due May 5, 2031 linked to the S&P 500® Futures Excess Return Index with an aggregate principal amount of $869,000 at a stated principal amount of $1,000 per note. The notes pay no regular interest, have an estimated value on the pricing date of $965.80 per note, and include a 150% participation rate in upside at maturity if the final level exceeds the initial level (initial level 581.37, observation date April 30, 2031). The issuer may call the notes beginning with the first redemption date May 12, 2027, with fixed incremental redemption payments shown for each redemption date corresponding to an approximate 16.00% per annum return if redeemed; if not called, payment at maturity equals principal plus the upside payment formula: stated principal amount × 150% × underlier percent change. Issue price is $1,000 (agent's commission $7.50, net proceeds per note $992.50), all payments are subject to the credit risk of Morgan Stanley, and the notes will not be listed on any exchange.
Morgan Stanley Finance LLC priced market-linked notes due May 3, 2030 that are unsecured obligations of MSFL and fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest, have a $1,000 stated principal amount and aggregate principal of $551,000, and are linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index.
At maturity investors receive principal plus 100% participation in the appreciation of the worst performing underlier, capped at a maximum payment of $1,400 per note. If the final level of either underlier is equal to or below its initial level, investors receive only the stated principal. All payments are subject to the issuer and guarantor credit risk; the notes will not be listed and secondary liquidity may be limited.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Structured Investments—Contingent Income Auto-Callable Securities due November 4, 2027 linked to the worst performing of the Dow Jones Industrial Average, EURO STOXX 50 and the State Street Technology Select Sector SPDR ETF (XLK). The securities have a stated principal amount of $1,000 per security and an aggregate principal amount of $500,000. They pay a contingent coupon at an annual rate of 8.55% on each coupon date only if all three underliers are at or above their coupon barrier levels on the observation dates. Automatic early redemption is possible on specified determination dates if all underliers meet their call thresholds. At maturity, if any underlier is below its downside threshold (65% of its initial level), investors bear losses equal to the decline of the worst performing underlier; payments could be significantly less than principal or zero. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced a $802,000 offering of Principal-at-Risk, auto-callable notes (￭$1,000 per security) linked to the S&P 500® Futures Excess Return Index. The securities issue date is May 5, 2026 with maturity July 6, 2029. The notes feature an automatic early redemption on the first determination date May 7, 2027 if the closing level of the underlier is greater than or equal to the call threshold level of 581.37, producing an early redemption payment of $1,135 per security. If not called, holders receive at maturity either principal plus an upside payment (participation rate 200%) if the final level is above the initial level, the stated principal if the final level is between the initial level and the downside threshold (70% of initial = 406.959), or a loss proportional to the underlier decline if the final level is below the downside threshold, potentially resulting in a complete loss of principal. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley and are subject to issuer credit risk and tax uncertainty.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes due November 4, 2027, fully and unconditionally guaranteed by Morgan Stanley. The issue is for $1,000 per security, aggregate $1,500,000, linked to the S&P 500® Index with an initial level of 7,209.01 as of April 30, 2026.
The notes feature a 10% buffer (buffer level = 6,488.109), a 100% upside participation rate capped at a maximum upside payment of $1,174.50 per security, and a minimum payment at maturity equal to 10% of principal. Estimated value at pricing was $980.40 per security; agent commissions are $15 per security.
Morgan Stanley Finance LLC priced Trigger Jump Securities linked to NVIDIA Corporation common stock, offering $23,309,000 aggregate principal of 1.5‑year, principal‑at‑risk notes due November 3, 2027. Each security has a $1,000 stated principal amount and a fixed $380.20 upside payment if the final share price is greater than or equal to the initial share price of $199.57 (pricing date closing). If the final share price is between the initial price and the downside threshold of $139.699 (70% of the initial price), holders receive $1,000 at maturity. If the final share price is below the downside threshold, the maturity payment equals $1,000 multiplied by the final/initial share price and may be less than $700 or zero; investors may lose their entire investment. The valuation date is October 29, 2027 (subject to postponement); all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC priced a structured note offering. MSFL is issuing Dual Directional Buffered PLUS securities, $1,000 per security with an aggregate principal amount of $150,000, maturing on May 5, 2031. The securities are linked to the EURO STOXX 50® and the S&P 500® and pay at maturity based on the worst performing underlier.
Key economics: estimated value $954.70, issue price $1,000 (includes $7.50 agent fee), leverage factor 184%, absolute return participation rate 50%, buffer amount 20%, and a minimum payment at maturity 20%. The securities do not pay interest and are fully guaranteed by Morgan Stanley; all payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities with an aggregate principal amount of $1,466,000 due May 5, 2031. These securities are linked to the worst performing of the Dow Jones Industrial Average and the S&P 500 Index, carry a leverage factor of 143% for upside, and provide limited principal protection only if the worst performing underlier remains at or above 75% of its initial level. The stated issue price is $1,000 per security (estimated value on the pricing date: $975.30), and investors can lose up to their entire principal if the worst performing underlier falls below the downside threshold.
Morgan Stanley Finance LLC priced contingent income auto-callable securities with aggregate principal of $3,179,000, each with a stated principal amount of $1,000. The notes are fully and unconditionally guaranteed by Morgan Stanley, pay a contingent coupon at an annual rate of 10.10% if all three underliers meet coupon barriers on observation dates, and mature on November 4, 2027. If not auto‑redeemed, payment at maturity depends on the worst performing of the EURO STOXX 50®, Nasdaq‑100® and Russell 2000® indices; investors may lose up to their entire principal if the worst performing underlier falls below its downside threshold (70% of initial level). The securities are principal‑at‑risk structured notes; all payments are subject to issuer and guarantor credit risk.