Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering Contingent Income Auto-Callable Securities due November 17, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, issue price of $1,000 and an aggregate principal amount of $4,910,000. The notes are unsecured, subject to Morgan Stanley’s credit risk, and principal is at risk.
These securities pay a contingent coupon at 13.85% per annum only if, on each observation date, both the Nasdaq-100 Technology Sector Index and the Russell 2000 Index close at or above their coupon barrier levels, set at 75% of their initial levels (NDXT 13,122.218; RTY 2,284.112). The notes are automatically called, starting February 12, 2027, if on any redemption determination date both indices are at or above 100% of their initial levels, returning principal plus that period’s coupon.
If not called, and at maturity both indices are at or above their downside threshold levels (also 75% of initial), investors receive principal plus any final coupon. If either index finishes below its downside threshold, the maturity payment is reduced on a 1% loss for each 1% decline of the worst-performing index, potentially to zero. The estimated value on the pricing date is $992.50 per security, below the $1,000 issue price, reflecting structuring and hedging costs and a rate advantageous to the issuer.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk “Jump Securities” with an auto-call feature maturing on September 3, 2030. Each note has a $1,000 stated principal amount and is linked to an equally weighted basket of Dell, Hewlett Packard Enterprise, Lam Research, Oracle and Vertiv stocks.
The notes pay no interest and do not guarantee return of principal. Starting September 1, 2027, if the basket’s closing level is at least 85 (85% of the initial level) on a determination date, the notes are automatically redeemed for a fixed cash amount that reflects about 16.50% per annum, rising from $1,165 to $1,618.75 over 12 dates. If held to maturity and not called, investors receive $1,660 per note if the final level is at least 85, par if it is between 50 and 85, and a linear loss of 1% per 1% decline below 50, potentially losing the entire investment. The estimated value on the pricing date is about $938.30 per note, below the issue price, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Contingent Income Auto-Callable Securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index, maturing on August 25, 2031 and fully and unconditionally guaranteed by Morgan Stanley.
Each security has a $1,000 stated principal amount and issue price, with an estimated value on the pricing date of approximately $936.20 per security. Investors may receive a 17.00% per annum contingent coupon only if, on each observation date, the index is at or above the coupon barrier level of 70% of the initial level.
The notes are automatically callable quarterly from November 20, 2026 if the index is at or above 100% of the initial level, returning principal plus the applicable coupon. If held to maturity and the final index level is below the downside threshold of 50% of the initial level, investors lose 1% of principal for each 1% index decline, up to total loss. Payments depend on Morgan Stanley’s credit and there is no assurance of a liquid secondary market.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Digital S&P 500® Index-Linked Notes under its global medium-term note program. The unsecured notes are fully and unconditionally guaranteed by Morgan Stanley, pay no interest and are not FDIC insured.
For each $1,000 note, if on the determination date the S&P 500 Index is at or above 90% of its initial level, holders receive a fixed Maximum Settlement Amount expected between $1,082.50 and $1,096.80 (108.25%–109.68% of face). If the index has fallen more than 10%, the payoff declines linearly using a buffer rate of about 111.11%, and investors can lose some or all principal.
The expected term is about 13–15 months. The notes are priced at $1,000, but the estimated value on the trade date is about $984.50, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate. The notes will not be listed; any secondary market making by Morgan Stanley & Co. is discretionary and may be limited. All payments depend on Morgan Stanley’s credit.
MORGAN STANLEY (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Callable Contingent Income Securities due July 27, 2028, fully and unconditionally guaranteed by Morgan Stanley. The notes are linked to the worst performing of the Russell 2000 Index and the State Street Technology Select Sector SPDR ETF and are issued in $1,000 denominations.
Investors may receive a contingent coupon at 13.25% per annum, paid only if on each observation date the closing level of both underliers is at or above their coupon barrier, set at 70% of initial level. If either underlier is below its barrier on an observation date, no coupon is paid for that period. Starting with the first redemption date on November 30, 2026, the issuer may redeem the notes early on scheduled redemption dates if a risk neutral valuation model indicates early redemption is economically rational for Morgan Stanley; if called, investors receive the principal plus any due coupon and no further payments.
If the notes are not redeemed and on the final observation date both underliers are at or above their downside threshold (also 70% of initial level), investors receive principal back plus any final coupon. If either underlier finishes below its downside threshold, the maturity payment is reduced by the full percentage decline of the worst performing underlier, leading to a substantial loss of principal and possibly a zero repayment. The estimated value on the pricing date is approximately $984.50 per $1,000 note, reflecting issuance, structuring and hedging costs, and all payments are subject to the credit risk of Morgan Stanley and MSFL.
Morgan Stanley (MS), via Morgan Stanley Finance LLC, is issuing Enhanced Trigger Jump Securities maturing on September 16, 2027, linked to the worst performer of the Russell 2000® Index and the S&P 500® Index. The notes are unsecured, pay no interest, and are fully and unconditionally guaranteed by Morgan Stanley, with principal at risk.
Each security has a $1,000 stated principal amount and issue price, with an aggregate principal amount of $6,271,000. If, on the observation date, the final level of each index is at or above 75% of its initial level, investors receive $1,000 plus a fixed upside payment of $116 (an 11.60% return), regardless of how much the indices have appreciated. If either index is below its downside threshold, repayment is reduced 1% for every 1% decline in the worst performing index, with no minimum payment, so the entire principal can be lost.
Initial levels are 3,045.483 for the Russell 2000® and 7,748.50 for the S&P 500®, with downside thresholds at 75% of those values. The estimated value on the pricing date is $995.90 per security, reflecting issuance, structuring and hedging costs. All payments depend on the credit of Morgan Stanley Finance LLC and Morgan Stanley.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.
Morgan Stanley (MS), via Morgan Stanley Finance LLC, is offering $2,174,000 of unsecured Market-Linked Notes tied to the S&P 500 Index, maturing on August 17, 2033, fully and unconditionally guaranteed by Morgan Stanley. Each Note has a $1,000 principal amount.
At maturity, if the S&P 500 return is positive, holders receive $1,000 plus 100% of the index gain, capped by a Maximum Gain of 78.50%, for a maximum payment of $1,785 per Note. If the index return is zero or negative, the payment is the $1,000 principal only, provided the Notes are held to maturity; there is no downside market loss at maturity but no interim interest or dividends.
The Notes are part of Morgan Stanley Finance LLC’s Series A Global Medium-Term Notes program, will not be listed on an exchange, and secondary liquidity may be limited. The estimated value on the trade date is $952.00 per Note, below the $1,000 issue price, reflecting issuance, structuring and hedging costs and an internal funding rate. Payments are subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley.
Morgan Stanley (MS), via Morgan Stanley Finance LLC, is offering unsecured Structured Investments "Jump Notes" with an auto-callable feature, fully and unconditionally guaranteed by Morgan Stanley and linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index. Each note has a $1,000 stated principal, pays no periodic interest, and is scheduled to mature on August 24, 2033.
The notes may be automatically redeemed on any of 24 determination dates starting on August 19, 2027 if the index closing level is at or above the call threshold level of 100% of the initial level, for fixed early redemption payments that correspond to approximately 8.25% per annum, ranging from $1,082.50 per note on the first early redemption date up to $1,556.875 on the last. If not called, and the final index level on the August 19, 2033 observation date is above the initial level, investors receive principal plus an upside payment based on 100% participation in index appreciation; if the final level is at or below the initial level, only principal is repaid.
The estimated value on the pricing date is approximately $928.10 per note, reflecting issuance, selling, structuring and hedging costs and Morgan Stanley’s pricing models. The underlier is a relatively new, rules-based, volatility-targeted momentum index with a 4% per annum decrement and limited live history (inception March 14, 2022); the last reported closing level cited is 1,358.48 on August 11, 2026. All payments are subject to Morgan Stanley’s credit risk, the notes will not be listed on any exchange, and secondary market liquidity may be limited.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering Trigger PLUS structured notes due August 15, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, with an aggregate principal of $4,319,000, and pays no interest.
The return depends on the worst performing of the Russell 2000 Index and the S&P 500 Index. If the final level of each index is above its initial level, investors receive principal plus a leveraged upside payment of 150% of the worst index’s gain. If either index ends at or below its initial level but both stay at or above 70% of their initial levels, investors receive only principal.
If either index finishes below its downside threshold (70% of its initial level), repayment is reduced 1% for every 1% decline in the worst index, with no minimum; the entire investment can be lost. The securities are unsecured obligations subject to Morgan Stanley’s credit risk. The estimated value on the pricing date is $984.90 per $1,000 security, reflecting issuance, selling, structuring and hedging costs.