Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering principal-at-risk step-down jump securities linked to the common stock of Blackstone Inc., fully and unconditionally guaranteed by Morgan Stanley. The securities are issued at a stated principal amount of $1,000 per security and an aggregate principal amount of $650,000. The original issue price is $1,000 with an estimated value on the pricing date of $963.10. The securities feature automatic early redemption on specified determination dates beginning on March 23, 2027 if the closing level of the underlier meets call threshold levels; specified early redemption payments are $1,204.50 and $1,409.00. If not redeemed, payment at maturity on March 21, 2029 is $1,613.50 if the final level is at or above the downside threshold of $64.272 (60% of the initial level $107.12), otherwise the payment equals principal times the performance factor and may be significantly less or zero. All payments are subject to Morgan Stanley’s credit risk. The securities do not pay interest and investors do not participate in upside beyond the fixed payments.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities due March 29, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $955.10. The securities pay no interest, may automatically redeem early starting on March 30, 2027 if each underlier meets its call threshold, and return a fixed early redemption payment schedule if called. At maturity investors receive either a fixed positive payment of $1,427.50, the stated principal, or a reduced principal tied to the worst performing underlier down to zero if that underlier falls below its downside threshold (70% of initial level). The securities are linked to the Dow Jones Industrial Average, the Nasdaq-100 Index®, and the Russell 2000® Index and expose holders to issuer credit risk and index performance of the worst performing underlier.
Morgan Stanley Finance LLC is issuing principal-at-risk, auto-callable structured notes due March 21, 2029, linked to the worst performing of Apple Inc. and Amazon.com, Inc. Each note has a $1,000 stated principal amount and an issue price of $1,000 per security.
The securities pay no interest, carry full credit exposure to Morgan Stanley, and may auto-redeem on specified determination dates beginning March 23, 2027 for fixed early redemption payments that escalate to $1,641.67 by February 16, 2029. If not redeemed, maturity outcomes range from $1,660.00 to a principal loss tied to the worst performing underlier with a 70% downside threshold.
Morgan Stanley Finance LLC priced principal-at-risk, auto-callable notes issued March 19, 2026. The securities are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, sold at a stated issue price of $1,000 per security with an aggregate principal amount of $420,000.
The notes reference the SPDR® Gold Trust (GLD) and the VanEck® Semiconductor ETF (SMH). Key economic terms: estimated value on the pricing date $936.20, participation rate 150%, early redemption payment $1,450 if both underliers meet 100% call thresholds on the first determination date (March 23, 2027), and final maturity on March 21, 2029. If not auto-redeemed, payoff depends on the worst performing underlier versus its initial level and a downside threshold at 60% of the initial level; losses can be up to the full principal and could be zero. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering contingent income, memory buffered, auto-callable principal-at-risk securities linked to the common stock of Broadcom Inc. The securities have a $1,000 stated principal amount, a contingent coupon at an annual rate of 15.72%, an initial level of $321.31, coupon barrier and buffer levels of $216.884 (approximately 67.50% of the initial level), observation dates through March 30, 2027, and a maturity date of April 2, 2027.
The notes pay contingent coupons only if the underlier’s closing level meets the coupon barrier on each observation date, may be automatically redeemed early if the underlier meets the call threshold, and at maturity expose investors to downside beyond the 32.50% buffer with a downside factor of 1.4814% per 1% decline beyond the buffer. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers principal‑at‑risk securities totaling $250,000, fully guaranteed by Morgan Stanley. The securities are $1,000 each and pay a contingent coupon at an annual rate of 10.25% only if the closing level of the Nasdaq‑100® Technology Sector (NDXT), Russell 2000® (RTY) and S&P 500® (SPX) are each at or above their coupon barrier levels on the applicable observation dates. The coupon barrier and downside threshold for each index are 60% of its initial level. If not called and the final level of any underlier is below its downside threshold, the maturity payment equals the stated principal multiplied by the performance factor of the worst performing underlier, which could result in a loss of principal and could be zero. The notes may be called beginning September 21, 2026 if a risk neutral valuation model indicates it is economically rational; if called, holders receive the stated principal plus any contingent coupon for the related period. All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced Principal at Risk securities linked to the Roundhill Magnificent Seven ETF. The securities have a $1,000 stated principal amount, an original issue price of $1,000 and an estimated value of $961 on the pricing date. The securities mature on March 20, 2031 with the observation date on March 17, 2031.
The payout at maturity is threefold: if the final level is above the initial level (initial level $60.88), investors receive principal plus 100% upside up to a maximum upside payment $2,757.50; if the final level is between the initial level and the buffer level $45.66 (75% of initial), investors receive principal plus an absolute return up to 25%; if the final level is below the buffer, investors suffer losses beyond the 25% buffer with a minimum payment at maturity of 25% of principal. All payments are subject to issuer credit risk and the guarantee of Morgan Stanley.
Morgan Stanley Finance LLC priced $8,500,000 aggregate principal of Structured Investments Jump Securities with an auto-callable feature, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000; estimated value on the pricing date was $939.20 per security.
The securities reference the Nasdaq-100® Technology Sector Index (NDXT) and the S&P 500® Index (SPX) and are linked to the worst performing underlier. Automatic early redemption begins on the first determination date March 18, 2027, with fixed early redemption payments that rise across up to 16 determination dates. Downside protection is limited: the downside threshold for each underlier is 90% of its initial level, and investors may lose their principal if the worst performing underlier falls below that level at maturity on March 20, 2031.
Morgan Stanley Finance LLC is offering Contingent Income Auto-Callable Securities linked to JPMorgan Chase & Co. common stock, fully and unconditionally guaranteed by Morgan Stanley. The issue is $1,000 per security with an aggregate principal amount of $443,000. The securities pay a contingent coupon at an annual rate of 12.10% only when the underlier meets the coupon barrier on observation dates, feature automatic early redemption if the underlier reaches the call threshold, and expose investors to full downside below a 75% downside threshold. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced contingent income auto-callable securities totaling $1,777,000, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an original issue price of $1,000.
The securities reference the worst performing of the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector and the Russell 2000® Index. They pay a contingent coupon at an annual rate of 9.80% only if the closing level of each underlier is at or above its coupon barrier on an observation date. The notes are automatically redeemed early if all underliers meet or exceed their call thresholds on a redemption determination date; otherwise, at maturity investors either receive principal if each underlier is at or above its 70% downside threshold or suffer a loss tied to the worst performing underlier (losses of 1% in principal per 1% decline).