Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes due April 23, 2030, fully guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an issue price of $1,000; the estimated value on the pricing date is approximately $977.60.
The notes reference the Russell 2000® and the S&P 500® and pay based on the worst performing underlier. They feature automatic early redemption on specified determination dates with fixed early redemption payments (approximately 14.55% per annum equivalent), a downside threshold of 70% of initial level, and a final maturity payout that can result in full loss of principal if the worst performing underlier falls below its downside threshold. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk Jump Securities due April 23, 2030 linked to the worst performing of the Russell 2000® and S&P 500® indices. Each security has a $1,000 stated principal and an issue price of $1,000; the estimated value on the pricing date was approximately $958. The notes are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, and do not pay interest.
The securities feature automatic early redemption beginning on April 21, 2027, with fixed early redemption payments corresponding to approximately 12.55% per annum on specified determination dates. Call thresholds equal 100% of initial levels and downside thresholds equal 70% of initial levels. At maturity investors either receive a fixed positive payment, return of principal, or a principal loss proportional to the worst performing underlier; loss could be total. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Structured Investments Jump Securities with an auto-callable feature, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 per security and an original issue price of $1,000 per security. The securities have a participation rate of 150% and an early redemption payment of $1,146 if the underlier meets the call threshold on the first determination date. The first determination date is April 21, 2027 and the maturity/early redemption date framework runs to a final determination date of April 17, 2031 with maturity on April 22, 2031. The underlier is the Nasdaq-100 Index® with a downside threshold of 80% of the initial level, meaning investors can lose principal pro rata if the final level is below that threshold. The estimated value on the pricing date is approximately $975.80 per security.
Morgan Stanley Finance LLC is offering $4,282,350 of Autocallable Notes linked to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley. The notes have a $10 principal amount, a $10.00 issue price and an estimated trade-date value of $9.666 per security. They mature on March 28, 2029 unless automatically called on annual Observation Dates beginning March 29, 2027. If the index closes at or above the Initial Level of 6,581.00 on an Observation Date, the issuer will pay principal plus a fixed Call Return (based on a 10.75% per-annum Call Return Rate); Call Prices shown are $11.075, $12.150 and $13.225 for the first, second and final Observation Dates, respectively. If not called and the Final Level is below the Initial Level, payment at maturity equals $10×(1+Underlying Return), exposing investors to a loss proportionate to the index decline. All payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced a Preliminary Pricing Supplement for Dual Directional Trigger PLUS securities due April 22, 2032. The securities are principal‑at‑risk notes issued at a stated principal amount of $1,000 per security with an estimated value on the pricing date of approximately $932.00. Key economic terms disclosed include a leverage factor of 145% on upside gains, an absolute return participation rate of 100% for limited declines, and a downside threshold set at 60% of the initial level. The notes use the EURO STOXX 50® Index as the underlier, have an observation date of April 19, 2032 and an original issue date of April 22, 2026. The offering price is $1,000 per security; selected dealers receive a fixed sales commission of $32.50 per security (plus structuring fees of up to $9). The securities do not pay interest, are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley; investors bear credit risk and may lose their entire investment.
Morgan Stanley Finance LLC is offering Principal‑at‑Risk structured securities linked to the worst performing of the S&P 500® and S&P MidCap 400®, with a stated principal amount of $1,000 per security and a maturity date of April 20, 2029.
The securities can be automatically redeemed on the first determination date of April 21, 2027 for an early redemption payment of $1,147 if both underliers meet their call threshold levels. If not redeemed, payoff at maturity depends on the worst performing underlier: investors may receive the stated principal plus an 125% participation on appreciation, the stated principal only, or a reduced payment equal to the stated principal multiplied by the performance factor (which can result in a loss of principal).
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering principal‑at‑risk structured notes linked to the worst performing of the S&P 500® and S&P MidCap 400®. Each security has a stated principal amount of $1,000, an estimated value on the pricing date of $977.70, and a maturity date of April 20, 2029.
The securities feature an automatic early redemption on the first determination date April 21, 2027 if both underliers are at or above their call threshold (100% of initial levels), in which case investors receive an early redemption payment of $1,183. If not redeemed, the payoff at maturity depends on the worst performing underlier: investors may receive the stated principal plus an upside payment using a 125% participation rate, the stated principal only, or a principal loss pro rata if the worst performing underlier falls below a downside threshold equal to 70% of its initial level.
Morgan Stanley Finance LLC priced a preliminary offering of Structured Investments — Enhanced Buffered Jump Securities due April 5, 2027, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount and an $93 upside payment (9.30%).
The securities reference the worst performing of three underliers (NDXE, RTY and XLP), provide a 25% buffer and apply a 1.3333% downside factor to losses beyond the buffer. The pricing and strike date is March 25, 2026, with an observation date of March 31, 2027. Payments at maturity are subject to issuer credit risk and could be significantly less than principal, possibly zero.
Morgan Stanley Finance LLC prices structured Auto-Callable Jump Notes linked to META, GOOGL and NVDA. The notes are issued at a stated principal amount of $1,000 per note and are fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest, are linked to the worst performing underlier and may be automatically redeemed early if the closing level of each underlier is greater than or equal to its call threshold on a determination date.
Key terms: initial levels (strike date March 24, 2026) were $592.92 for META, $290.44 for GOOGL and $175.20 for NVDA; first determination date is March 24, 2027; early redemption payments are $1,090 (2027) and $1,180 (2028); final maturity is March 29, 2029. Estimated value on the pricing date was approximately $958.90 per note. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — Buffered Jump Securities with an Auto-Callable Feature linked to the Russell 2000® Index. The securities have a stated principal amount of $1,000 per security, an initial level and call threshold of 2,505.443, a buffer of 15% (buffer level 2,129.627), a participation rate of 125%, and a downside factor of 1.1764. The securities may be automatically redeemed on the first determination date of April 6, 2027 for an early redemption payment of $1,155.30 per security. If not redeemed, final payment is determined by the final level on the final determination date of March 24, 2028, with maturity on March 29, 2028. All payments are subject to the issuer’s and guarantor’s credit risk.