Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC proposes an offering of Structured Investments—Enhanced Buffered Jump Securities—due June 24, 2027. Each security has a $1,000 stated principal amount and is linked to the S&P 500® Index.
Key economic terms: an upside payment of $74 per security (7.40%), a buffer equal to 15% of the initial level, and a minimum payment at maturity of 15% of principal. The strike date and pricing date are March 20, 2026
The observation date is June 21, 2027 (subject to postponement) and original issue date is March 25, 2026. Estimated value on the pricing date is approximately $969.20 per security. Payments depend on the final closing level of the underlier; downside risk exposes investors to dollar-for-dollar losses beyond the 15% buffer, and all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS notes due March 30, 2028 linked to the Russell 2000® Index with a stated principal amount of $1,000 per security. The notes provide 150% leverage on positive index performance up to a $1,295.50 maximum payment (129.55% of principal), a 10% buffer and a 10% minimum payment at maturity. Payments depend solely on the closing index level on the observation date and are subject to Morgan Stanley Finance LLC credit risk and the guaranty of Morgan Stanley.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities linked to the S&P 500® Index with a $1,000 stated principal per security. The notes have a 200% leverage factor, a 20% buffer, a maximum payment of $1,105.50 (110.55% of principal) and a minimum payment of 20% of principal.
The pricing and strike dates are March 23, 2026, original issue date is March 26, 2026, the observation date is September 23, 2027 and maturity is September 28, 2027. The estimated value on the pricing date is approximately $967.10 per security. All payments are subject to Morgan Stanley Finance LLC credit risk and guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities tied to a basket of global equity indices and an ETF, with a $1,000 stated principal amount per security. The securities mature on September 29, 2027, have a 200% leverage factor for upside, a 20% buffer and a maximum payment at maturity of $1,112.50 per security.
Payments depend on the final level of the underlier measured on the observation date of September 24, 2027. The estimated value at pricing was approximately $964.90 per security; all payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Trigger PLUS structured notes due March 27, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000.
The securities provide a leveraged upside equal to 182% of the underlier’s appreciation if the final level exceeds the initial level, return of principal at maturity if the final level is between the initial level and the 70% downside threshold, and full downside exposure (1% loss per 1% underlier decline) if the final level is below the downside threshold. The underlier is the S&P 500® Futures Excess Return Index. The strike and pricing date are March 24, 2026, with an observation date of March 24, 2031 ("subject to postponement for non-trading days and certain market disruption events"). The estimated value on the pricing date is approximately $932.80 per security.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities pay no interest and mature on April 5, 2028.
Payments at maturity depend on the worst performing of the EURO STOXX 50® (SX5E) and the MSCI EAFE® (MXEA). The securities provide a 125% leverage factor on upside, a 25% buffer (75% buffer level), and a 25% minimum payment at maturity. The estimated value on the pricing date is approximately $979.40. All payments are subject to Morgan Stanley Finance LLC and Morgan Stanley credit risk; loss of principal is possible if the worst performing underlier falls below the buffer.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable securities due March 23, 2029, fully guaranteed by Morgan Stanley, linked to the common stock of The Goldman Sachs Group, Inc.. The issue price is $1,000 per security with an estimated value of approximately $970 on the pricing date.
The notes pay a contingent coupon at an annual rate of 12.55% on scheduled coupon dates only if the underlier’s closing level on each observation date is at or above a coupon barrier equal to 70% of the initial level. The securities will auto-redeem early if the closing level on a redemption determination date is at or above the call threshold of 100% of the initial level, beginning with the first redemption determination date of September 21, 2026. If not auto‑redeemed, maturity payoff depends on the final level relative to a downside threshold at 70% of the initial level; below that threshold the principal is reduced pro rata and could be zero.
Morgan Stanley Finance LLC offers Structured Investments — Enhanced Buffered Jump Securities with downside risk and a fixed upside payment, fully and unconditionally guaranteed by Morgan Stanley.
Each security has a $1,000 stated principal amount, an $227.50 upside payment (22.75%), a buffer level of 85% (buffer amount 10%), a downside factor of 1.1765, an observation date of March 30, 2027, and a maturity date of April 2, 2027. The estimated value on the pricing date was approximately $959.70 per security and the issue price is $1,000 with an agent commission of $10 per security.
Morgan Stanley Finance LLC offers Digital S&P 500® Index-Linked Notes due (preliminary pricing supplement subject to completion). Each note has a $1,000 face amount and an estimated trade-date value of approximately $994.90. The notes pay no interest and are fully guaranteed by Morgan Stanley.
At maturity, each note will pay a capped upside if the Final Underlier Level is ≥ 87.50% of the Initial Underlier Level (a Maximum Settlement Amount expected between $1,127.20 and $1,149.60 per $1,000). If the Final Underlier Level is below that threshold, losses apply pro rata (you could lose some or all principal). All payments are subject to issuer credit risk and determinations by MS & Co. as calculation agent.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-coupon, auto-callable securities linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index with a stated principal amount of $1,000 per security and an aggregate offering of $750,000. The notes pay a contingent annual coupon of 15.10% on observation dates when the underlier is at or above a coupon barrier of 1,791.72 (70% of the initial level), and may automatically redeem early if the underlier is at or above the call threshold of 2,559.60 (100% of the initial level) on any redemption determination date starting September 16, 2026. If not redeemed and the final level is below the downside threshold of 1,535.76 (60% of the initial level), principal at maturity is reduced pro rata (final level / initial level). All payments are subject to issuer and guarantor credit risk; estimated value at pricing was $940.00 per security.