Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering fixed rate callable notes due August 28, 2034, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, pays 5.200% per annum interest on a semi-annual basis, and returns principal plus accrued interest at maturity, subject to issuer credit risk.
The issuer may redeem the notes in whole on specified redemption dates (August 28, 2027 and February 28, 2028) at 100% of principal plus accrued interest, but only if a risk neutral valuation model indicates redemption is economically rational for the issuer. The notes are unlisted, may have limited secondary liquidity, and their market value can be affected by interest rates, credit spreads, and time to maturity.
The issue price is $1,000 per note, which includes issuing, selling, structuring and hedging costs borne by investors; the estimated value on the pricing date is approximately $976.10 per note. Proceeds are for general corporate purposes, and all payments rank pari passu with other unsecured, unsubordinated obligations of Morgan Stanley under the guarantee.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering $1,015,000 of fixed rate callable notes due August 17, 2032, fully and unconditionally guaranteed by Morgan Stanley. Each note has a stated principal amount and issue price of $1,000 and pays fixed interest of 5.000% per annum, with semi-annual payments on the 17th of February and August, starting February 17, 2027.
The notes are callable at 100% of principal plus accrued interest on August 17, 2027 and February 17, 2028, but only if a risk neutral valuation model indicates it is economically rational for the issuer to redeem. The estimated value on the pricing date is $981.30 per note, below the issue price, reflecting issuance, structuring and hedging costs borne by investors. The notes will not be listed on any exchange, and Morgan Stanley & Co. LLC may, but is not obligated to, make a secondary market.
All payments are subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley. Risk factors highlighted include early redemption risk, potential price declines from interest rate or credit spread changes, the absence of independent assets at the issuer subsidiary, limited liquidity, conflicts of interest from affiliated agents and calculation agent, and the possibility that secondary market prices are substantially below the issue price.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering fixed rate callable notes maturing on August 15, 2036 with an aggregate principal amount of $551,000. Each note has a stated principal and issue price of $1,000 and pays a fixed coupon of 5.250% per annum, with interest paid semi-annually on the 15th of February and August, beginning February 15, 2027.
The notes are fully and unconditionally guaranteed by Morgan Stanley and are subject to its credit risk. They are callable, in whole but not in part, at 100% of principal plus accrued interest on August 15, 2027 and February 15, 2028, if a risk neutral valuation model indicates that redemption is economically rational for the issuer. The estimated value on the pricing date is $966.20 per note, below the issue price, reflecting issuance, structuring and hedging costs. The notes will not be listed on any securities exchange, and secondary market liquidity may be limited.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering fixed rate callable notes due August 16, 2030, fully and unconditionally guaranteed by Morgan Stanley. The aggregate principal amount is $1,110,000, with a stated principal and issue price of $1,000 per note.
The notes pay a fixed interest rate of 4.750% per annum, accruing from August 17, 2026, with semi-annual interest payments on February 16 and August 16, beginning February 16, 2027, using a 30/360 day-count convention. The notes are callable in whole at the issuer’s option on August 16, 2027 and February 16, 2028 at 100% of principal plus accrued interest, based on a specified risk neutral valuation model test.
The notes are unsecured obligations of Morgan Stanley Finance LLC, subject to the credit risk of Morgan Stanley as guarantor, and will not be listed on any securities exchange. The estimated value on the pricing date is $986.70 per note, below the issue price, reflecting issuance, selling, structuring and hedging costs borne by investors. Proceeds to the issuer are $995 per note before general corporate use and hedging.
Morgan Stanley (MS), via Morgan Stanley Finance LLC, is issuing fixed rate callable notes due August 17, 2034, fully and unconditionally guaranteed by Morgan Stanley. The notes bear a 5.200% fixed annual interest rate, paid semi-annually on February 17 and August 17, beginning February 17, 2027, on a 30/360 day-count basis.
The aggregate principal amount is $575,000, with a stated principal and issue price of $1,000 per note. The issuer may redeem all (but not part) of the notes at 100% of principal plus accrued interest on August 17, 2027 and February 17, 2028, if a risk neutral valuation model indicates calling is economically rational for the issuer. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on any securities exchange, and had an estimated value on the pricing date of $976.10 per note, below the issue price due to issuance, structuring and hedging costs.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering principal-at-risk Buffered Jump Securities with an auto-call feature linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index, guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, with an aggregate principal of $9,325,000, and pays no interest.
The notes can be automatically redeemed quarterly from August 2027 if the index is at or above the call threshold of 1,374.09 (100% of the initial level), for early redemption payments that imply about 18.50% per annum, up to $1,909.583 per security. If held to August 2031 and not called, investors receive $1,925.00 per security if the final index level is at or above the call threshold, the principal back if between the call threshold and the buffer level of 1,167.977 (85% of initial), and a buffered loss of 1% for each 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal.
The estimated value on the pricing date is $903.60 per security, below the $1,000 issue price, reflecting structuring and distribution costs and issuer pricing. Agent commissions are $47.50 per security, and investors are exposed to Morgan Stanley’s and MSFL’s unsecured credit risk.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering $2,721,000 of Buffered Jump Securities with an auto-call feature linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index. Each note has a $1,000 principal amount, is unsecured, pays no interest and is fully and unconditionally guaranteed by Morgan Stanley.
The notes may be automatically redeemed quarterly starting August 13, 2027 if the index closes at or above the call threshold level of 1,236.681 (90% of the initial level), paying an early redemption amount that rises from $1,135 to $1,663.75 per note over 48 observation dates. If held to maturity on August 15, 2031 and the final index level is at or above the call threshold, investors receive a fixed $1,675 per note; if it is between the buffer and call threshold levels, only principal is returned. Below the buffer level of 1,167.977 (85% of the initial level 1,374.09), principal is reduced 1% for each 1% additional decline, subject to a minimum maturity payment of 15% of principal. The estimated value at pricing is $902 per note, reflecting embedded costs, and investors face issuer credit risk, limited liquidity, index-specific risks (including a 4% per annum decrement and leverage), and uncertain tax treatment.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering unsecured, auto-callable structured notes due August 17, 2033, linked to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index and fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal and is offered at $1,000, with an aggregate principal amount of $1,631,000.
The notes pay no interest. Starting with the first determination date on August 12, 2027, if the index closing level is at or above the call threshold of 1,374.09 (100% of the initial level), the notes are automatically redeemed for a fixed early redemption payment that implies approximately 10.25% per annum, ranging from $1,102.50 in 2027 up to $1,615.00 in 2032 per note. If not called and the final index level on August 12, 2033 is above the initial level, investors receive principal plus 100% of the index’s positive return; otherwise they receive only principal at maturity.
The estimated value on the pricing date is $926.60 per note, below the issue price, reflecting issuance, selling, structuring and hedging costs and Morgan Stanley’s funding rate. The notes are subject to Morgan Stanley’s credit risk, will not be listed on any exchange, may have limited liquidity, and are expected to be treated as contingent payment debt instruments for U.S. federal tax purposes.
Morgan Stanley (MS), through Morgan Stanley Finance LLC, is offering digital S&P 500® Index-linked notes that are unsecured, principal-at-risk obligations fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest and return at maturity depends solely on S&P 500® performance from trade date to a determination date expected 12–14 months later.
For each $1,000 note, if the S&P 500® final level is at least 90% of its initial level, investors receive a fixed Maximum Settlement Amount expected between $1,082.80 and $1,097.20, capping upside at 108.28%–109.72% of face value. If the index declines by more than 10%, repayment is reduced using a buffer rate of about 111.11%, and investors can lose up to their entire principal. The original issue price is $1,000, with estimated value on the trade date of about $984.70, reflecting issuance, structuring and hedging costs; dealer commissions are $10.90 per note, leaving issuer proceeds of $989.10 per note.
MORGAN STANLEY (symbol: MS) is the issuer of record for a Form 424B2 filing submitted to the SEC.